James Russell Sweeney 2

Individual Assets (H)

Alliant FCU (cash) — Interest

BT Cash Balance Plan (cash) — None — Closed

First Financial Bank (formerly Mainsource Bank) (cash) — Interest

NFCU (cash) — Interest

Navy Mutual Aid Association (whole life insurance policy) — Dividend

Gard Group LLC — None

Account #1 (H)

Materra LLC (02657429) — None

Account #2 (H)

Health Equity HSA — None

Account #3 (H)

Stifel Insured Bank Account (cash) — Interest

IVA Worldwide Cl A (IVWAX) — Dividend

Account #4 (H)

Stifel Insured Bank Account (cash) — Interest

ADOBE INC (ADBE) — None — Sold (part)

ADOBE INC (ADBE) — Sold (part)

ALIBABA GROUP HOLDING LTD SPONS ADS (BABA) — None — Buy

ALPHABET INC CL A (GOOGL) — None — Sold (part)

ALTRIA GROUP INC (MO) — Dividend — Sold

AMAZON.COM INC (AMZN) — None

APPLE INC (AAPL) — Dividend — Buy (add'l)

BANK OF AMERICA CORP (BAC) — Dividend — Sold

BERKSHIRE HATHAWAY INC CL B (BRK/B) — None — Sold (part)

BIOGEN INC (BIIB) — None — Sold (part)

BIOGEN INC (BIIB) — Sold (part)

BIOGEN INC (BIIB) — Sold

CBOE GLOBAL MARKETS INC (CBOE) — None — Sold

CHURCHILL DOWNS INC (CHDN) — Dividend

COMCAST CORP CL A NEW (CMCSA) — Dividend

COSTAR GROUP INC (CSGP) — None — Sold (part)

WALT DISNEY CO (DIS) — Dividend — Buy (add'l)

ELECTRONIC ARTS INC (EA) — None

FACEBOOK INC CL A (3030M102) — None — Buy

FACEBOOK INC CL A (3030M102) — Buy (add'l)

HUNTINGTON INGALLS INDS INC (HII) — Dividend

IAC/INTERACTIVECORP (44919P508) — None — Buy

INTEL CORP (INTC) — Dividend

INTERCONTINENTAL EXCHANGE INC (ICE) — Dividend

INTUITIVE SURGICAL INC (ISRG) — None

KEYCORP (KEY) — Dividend — Sold (part)

KEYCORP (KEY) — Sold

LVMH MOET HENNESSY LOUIS VUITTON ADR (LVMUY) — Dividend — Buy (add'l)

LVMH MOET HENNESSY LOUIS VUITTON ADR (LVMUY) — Buy (add'l)

ELI LILLY & CO (532457108) — Dividend — Buy

FIAT CHRYSLER AUTOMOBILES N V (FCAU) — Dividend — Sold

MGM RESORTS INTL (MGM) — Dividend

MADISON SQUARE GARDEN CO CL A (MSG) — None

MASTERCARD INC CL A (MA) — Dividend

MERCK & COMPANY INC (MRK) — Dividend

MICROSOFT CORP (MSFT) — Dividend

MOODYS CORP (MCO) — None — Sold

MOTOROLA SOLUTIONS INC NEW (620076307) — Dividend — Buy

MOTOROLA SOLUTIONS INC NEW (620076307) — Buy (add'l)

NORTHROP GRUMMAN CORP (NOC) — Dividend

PAYPAL HOLDINGS INC (PYPL) — None

PFIZER INC (PFE) — Dividend

PIONEER NATURAL RESOURCES CO (PXD) — None — Sold

REGIONS FINANCIAL CORP (RF) — Dividend — Sold (part)

REGIONS FINANCIAL CORP (RF) — Sold (part)

REGIONS FINANCIAL CORP (RF) — Sold

SHENZHOU INTL GROUP HOLDINGS LTD ADR (82322R109) — Dividend — Buy

SHENZHOU INTL GROUP HOLDINGS LTD ADR (82322R109) — Buy (add'l)

SIRIUS XM HLDGS INC (SIRI) — Dividend

STANLEY BLACK & DECKER INC (SWK) — Dividend

TENCENT HOLDINGS LTD UNSPON ADR (8803Q109) — Dividend — Buy

TEXAS INSTRUMENTS INC (TXN) — Dividend

TWITTER INC (90184L102) — None — Buy

TWITTER INC (90184L102) — Buy (add'l)

UNION PACIFIC CORP (UNP) — Dividend

UNITEDHEALTH GROUP INC (UNH) — Dividend — Buy (add'l)

WALMART INC (WMT) — Dividend — Buy (add'l)

WASTE MANAGEMENT INC DEL (94106L109) — Dividend — Buy

ZEBRA TECHNOLOGIES CORP CL A (ZBRA) — None — Buy (add'l)

PERNOD RICARD (PDRDF) — Dividend — Buy (add'l)

FERRARI NV (RACE) — Dividend — Buy (add'l)

ISHARES U S OIL & GAS EXPLORATION & PRODUCTION ETF (464288851) — Dividend — Buy

SOUTHWEST AIRLINES CO (LUV) — Dividend — Sold

VAIL RESORTS INC (MTN) — Dividend — Sold

VIPER ENERGY PARTNERS LP (92763M105) — Dividend — Buy

VIPER ENERGY PARTNERS LP (92763M105) — Buy (add'l)

VIPER ENERGY PARTNERS LP (92763M105) — Sold

Account #5 (H)

Fidelity Low-Priced Stock (FLPSX) — Dividend

Harbor Capital Appr Ret (HNACX) — Dividend

Keybank EB Magic 20 Fund (EBMGICX) — None — Buy (add'l)

Pimco Total Return Instl (PTTRX) — Dividend — Buy (add'l)

Schwab Treas Infl-Prot Sec Idx — Dividend — Buy (add'l)

Vanguard Retirement Inc Instl (VTINX) — Dividend

Vanguard Windsor II Fund (VWNAX) — Dividend — Buy (add'l)

Fidelity 500 Index Institutional — Dividend

Account #6 (H)

Ferrarri NV (RACE) — Interest — Buy (add'l)

Alibaba Group Holding LTD (BABA) — None — Buy

Amazon Com Inc (AMZN) — None

Bank of America Corp (BAC) — None — Sold

CBOE Global Markets Inc (CBOE) — None — Sold

Churchill Downs Inc (CHDN) — Dividend

LVMH Moet Hennessy Louis (LVMUY) — Dividend — Buy (add'l)

MGM Resorts Intl (MGM) — Dividend

Madison Square Garden Co (MSG) — None

Shenzhou Internati-Unsp Adr (SHYHY) — Dividend — Buy

Shenzhou Internati-Unsp Adr (SHYHY) — Buy (add'l)

Pernod Ricard (PDRDF) — Dividend — Buy (add'l)

Walmart Inc (WMT) — Dividend

Berkshire Hathaway Inc (BRKB) — None — Sold (part)

Intercontinental Exchange Inc (ICE) — Dividend

Intuitive Surgical Inc (ISRG) — None — Sold (part)

Lilly Eli & Co (LLY) — Dividend — Buy

Merck & Co Inc (MRK) — Dividend

Pfizer Inc (PFE) — Dividend

Unitedhealth Group Inc (UNH) — Dividend — Buy (add'l)

Costar Group Inc (CSGP) — None — Sold (part)

Huntington Ingalls Inds Inc (HII) — Dividend

Northrop Grumman Corp (NOC) — Dividend

Southwest Airlines Co (LUV) — Dividend — Sold

Stanley Black & Decker Inc (SWK) — Dividend

Union Pacific Corp (UNP) — Dividend

Waste Management Inc (IWM) — Dividend — Buy

Adobe Systems Inc (ADBE) — None — Sold (part)

Adobe Systems Inc (ADBE) — Sold (part)

Apple Inc (AAPL) — Dividend — Buy (add'l)

Biogen Inc (BIIB) — None — Sold (part)

Biogen Inc (BIIB) — Sold (part)

Biogen Inc (BIIB) — Sold

Fiat Chrysler Auto (FCAU) — Dividend — Sold

Intel Corp (INTC) — Dividend

Mastercard Inc Cl A (MA) — Dividend — Sold (part)

Mastercard Inc Cl A (MA) — Sold (part)

Microsoft Corp (MSFT) — Dividend

Paypal Holdings Inc-W/I (PYPL) — None — Sold (part)

Regions Financial Corp (RF) — Dividend — Sold (part)

Regions Financial Corp (RF) — Sold

Tencent Holdings Ltd (TCEHY) — Dividend — Buy

Texas Instruments Inc (TXN) — Dividend

Twitter Inc (TWTR) — None — Buy

Twitter Inc (TWTR) — Buy (add'l)

Zebra Technologies Corp Class A (ZBRA) — None — Sold (part)

Zebra Technologies Corp Class A (ZBRA) — Buy (add'l)

Alphabet Inc/CA-CL A (GOOGL) — None — Sold (part)

Altria Group Inc (MO) — Dividend — Sold

Comcast Corp (CMCSA) — Dividend

Disney Walt Co (DIS) — Dividend — Buy (add'l)

Electronic Art (EA) — None

Facebook Inc (FB) — None — Buy

Facebook Inc (FB) — Buy (add'l)

IAC/InteractiveCorp-W/I (IAC) — None — Buy

Keycorp New (KEY) — Dividend — Sold (part)

Keycorp New (KEY) — Sold

Moody's Corp (MCO) — None — Sold

Motorola Solutions Inc (MSI) — Dividend — Buy

Motorola Solutions Inc (MSI) — Buy (add'l)

Pioneer Nat Res (PXD) — None — Sold

Sirius XM Holdings (SIRI) — Dividend

Vail Resorts Inc (MTN) — Dividend — Sold

Viper Energy Partners LP (VNOM) — Dividend — Buy

Account #7 (H)

Stifel Insured Bank Account (cash) — Interest

FISHERS IN REDEV DIST EXIT 10 INFRA SER A B/E OID (33803KBB0) — Interest

INDIANA ST FIN AUTH REV RFDG FACS SER C B/E Cpn 5.000% (45506DBD6) — Interest

INDIANA ST FIN AUTH REV RFDG EDL FAC PURDUE RESH FNDTN (4550575W5) — Interest — Redeemed

INDIANAPOLIS IN LOC PUB IMPT BD BK RFDG SER E REV AMBAC (45528SYH3) — Interest — Redeemed

HAMILTON STHESTRN IN CONS SCH BLDG CORP REV RFDG 1ST MTG (40785EJ49) — Interest

CARLISLE SULLIVAN IN SCH BLDG CORP RFDG 1ST MTG REV (142523BX6) — Interest

FRANKLIN TWP IN MULT SCH BLDG CORP RFDG B/E 1ST MTG SER A (355137BU3) — Interest

CROWN POINT IN MLTI SCH BLDG CORP REV RFDG 1ST MTG B/E (228485KN7) — Interest

IVY TECH CMNTY CLLG IN RFDG STDNT FEE SER O REV B/E (46603ACS8) — Interest

GREENFIELD IN SEW WKS REV B/ E PTC Cpn 3.000% Due 01/01/26 (395028DP5) — Interest

HAMILTON STHESTRN IN B/E CONS SCH BLDG CORP RFDG 1ST MTG (40785EWZ5) — Interest

PLAINFIELD IN CMNTY HIGH SCH BLDG CORP RFDG 1ST (726286EM5) — Interest

DECATUR TWP MARION CNTY IN MULT SCH BLDG CORP 1ST (243360EZ3) — Interest

SOUTH ADAMS IN SCH BLDG CORP 1ST MTG RFDG & IMP (836193DB5) — Interest

MT VERNON IN SCH BLDG CORP RFDG (623495EQ7) — None — Buy

Account #8 (H)

Stifel Insured Bank (cash) — Interest

BANK OF INTERNET USA SAN DIEGO CA CD FDIC #35546 Cpn 3.600 (06279LAT1) — Interest — Redeemed

CAPITAL ONE BANK USA NA GLEN ALLEN VA CD FDIC #33954 (140420TX8) — Interest

BMW BANK OF NORTH AMER SALT LAKE CITY UT CD FDIC #35141 (05580ADF8) — Interest

BMW BANK OF NORTH AMER SALT LAKE CITY UT CD FDIC #35141 (05580ADU5) — Interest

CIT BANK SALT LAKE CITY UT CD FDIC #35575 Cpn 4.000% (17284P2S3) — Interest — Redeemed

Account #9 (H)

Schwab Cash & Money Market Account (cash) — Interest

COHEN & STEERS CLOSED EN (FOF) — Dividend

VANGUARD EXTENDED DURATION ETF (EDV) — Dividend

CALL PROSHR (X) (Y)

CALL B W X TECHNOLOGIES I — None — Buy

CALL B W X TECHNOLOGIES I — Buy (add'l)

CALL B W X TECHNOLOGIES I — Sold

Immediate Past President, The Reserve Officers Association of the United States

Chair, ROA STARS (Standing Together for Americas Reservists) Foundation

Member, Atir Semaj LLC

Member, Brebeuf Preparatory School Alumni Board

Member, Homeless Veterans Assistance Foundation

Agreement — 2018 — Barnes & Thornburg LLP-Partnership Agreement

Reimbursement — George Mason University, Scalia Law School — 04/25/19-04/26/19 — Washington, DC — Inaugural Scalia Forum — Transportation, meals, lodging

Reimbursement — George Mason University, Scalia Law School, Law & Economics Center — 10/16/19-10/20/19 — Santa Fe, NM — Workshop — Transportation, meals, lodging

Part VII, line 7: Valuation is based upon the original purchase price.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Fidelity 500 Index Institutional was substituted by the plan sponsors for Vanguard Inst Index Fund (VINIX). This substitution was exclusively the result

of corporate action during the 4th quarter of 2019; no further information has been provided to the filer.