Daniel R. Dominguez

UBS Resource Management Account (cash account) — Int./Div.

UBS Portfolio (H)

PR GNMA POOL 0397364X UNIT 100 — Interest

PR GNMA POOL 0437567X 094 — Interest — Redeemed

PR GNMA POOL 0437567X UNIT 095 — Interest

PR GNMA POOL 0402635X UNIT 100 — Interest

PR GNMA POOL 0433767X UNIT 096 — Interest

PR GNMA POOL 0437567X UNIT 097 — Interest

PR GNMA POOL 0437567X UNIT 098 — Interest

PR GNMA POOL 0437567X UNIT 099 — Interest

PR GNMA PL 607391X UNIT 96 — Interest

PACE Global Fixed Income Investment Fund Class P, Symbol: PCGLX — Interest

PACE Government Money Market Investments Fund Class P, Symbol: PCEXX — Interest

PACE High Yield Investments Class P, Symbol: PHYPX — Interest

PACE Intermediate Fixed Income Investments Class P, Symbol: PCIFX — Interest

PACE Mortgage-Backed Sec Fixed Income Invest Fund Class P, S: PCGTX — Interest

PACE Municipal Fixed Income Invest Class P, Symbol: PCMNX — Interest

PACE Strategic Fixed Income Investments Class P, Symbol: PCSIX — Interest

CBRE Clarion Global Real Estae, Symbol: IGR — Interest

ENERGY Transfer LP Units LTD Partnership MLP, Symbol: ET — Interest

GLOUCUSTER Co. NJ Impt. AU Assur RV OID97.392 BE/R/, CUSIP: 37970PGL0 — Interest

Delaware ST Econ Dev Aut Assur RV BE/ R/, CUSIP: 246387SR6 — Interest

Donna TX CTFS Oblig LT Build BE/R/, CUSIP: 257831NH6 — Interest

Doubleline Income Solutions FD, Symbol: DSL — Interest

Victory Incore Fund for Income Class A, Symbol: IPFIX — Dividend

US Municipal & Income Fund Inc. Class A — Dividend — Buy

Eaton Vance Tax Advantaged Global Divid Income Fund, Symbol: ETG — Interest — Buy (add'l)

Nuveen Tax Adv Total Return Strategy Fund, Symbol: JTA — Interest — Buy (add'l)

Puerto Rico GNMA & US Govt. Target Mat. FD Inc. — Interest

Puerto Rico AAA Portfl. Bond Inc. — Interest

Merrill Lynch Cash Money Account (X) — Interest

Merrill Lynch Portfolio (H)(X)

GNMP 396595 06 #100 (X) — Interest

GNMP 607391 06 #97 (X), CUSIP 36239SUH6 36239SUG8 — Interest

GNMP 607391 06 #98 (X) CUSIP 36239SUG8 — Interest

GNMP 607391 06 #99 (X) CUSIP 36239SUF0 — Interest

US TREASURY BILL: 1/31/19 CUSIP 912796PP8 — Interest — Matured

US TREASURY BILL: 08/26/19 CUSIP: 912796SD2 — Interest — Matured

US TREASURY BILL: 12/19/2019 CUSIP 912796SW0 — Interest — Matured

US TREASURY BILL: 6/25/2020 CUSIP: 912796UA5 — Interest — Buy

UBS: New investments during the year 2019. See lines 25-27

In order to further outline the activity in my investment account during the year 2019, on 02/05/2019 there were two investments made using the cash available:

Eaton Vance Tax/Advantage and Nuveen Tax Advantage Total Return. Later, on 5/15/2019, one investment (PR GNMA POOL 0437567X Unit 094) was

redeemed and was reinvested on 07/30/2019 in the US Municipal Income Fund for the same amount. During the year there were no deposits made in the account,

besides the dividends and/or interests generated by the investments that remained in the account. Finally, on my 2018 Financial Disclosure Statement, item no.

15 included an asset named Puerto Rico Investors Bond Fund. Upon query from my financial advisor I was informed that the correct name of said asset would be

Puerto Rico Investors Short Bond Fund, which constitutes a cash equivalent of less than $1,000.00 that is no longer applicable and was not applicable throughout

2019.

Merrill Lynch: New investment during the year 2019. See line 40. Upon maturity of each US Treasury Bill asset, a new US Treasury Bill is acquired for a similar

amount.

All the new 2019 new assets investments were made from the proceeds of UBS's assets and Merrill Lynch assets, and remaining savings from my Thrift Savings

Plan (TSP) benefits.

Please note that similar to last year, I used my TSP's savings for investment purposes, as I did on 2019 year. My TSP account was closed effective January 2020.