Mitchell S. Goldberg

COMMON STOCK:

AT&T Inc — Dividend

Caterpillar Inc. — Dividend

Cisco Sys Inc. — Dividend

Ford Motor Co Del — Dividend

GlaxoSmithKline PLC — Dividend

Kellogg Co — Dividend

Kimberly Clark Corp — Dividend

Merck & Co Inc. — Dividend

Mesabi TR — Dividend

New York Mtg TR Inc. — Dividend

United Technologies Corp — Dividend

PREFERRED OR OTHER STOCK:

Aegon N V — Dividend — Sold

SL Green Realty Corp — Dividend

Taubman Ctrs Inc — Dividend

UGI Corp — Dividend — Buy

MASTER LIMITED PARTNERSHIPS:

Amerigas Partners LP — Interest — Sold

Icahn Enterprises — Interest

MUTUAL FUNDS:

Metropolitan West FDS — Interest

CLOSED END FUNDS:

Guggenheim Enhanced Equity Income Fund — Interest

Blackrock Municipal Holdings Fund II Inc — Interest

Delaware Invt Nat Muni Inc Fund — Interest

Eaton Vance Natl Mun Opport TR — Interest

Invesco Mun Income — Interest

Nuveen Amt-Free Mun Value Fund — Interest

Putnam Managed Mun Incom TR — Interest

Western Asset Mun Def Opp TR — Interest

Rental Property #1, Ocean County, New Jersey ($820,000) — None — No longer renting

Morgan Stanley Private Bank NA — Interest

MORGAN STANLEY SMITH BARNEY #1 - COMMON STOCKS & OPTIONS:

Apple Inc — Dividend

AT&T Inc — Dividend

Brighthouse Finl — None

Bristol Myers Squibb Co. — Dividend

Chemours Co Com — Dividend

Crown Castle Intl Corp — Dividend

Discover Fincl Svcs — Dividend

H & R Block — Dividend

Harley Davidson Inc. — Dividend

HCP Inc. *Name change to Healthpeak 11/5/2019 — Dividend

Kimberly Clark Corp. — Dividend

Kinder Morgan Incorp. — Dividend — Sold

Metlife Inc. — Dividend

Pepsico Inc. — Dividend

Sysco Corp — Dividend

Walt Disney Co. Hldg. Co. — Dividend

Whirlpool Corp Preferential — Dividend — Sold

Avanos Medical Inc. — Dividend

United Parcel Service — Dividend — Buy

MORGAN STANLEY SMITH BARNEY CORPORATE BONDS:

Capital One Financial Co. Bond — Interest

Potash Corp. Saskatchewan — Interest

Goldman Sachs Group Inc. — Interest — Redeemed

MORGAN STANLEY SMITH BARNEY CERTS OF DEPOSIT:

Synchrony DRAPER UT CD — Interest

Wells Fargo Bank NA CD — Interest — Redeemed

Wells Fargo Bank NA Fid — Interest

JP Morgan Chase Bank — Interest — Redeemed

Ally Bank Midvale — Interest — Buy

State Bank Ind New York — Interest — Buy

HSBC Bank — Interest — Buy

MORGAN STANLEY SMITH BARNEY #2 - FINANCIAL MGT ACCT:

Exxon Mobil Corp — Dividend

International Paper Co. — Dividend

United Technologies — Dividend

Pennsylvania St. Genl. Oblig — Interest

Connecticut St Genl CD — Interest — Buy

MORGAN STANLEY SMITH BARNEY #3 - COMMON STOCK:

Baxter Intl Inc — Dividend

Pentair PLC. — Dividend

Pepsico Inc — Dividend

Williams Co., Inc. — Dividend

Walt Disney Co. Hldg. Co. — Dividend

nVent Electric — Dividend

Goldman Sachs New York NY CD — Interest — Redeemed

Bank Hapoalim CD — Interest — Buy

Oppenheimer Fund - Retirement IRA — Dividend

Sirius XM Radio, Inc. - Stock — Dividend — Sold

SAVINGS & CHECKING ACCOUNTS:

Capital One 360 Savings Account — Interest

TD Bank Checking Account — None

Agreement — 2/03 — Pennsylvania Employee Retirement System

Liability — Wells Fargo — Vacation Property #1, Ocean County, New Jersey

Income — 2019 — Pennsylvania Employee Retirement System — $13,818.00

Income — 12/2019 — Beasley School of Law at Temple University - Teaching — $5,000.00

Spouse's income — 2019 — Independent Yoga Instructor

Spouse's income — 2019 — Moore Energy LLC