Michael E. Ridgway

Northwestern Mutual Life Ins. - Adjustable Comp. Life — Dividend

Northwestern Mutual Life Ins. - Extraordinary Life — Dividend

Northwestern Mutual Life Ins. - Whole Life (X) — Dividend

Northwestern Mutual IRA (H)

Select Bond (MSA/Wells Capital Mgmt) — None

Equity Income (MSA/T Rowe Price) (X) — Distribution

Focused Appreciation (MSA/Loomis Sayles) — Distribution

Wells Fargo Bank, N.A. - Cash Accounts — Interest

Commercial State Bank - Cash Accounts — Interest

Brokerage # 1 (Merrill Lynch) (H)

FIA Card Services, N.A. (Bank of America) — Interest

Oppenheimer Global (OGIYX) — Sold

Clearbridge Large Cap (SBLYX) — Distribution

Invesco Oppenheimer Developimg Market FD CL Y (ODVYX) — Dividend

Putnam Investors FD CL Y (PNVYX) (Y)

Thornburg LTD Term Inc. FD CL 1 (THIIX) — Dividend

Neuberger Berman Equity, Inc. Fund (NBHIX) — Dividend

Hennessy Focus Fund (HFCIX) (Y)

First Eagle Global Fund, Class I (SGIIX) — Dividend — Sold (part)

Goldman Sachs Rising (GSRLX) — Dividend

Invesco European Small (ESMYX) — Dividend

AAM Bahl & Gaynor Income Growth Fund (AFNIX) (X) — Dividend — Buy

Brokerage # 2 (IRA) (Merrill Lynch) (H)

FIA Card Services NA, RASP (Bank of America) — Interest

SPDR S & P 500 ETF Trust (SPY) — Dividend

Principal Spectrum & Captl Preferred Inc Fund (PPSIX) — Dividend

Principal Global Diversified Income Fund (PGDIX) — Dividend

SPDR S & P Div ETF (SDY) — Dividend

T Rowe Price QM US Small (PRDSX) — Distribution

Thornburg LTD Term Inc. FD CL 1 (THIIX) — Dividend

Eaton Vance Atlanta Capital - SMID (EISMX) — Distribution

Nuveen Preferred Securities (NPSRX) — Dividend

Invesco Oppenheimer Developing Market FD CL Y (ODVYX) — Dividend

Neuberger Berman Emerg (NEMIX) — Dividend

Putnam Equity Spectrum Fund CL Y (PYSYX) (Y)

Cohen & Steers Real Estate Securities FDI (CSDIX) — Dividend — Sold (part)

Goldman Sachs Rising (GSRLX) — Dividend — Sold

Invesco European Small (ESMYX) — Dividend

SPDR US Financial Sector ETF (XLF) — Dividend

Sector SPDR Industrial (XLI) — Dividend

Materials Select Sector SPDR Fund (XLB) — Dividend

Select Sector SPDR TR (XLK) — Dividend

Sector SPDR Energy (XLE) — Dividend

AAM Bahl & Gaynor Income Growth Fund (AFNIX) (X) — Dividend — Buy

Columbia Div. Inc. Fund CL Instl (GSFTX) (X) — Dividend — Buy

Fidelity ADV DIV INTL 1 (FDVIX) (Y)

Brokerage # 3 (ROTH IRA) (Merrill Lynch) (H)

FIA Card Services NA, RASP (Bank of America) — Interest

Putnam Equity Income Y (PEIYX) — Dividend

Putnam Multi Cap. Growth Fund CL Y (PNOYX) (Y)

Delaware Value Fund INSTL CL (DDVIX) — Dividend

Invesco Oppenheimer Developimg Market FD CL Y (ODVYX) — Dividend — Sold (part)

Carillon Scout Mid Cap Fund CL Retail (UMBMX) — Dividend

Neuberger Berman Emerg Markets Equity Fund Inst (NEMIX) — Dividend

T Rowe Price QM US Small Cap Growth Equity FD (PRDSX) — Distribution

American Growth Fund of America CL F2 (GFFFX) — Dividend

Columbia Div. Inc. Fund CL Instl (GSFTX) (X) — Dividend — Buy

Reimbursement — American Bankruptcy Institute - 26th Annual Central States Bankruptcy Workshop — June 12 - 16, 2019 — Traverse City, MI — Panelist/Speaker/CLE — Transportation, Hotel, Meals, & Registration Fee

Part VII. Line 6: this asset is not a "new" asset; it is part of the Northwestern IRA. This asset individually did not reach the reporting threshold in 2018; however, it

did in 2019.

Part VII. Lines 14, 33, & 52: this asset underwent a name change in 2019. In previous reports it was listed as "Oppenheimer Developing Markets FD CL Y."

In 2019, it became "Invesco Oppenheimer Developing Mrkt FD CL Y"; however, it was the same stock as evidenced by the same symbol on the Exchange --

"ODVYX."

Part VII. Line 26: this asset underwent a name change in 2019. In previous reports it was listed as "Principal Preferred Securities Fund." In 2019, it became

"Principal Spectrum & Capital Preferred Inc. FD"; however, it was the same stock as evidenced by the same symbol on the Exchange -- "PPSIX."

Part VII Line 28: this asset underwent a name change in 2019. In previous reports it was listed as "SPDR US DVDND Aristocrat ETF." In 2019, it became

"SPDR S & P Div ETF"; however, it was the same stock as evidenced by the same symbol on the Exchange -- "SDY."

Part VII. Lines 3, 22, 44, 45, & 57 are all assets that were first acquired in 2019.