Andrew W. Austin

MUTUAL FUNDS

American Balanced Fund — Dividend

Am. Funds Tax-Exempt Bond Fund of America — Dividend

Invesco Tax-Free Intermed. Fund Class A — Dividend — Sold

CLOSED END FUNDS & ETFs

BBN — Dividend

LDP — Dividend

AFAXX — Dividend

NMCO — Dividend — Buy

UBS BANK USA DEPOSIT ACCT — Interest

STOCKS:

GYB — Dividend — Redeemed

CORPORATE BONDS:

Genworth Fin. Bond — Interest

MUNICIPAL BONDS

Central Tx Reg. Mobility Authority — Interest

IRA # 1

UBS Bk. Dep. Acct. — Interest

EDIV — Dividend — Sold

IDV — Dividend

GE — Dividend — Sold

WAB — Dividend — Spinoff (from line 21)

WAB — Sold

PDVYX — Dividend — Sold

GIOIX — Dividend — Sold

DSL — Dividend

LDP — Dividend

F — Dividend

RDSA — Dividend

LSIZX — Dividend — Sold

LUV — Dividend — Sold

VRP — Dividend

SEMMX — Dividend

UNTS FT SBRIENT BAKERS DZN — Interest — Redeemed

SLB — Dividend — Sold

MLPA — Dividend

T — Dividend

Genl Elec Co B/E corp bond — Interest

QABA — Dividend — Sold

OXY — None — Buy

WPC — None — Buy

BIICX — Dividend — Buy

USIPX — Dividend — Buy

PSDYX — Dividend — Buy

PSDYX — Sold (part)

DOW — Dividend — Buy

IRA # 2

Am. Funds Target Date 2045 A — Dividend

Am. Funds Intermed. Bond Fund of Am Class A — Dividend

Am. Funds Bond Fund of America Class A — Dividend

Am. Funds Capital World Bond Fund Class A — Dividend

Am. Funds Growth & Inc. Port. — Dividend

FROST BANK MONEY MKT & CHECKING ACCOUNTS — Interest

Executive Committee member, Lloyd Lochridge American Inn of Court

Treasurer, Violet Crown Sports Association (Cycling Team)

Board member, The Trail Foundation

Adjunct professor, University of Texas School of Law

Income — 2019 — University of Texas School of Law - teaching — $5,004.00

Spouse's income — 2019 — Austin Independent School District - salary