Jeffrey I. Cummings

Individual Assets (H)

Bank of America (X) — Interest

MONY Life Ins Policy #1 — Dividend

MONY Life Ins Policy #2 — Dividend

NWM Life Ins Policy #1 — Dividend

NWM Life Ins Policy #2 — Dividend

NWM Life Ins Policy #3 — Dividend

IRA #1 (H)

Adv Bank Dep Ally Bank (ABDXX) (cash) — Interest

Invesco Endeavor Fd Cl Y (ATDYX) — Dividend

Invesco Van Kampen Comstock Fd Y (ACSDX) — Dividend

DWS RREEF Glbl Infrastr Fd A (TOLLX) — Dividend

Federated Intl Leaders Fd A (FGFAX) — Dividend

IRA #2 (H)

Capital World Growth & Income Fund Class A (CWGIX) — Dividend

Europacific Growth Fund Class A (AEPGX) — Dividend

The Growth Fund Of America Class A (AGTHX) — Dividend

The Income Fund Of America Class A (AMECX) — Dividend

Intermediate Bond Fund Of America Class A (AIBAX) — Dividend

RETIREMENT ACCOUNT #1 (H)

AF Trgt Date 2030 R6 (RFETX) — Dividend — Buy (add'l)

FID 500 Index (FXAIX) — Dividend — Buy (add'l)

FA Balanced Z (FZAAX) — Dividend — Buy (add'l)

BROKERAGE ACCOUNT #1 (H)

Adv Bank Dep Ally Bank (ABDXX) (cash) — Interest

Amazon Com Inc (AMZN) — None

Apple Inc (AAPL) — Dividend

Berkshire Hathaway (BRK.B) — None

CVS Health Corp (CVS) — Dividend — Buy (add'l)

McDonalds Corp (MCD) — Dividend

Federated Kaufmann Large Cap-A (KLCAX) — Dividend

Federated Fltg Rate Strat Inc A (FRSAX) — Dividend

Federated Intl Leaders Fd A (FGFAX) — Dividend

John Hancock Financial Ind Cl A (FIDAX) — Dividend

Voya Eq Tr Midcap Opptys Fd Cl A (NMCAX) — Dividend

ETF Managers TR Prime Cyber Security (HACK) — None — Buy

Vanguard Index FDS S&P 500 ETF (VOO) — Dividend — Buy

FT Cybersecurity #11 (30307C431) — Dividend

Top Picks Ser 22 May 2018 Port (30308V446) — Dividend — Redeemed

FT Water Utility Infra Sel #51 (30309W757) — Dividend

FT Energy Oppty (30309Y654) — Dividend — Redeemed (part)

FT Energy Oppty (30309Y654) — Redeemed

FT Banking Oppty #32 (30310H294) — Dividend

FT Dow Target (30310M630) — Dividend

Top Picks Ser 24 Jan 2019 Port (30310N572) — Dividend

FT Global Dividend #58 (30310R110) — Dividend

Top Picks Ser 26 Jul 2019 Port (30311C27B) — Dividend — Buy

FT Water Utility Sel #56 (30312E679) — None — Buy

Inv Divid Sustain 18-2 (46141B314) — Dividend

Inv Select 10 Indus 19-1 (46142X539) — Dividend

Inv Divid Sustain 19-1 (46143A35S) — Dividend — Buy (add'l)

Inv Turnaround Strat 19-1 (46143C476) — Dividend — Buy (add'l)

Inv Select 10 Indus 19-2 (46143E191) — Dividend — Buy (add'l)

FT AI & Robotics Oppty #2 — None — Redeemed

Invesco Buyout Oppty 17-1 — Dividend — Redeemed

Jackson Natuional Life Perspective II S&P Aggressive Growth Portfolio — None

BROKERAGE ACCOUNT #2 (H)

Adv Bank Dep Ally Bank (ABDXX) (cash) — Interest

Invesco Endeavor Fd Cl Y (ATDYX) — Dividend

Invesco Van Kampen Comstock Fd Y (ACSDX) — Dividend

DWS RREEF Glbl Infrastr Fd A (TOLLX) — Dividend

Federated Intl Leaders Fd A (FGFAX) — Dividend

BROKERAGE ACCOUNT #3 (H)

Adv Bank Dep Ally Bank (ABDXX) (cash) — Interest

Alps ETF Tr Alerian MLP SBI/CBI ETF (AMLP) — Dividend — Buy (add'l)

Invesco Powershs Nasdaq Internet Port ETF (PNQI) — None

Invesco Powershs Golden Dragon China (PGJ) — Dividend

iShares Tr Barclays 7-10 Yr (IEF) — None — Buy

iShares Tr Barclays 7-10 Yr (IEF) — Sold

iShares Tr Select Divid (DVY) — Dividend

iShares Tr US Aer Def (ITA) — Dividend

iShares Tr Mortg (REM) — Dividend

SPDR Ser Trust S&P Transn (XTN) — Dividend

SPDR Ser Trust S&P Biotech Closed End SBI/CBI ETF (XBI) — Dividend

Select Sect SPDR Tr SBI Healthcare (XLV) — Dividend

Select Sect SPDR Tr SBI Int-Finl (XLF) — Dividend

Select Sect SPDR Tr Tech (XLK) — Dividend

Select Sect SPDR Tr SBI Int-Utils (XLU) — Dividend — Sold

Vaneck Vectors ETF Gold Miners (GDX) — Dividend — Buy

Vaneck Vectors ETF Semiconductors (SMH) — Dividend — Buy

Vanguard World Fds Materials (VAW) — Dividend — Sold

Vanguard Intl Eq Indx Fd FTSE Emr Mkt (VWO) — Dividend

Vanguard Index Fds Real Estate ETF (VNQ) — Dividend

BROKERAGE ACCOUNT #4 (H)

General Mny Mkt Fund Cl B (GMBXX) (cash) (Y)

NM FDIC Insured Deposit Program (cash) (X) — Dividend

Thornburg Value Class A (TVAFX) — Dividend

Attorney, Miner, Barnhill & Galland, P.C.

Agreement — 1995 — Self-directed retirement account at Miner, Barnhill & Galland, P.C.

Liability — Navient — Student loan

Income — 2019 — Miner, Barnhill & Galland, P.C. — $292,911.00

Spouse's income — 2019 — HERE Technologies (salary)

Part II: Related holdings are included in Part VII.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.