Cheryl Pollak

Vanguard 500 Index Fund {no control) — Interest

Rental Property Kiawah Island, SC (2010 $1.8 million) — Rent

Rental Property Syosset, NY 11791 (2014 £2 million} (X) — Rent

AB Discovery Growth Fund — Int/Div — Buy (add'l)

AB Discovery Growth Fund — Buy (add'l)

AB Discovery Growth Fund — Buy (add'l)

AB Discovery Growth Fund — Buy (add'l)

AB Discovery Growth Fund — Sold (part)

AB Discovery Growth Fund — Buy (add'l)

AB Discovery Value Fund — Int/Div — Buy (add'l)

AB Discovery Value Fund — Buy (add'l)

AB Discovery Value Fund — Buy (add'l)

AB Discovery Value Fund — Buy (add'l)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Sold (part)

AB Discovery Value Fund — Buy (add'l)

AB Intemational Small Cap — Int/Div — Buy

AB Intemational Small Cap — Buy (add'l)

AB Intemational Strategic — Int/Div — Buy

AB Intemational Stratetic Equities — Int/Div — Buy

AB Multi-manager Alt Fd (form. AllianceBerstein Multi-manager Alt Fd) — Int/Div — Buy (add'l)

AB Small Cap Core Portfolio — Int/Div — Buy

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Small Cap Core Portfolio — Buy (add'l)

AB Wealth Apprecution Strategy — Int/Div — Buy

AB Wealth Apprecution Strategy — Buy (add'l)

AB Wealth Apprecution Strategy — Sold (part)

AB Wealth Apprecution Strategy — Buy (add'l)

AB Wealth Apprecution Strategy — Buy (add'l)

AB Wealth Apprecution Strategy — Sold (part)

AB Wealth Apprecution Strategy — Sold (part)

AB Wealth Apprecution Strategy — Sold (part)

AB Wealth Apprecution Strategy — Buy (add'l)

Adobe Systems Inc — Int/Div — Buy

S10. — Buy (add'l)

S10. — Buy (add'l)

Advansix Inc — Int/Div — Sold

AETNA — Int/Div — Sold (part)

AETNA — Buy (add'l)

AETNA — Sold (part)

AETNA — Buy (add'l)

AETNA — Buy (add'l)

AETNA — Buy (add'l)

Alexion Pharmaceuticals Inc — Int/Div — Buy

Alexion Pharmaceuticals Inc — Buy (add'l)

Alexion Pharmaceuticals Inc — Buy (add'l)

Alexion Pharmaceuticals Inc — Buy (add'l)

Alexion Pharmaceuticals Inc — Buy (add'l)

Alexion Pharmaceuticals Inc — Buy (add'l)

Alphabet Inc. Class A — Int/Div — Sold (part)

Alphabet Inc. Class A — Sold (part)

Alphabet Inc. Class A — Sold (part)

Alphabet Inc. Class A — Sold (part)

Alphabet Inc. Class A — Sold (part)

Alphabet Inc. Class C — Int/Div — Buy (add'l)

Alphabet Inc. Class C — Buy (add'l)

AMDOCS Lud, — Int/Div — Sold (part)

AMDOCS Lud, — Buy (add'l)

AMDOCS Lud, — Sold (part)

AMDOCS Lud, — Sold (part)

AMDOCS Lud, — Sold (part)

AMDOCS Lud, — Sold (part)

American Beacon X) — Int/Div — Sold (part)

American Beacon X) — Buy (add'l)

American Beacon X) — Buy (add'l)

American Century Heritage (X) — Int/Div — Sold

Amencan Electric Power — Int/Div — Buy (add'l)

Amencan Electric Power — Buy (add'l)

Amencan Electric Power — Buy (add'l)

Amencan Electric Power — Buy (add'l)

Amencan Electric Power — Buy (add'l)

Amencan Electric Power — Buy (add'l)

Amencan Electric Power — Buy (add'l)

Amencan International Group — Int/Div — Buy (add'l)

Amencan International Group — Buy (add'l)

Amencan International Group — Buy (add'l)

Amencan International Group — Sold (part)

Amencan International Group — Sold (part)

Amencan International Group — Sold (part)

AMG GW&K Small Cap — Int/Div — Buy (add'l)

Amphenol Corp. — Int/Div — Buy (add'l)

Amphenol Corp. — Buy (add'l)

Amphenol Corp. — Buy (add'l)

Amphenol Corp. — Sold (part)

Amphenol Corp. — Sold (part)

Amphenol Corp. — Sold (part)

Ansys Inc — Int/Div — Buy (add'l)

Ansys Inc — Sold (part)

Ansys Inc — Sold (part)

Anthem Inc — Int/Div — Sold (part)

Anthem Inc — Buy (add'l)

Anthem Inc — Sold (part)

Anthem Inc — Buy (add'l)

Anthem Inc — Sold (part)

Anthem Inc — Sold (part)

Anthem Inc — Sold

Anthem Inc — Int/Div — Sold

Apple Inc — Int/Div — Buy (add'l)

Apple Inc — Sold (part)

Apple Inc — Sold (part)

Apphed Materials Inc — Int/Div — Buy (add'l)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Apphed Materials Inc — Sold (part)

Artisan Int'l Fund — Int/Div — Buy (add'l)

Ball Corp. — Int/Div — Sold (part)

Ball Corp. — Sold (part)

Ball Corp. — Sold (part)

Ball Corp. — Sold (part)

Ball Corp. — Sold

Bank of America — Int/Div — Buy (add'l)

Bank of America — Buy (add'l)

Bank of America — Buy (add'l)

Bank of America — Buy (add'l)

Bank of America — Sold (part)

Bank of America — Sold (part)

Bank of America — Sold (part)

Berkshire Hathaway luc — Int/Div

Bemstein Emerging Markets Portfolio — Int/Div — Buy (add'l)

Bemstein Emerging Markets Portfolio — Sold (part)

Bemstein Emerging Markets Portfolio — Sold (part)

Bemstein Emerging Markets Portfolio — Buy (add'l)

Bernstein Intemational Portfolio — Int/Div — Sold (part)

Bernstein Intemational Portfolio — Sold (part)

Bernstein Intemational Portfolio — Sold

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Sold (part)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Sold (part)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Sold (part)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Citibank Insured Money Mkt Acct. (IRA) — Interest

Bemstein New York Municipal Portfolio — Buy (add'l)

Bemstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Bemstein Tax Managed International Portfolio — Sold (part)

Bemstein Tax Managed International Portfolio — Buy (add'l)

Bemstein Tax-Aware Overlay A Portfolio Class A - (no control) — Int/Div — Buy (add'l)

Bemstein Tax-Aware Overlay A Portfolio Class A - (no control) — Buy (add'l)

Bernstein Tax-Aware Overlay N Portfolio Class ((no control) — Int/Div — Buy (add'l)

Bernstein Tax-Aware Overlay N Portfolio Class ((no control) — Buy (add'l)

Biogen Idec Inc — Int/Div — Buy (add'l)

Biogen Idec Inc — Sold (part)

Blackrock Global Allocations Fd Inc — Int/Div — Sold (part)

Blackrock High Yield — Int/Div — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Blackrock High Yield — Buy (add'l)

Capital One Financial Corp. — Int/Div — Buy (add'l)

Capital One Financial Corp. — Buy (add'l)

Capital One Financial Corp. — Buy (add'l)

Capital One Financial Corp. — Sold (part)

Capital One Financial Corp. — Sold (part)

Capital One Financial Corp. — Buy (add'l)

Capital One Financial Corp. — Sold (part)

Capital One Financial Corp. — Sold (part)

Capital One Financial Corp. — Sold (part)

Capital One Financial Corp. — Sold (part)

Capital One Financial Corp. — Sold (part)

Cardinal Health Inc — Int/Div — Buy

Cardinal Health Inc — Buy (add'l)

CF Industries Holdings Inc — Int/Div — Buy (add'l)

CF Industries Holdings Inc — Buy (add'l)

CF Industries Holdings Inc — Buy (add'l)

CF Industries Holdings Inc — Sold (part)

CF Industries Holdings Inc — Sold (part)

CF Industries Holdings Inc — Sold (part)

CF Industries Holdings Inc — Sold (part)

CF Industries Holdings Inc — Sold (part)

CF Industries Holdings Inc — Sold (part)

CF Industries Holdings Inc — Sold

Cigna Corp. — Int/Div — Buy

Cigna Corp. — Buy (add'l)

Cigna Corp. — Buy (add'l)

Cigna Corp. — Buy (add'l)

Cigna Corp. — Buy (add'l)

Cigna Corp. — Buy (add'l)

Cintas Corp. — Int/Div

Cisco Systems Inc — Int/Div — Buy

Cisco Systems Inc — Buy (add'l)

Cisco Systems Inc — Buy (add'l)

Cisco Systems Inc — Buy (add'l)

Citibank-Checking — Interest

Citibank Insured Money Mkt Acct. (IRA cm — Interest

Citibank Insured Money Mkt. Acct. (IRA Solomon) — Interest

T66. — Sold

Citibank-Insured Money Market — Interest

Citibank-Insured Money Market — Interest

Citizens Financial Group — Int/Div — Buy (add'l)

Citizens Financial Group — Buy (add'l)

Citizens Financial Group — Sold (part)

Citizens Financial Group — Sold (part)

Clearbridge Ager Gwth (Lege Mason) — Int/Div — Sold (part)

Clearbridge Appreciation Fund (Lege Mason) — Int/Div — Sold

Comcast Corp. — Int/Div — Buy (add'l)

Comcast Corp. — Buy (add'l)

Computer Sciences Corp. — Int/Div — Buy

Computer Sciences Corp. — Buy (add'l)

Computer Sciences Corp. — Buy (add'l)

Computer Sciences Corp. — Sold

Costco Wholesale Corp. — Int/Div — Buy (add'l)

Costco Wholesale Corp. — Buy (add'l)

Costco Wholesale Corp. — Sold (part)

Costco Wholesale Corp. — Buy (add'l)

Costco Wholesale Corp. — Buy (add'l)

Costco Wholesale Corp. — Buy (add'l)

Costco Wholesale Corp. — Sold (part)

Costco Wholesale Corp. — Sold (part)

CVS Health Corp. (formerly CVS Caremark Corp.) — Int/Div — Buy (add'l)

CVS Health Corp. (formerly CVS Caremark Corp.) — Sold (part)

CVS Health Corp. (formerly CVS Caremark Corp.) — Sold (part)

CVS Health Corp. (formerly CVS Caremark Corp.) — Sold (part)

CVS Health Corp. (formerly CVS Caremark Corp.) — Sold (part)

CVS Health Corp. (formerly CVS Caremark Corp.) — Buy (add'l)

Danaher Comp. — Int/Div — Sold (part)

Danaher Comp. — Buy (add'l)

Danaher Comp. — Sold (part)

Danaher Comp. — Sold (part)

Danaher Comp. — Sold (part)

Danaher Comp. — Sold (part)

Danaher Comp. — Sold (part)

Danaher Comp. — Sold (part)

Danaher Comp. — Sold (part)

bad) — Sold

Davis NY Venture Fund - Mutual Fund — Int/Div — Sold (part)

Delta Air Lines, Inc — Int/Div — Buy (add'l)

Delta Air Lines, Inc — Buy (add'l)

Delta Air Lines, Inc — Buy (add'l)

Delta Air Lines, Inc — Buy (add'l)

Delta Air Lines, Inc — Buy (add'l)

Devon Energy Comp. — Int/Div — Buy

Devon Energy Comp. — Buy (add'l)

Devon Energy Comp. — a

DFA US Small Cap Port Inst — Int/Div — Buy

DFA US Small Cap Port Inst — Buy (add'l)

DFA US Small Cap Port Inst — Buy (add'l)

DFA US Small Cap Port Inst — Buy (add'l)

DFA US Small Cap Port Inst — Buy (add'l)

DFA US Small Cap Port Inst — Buy (add'l)

Discover Financial Services — Int/Div — Buy (add'l)

Discover Financial Services — Buy (add'l)

Discover Financial Services — Sold (part)

Discover Financial Services — Sold (part)

Discover Financial Services — Sold (part)

Dodge & Cox Int'l Stock Fund (X) — Int/Div — Sold

Dollar General Corp — Int/Div — Buy (add'l)

Dollar General Corp — Sold (part)

Dollar General Corp — Sold (part)

Dollar General Corp — Sold (part)

Dollar General Corp — Sold (part)

Dollar General Corp — Sold (part)

Dow Chemical — Int/Div — Buy

Dow Chemical — Buy (add'l)

Dow Chemical — Buy (add'l)

Dow Chemical — Buy (add'l)

Dow Chemical — Buy (add'l)

Dr. Pepper Snapple Group Inc — Int/Div — Sold (part)

Dr. Pepper Snapple Group Inc — Sold (part)

Dr. Pepper Snapple Group Inc — Sold (part)

Dr. Pepper Snapple Group Inc — Sold (part)

Dr. Pepper Snapple Group Inc — Sold (part)

RIT) — Sold (part)

RIT) — Buy (add'l)

Eaton Comp. — Int/Div — Buy

Eaton Comp. — Buy (add'l)

Eaton Comp. — Buy (add'l)

Eaton Comp. — Buy (add'l)

Eaton Comp. — Buy (add'l)

Eaton Comp. — Buy (add'l)

Eaton Comp. — Buy (add'l)

Ebay Inc — Int/Div — Sold (part)

Ebay Inc — Buy (add'l)

Ebay Inc — Buy (add'l)

Edgewood Growth Inst’). (X) — Int/Div — Sold

Edison Intemational — Int/Div — Sold (part)

Edison Intemational — Sold (part)

Edison Intemational — Buy (add'l)

Edison Intemational — Buy (add'l)

Edison Intemational — Buy (add'l)

Edison Intemational — Buy (add'l)

Edison Intemational — Buy (add'l)

Edison Intemational — Buy (add'l)

Edison Intemational — Buy (add'l)

Edwards Lifesciences — Int/Div — Buy

Edwards Lifesciences — Buy (add'l)

Edwards Lifesciences — Buy (add'l)

RE¥S — Buy (add'l)

Empire State Municipal Exempt Fund — Interest

EOG RES Ine — Int/Div — Buy (add'l)

EOG RES Ine — Sold (part)

EOG RES Ine — Sold (part)

Estee Lauder Companies — Int/Div — Buy (add'l)

Estee Lauder Companies — Buy (add'l)

R¥3] — Buy (add'l)

R¥3] — Sold (part)

R¥3] — Sold (part)

R¥3] — Buy (add'l)

R¥3] — Buy (add'l)

Adb6 — Sold (part)

Adb6 — Sold (part)

RETH — Sold

Exelon — Int/Div

Exxon Mobil Corp — Int/Div — Buy

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

FS Networks Inc — Int/Div — Sold

Facebook Inc — Int/Div — Buy (add'l)

Facebook Inc — Sold (part)

Facebook Inc — Sold (part)

Facebook Inc — Buy (add'l)

Facebook Inc — Buy (add'l)

Facebook Inc — Buy (add'l)

Facebook Inc — Buy (add'l)

Fiserv Inc — Int/Div — Sold (part)

Fiserv Inc — Buy (add'l)

Fiserv Inc — Buy (add'l)

Fortive Comp. — Int/Div — Sold

Gamestop Corp. — Int/Div — Sold (part)

Gamestop Corp. — Sold (part)

Gamestop Corp. — Sold

General Electric — Int/Div — Buy

General Mills — Int/Div — Buy

General Mills — Buy (add'l)

General Mills — Buy (add'l)

ARO. — Buy (add'l)

ARO. — Buy (add'l)

ARO. — Buy (add'l)

assy — Buy (add'l)

assy — Buy (add'l)

assy — Sold (part)

assy — Sold (part)

assy — Sold

Gilead Sciences Inc — Int/Div — Buy (add'l)

Gilead Sciences Inc — Buy (add'l)

Gilead Sciences Inc — Sold (part)

Gilead Sciences Inc — Sold (part)

Gilead Sciences Inc — Buy (add'l)

Gilead Sciences Inc — Buy (add'l)

Gilead Sciences Inc — Buy (add'l)

Gilead Sciences Inc — Buy (add'l)

Gilead Sciences Inc — Buy (add'l)

GP Strategies Corp — None

Halliburton Co — Int/Div — Buy

Helmerich & Payne — Int/Div — Buy

Helmerich & Payne — Buy (add'l)

Helmerich & Payne — Buy (add'l)

Helmerich & Payne — Buy (add'l)

Helmerich & Payne — Buy (add'l)

Helmerich & Payne — Sold (part)

Helmerich & Payne — Sold (part)

Hess Comp. — Int/Div — Buy

Hess Comp. — Buy (add'l)

Hess Comp. — Buy (add'l)

Hess Comp. — Buy (add'l)

Hess Comp. — Buy (add'l)

Hess Comp. — Buy (add'l)

Hess Comp. — Buy (add'l)

Hess Comp. — Buy (add'l)

Hess Comp. — Buy (add'l)

Hess Comp. — Sold (part)

Hewlett Packard Enterprise Co — Int/Div — Sold (part)

Hewlett Packard Enterprise Co — Sold (part)

Honeywell Intemational Inc — Int/Div — Buy

Honeywell Intemational Inc — Buy (add'l)

Honeywell Intemational Inc — Buy (add'l)

Honeywell Intemational Inc — Buy (add'l)

Honeywell Intemational Inc — Buy (add'l)

Honeywell Intemational Inc — Buy (add'l)

Honeywell Intemational Inc — Buy (add'l)

Honeywell Intemational Inc — Buy (add'l)

HP Inc — Int/Div — Sold (part)

HP Inc — Buy (add'l)

HP Inc — Buy (add'l)

HP Inc — Buy (add'l)

HP Inc — Buy (add'l)

Intel Corp. — Int/Div — Buy

Intel Corp. — Buy (add'l)

Intel Corp. — Buy (add'l)

Intel Corp. — Buy (add'l)

Intel Corp. — Buy (add'l)

Intel Corp. — Buy (add'l)

Intel Corp. — Buy (add'l)

Intel Corp. — Buy (add'l)

Interferon Sciences. Inc — None

Int]. Business Machines Comp — Int/Div — Buy

Int]. Business Machines Comp — Buy (add'l)

Int]. Business Machines Comp — Buy (add'l)

Int]. Business Machines Comp — Buy (add'l)

Intuitive Surgical Inc — Int/Div — Buy (add'l)

Intuitive Surgical Inc — Sold (part)

Intuitive Surgical Inc — Sold (part)

Intuitive Surgical Inc — Sold (part)

Intuitive Surgical Inc — Sold (part)

Intuitive Surgical Inc — Sold (part)

Intuitive Surgical Inc — Buy (add'l)

Investment Company of America - Mutual Fund ( Amencan Fund) — Int/Div — Buy (add'l)

Investment Company of America - Mutual Fund ( Amencan Fund) — Buy (add'l)

Investment Company of America - Mutual Fund ( Amencan Fund) — Buy (add'l)

Investment Company of America - Mutual Fund ( Amencan Fund) — Buy (add'l)

IRA-Citibank-CD — Interest

IRA-Citibank-Money Market — Interest

IRA-Soloman - Treasury Bond — Interest

Ishares Russell (X) — Int/Div — Sold

I'r1 Corp. — Int/Div — Buy (add'l)

I'r1 Corp. — Sold (part)

I'r1 Corp. — Buy (add'l)

I'r1 Corp. — Sold (part)

I'r1 Corp. — Sold (part)

I'r1 Corp. — Sold (part)

I'r1 Corp. — Sold (part)

JetBlue Airways — Int/Div — Sold

Johnson & Johnson — Int/Div — Buy (add'l)

Johnson & Johnson — Buy (add'l)

Johnson & Johnson — Buy (add'l)

JP Morgan Chase & Co — Int/Div — Buy

JP Morgan Chase & Co — Sold

Kimberly-Clark Corp. — Int/Div — Buy (add'l)

Kimberly-Clark Corp. — Buy (add'l)

Kimberly-Clark Corp. — Sold (part)

Kimberly-Clark Corp. — Sold (part)

Kimberly-Clark Corp. — Sold (part)

Kroger Co. — Int/Div — Buy (add'l)

Kroger Co. — Buy (add'l)

Kroger Co. — Buy (add'l)

Kroger Co. — Buy (add'l)

L Brands Inc — Int/Div — Buy (add'l)

L Brands Inc — Buy (add'l)

L Brands Inc — Sold (part)

L Brands Inc — Sold (part)

L Brands Inc — Sold

L-3 Technologies (formerly L-3 Communications Holdings) — Int/Div — Buy (add'l)

L-3 Technologies (formerly L-3 Communications Holdings) — Sold (part)

Lear Corp. — Int/Div — Buy

Lear Corp. — Sold (part)

Loomis Sayles Small Cap (X) — Int/Div — Sold

Lord Abbott Equity Fund — Int/Div

LMP Real Estate Income — Int/Div

LMP Stk Appr. Fund — Int/Div

Lyondellbasell Indu - CL A — Int/Div — Buy (add'l)

Lyondellbasell Indu - CL A — Sold (part)

Lyondellbasell Indu - CL A — Sold (part)

Lyondellbasell Indu - CL A — Sold (part)

Lyondellbasell Indu - CL A — Sold (part)

Lyondellbasell Indu - CL A — Sold (part)

S00. — Sold (part)

Magna International Inc — Int/Div — Sold (part)

Magna International Inc — Sold (part)

Magna International Inc — Buy (add'l)

McDonald's Comp — Int/Div — Buy (add'l)

McDonald's Comp — Buy (add'l)

McDonald's Comp — Sold (part)

McDonald's Comp — Sold

McKesson Corp. — Int/Div — Buy (add'l)

McKesson Corp. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

Medtronic Inc — Int/Div — Sold (part)

Medtronic Inc — Sold (part)

Medtronic Inc — Sold

Merck & Co. Inc — Int/Div — Buy (add'l)

Merck & Co. Inc — Buy (add'l)

Merck & Co. Inc — Buy (add'l)

Merck & Co. Inc — Buy (add'l)

Merrill Lynch 5 MITSR 168 mps — Interest

Microsoft Corp. — Int/Div — Buy (add'l)

Microsoft Corp. — Sold (part)

Microsoft Corp. — Sold (part)

Microsoft Corp. — Sold (part)

Mobileye NV — Int/Div — Sold

Monster Beverage Corp — Int/Div — Sold (part)

Monster Beverage Corp — Sold (part)

Monster Beverage Corp — Sold (part)

Monster Beverage Corp — Sold (part)

Monster Beverage Corp — Sold

Morgan Lewis & Bockius LLP, Firm Capital — Interest

Morgan Stanley NY Municipal — Int/Div

Mosaic Co. — Int/Div — Buy

Mosaic Co. — Sold

Murphy Oil Corp — Int/Div — Sold

Nielsen Holdings — Int/Div — Buy

Nielsen Holdings — Buy (add'l)

Nielsen Holdings — Buy (add'l)

Nielsen Holdings — Buy (add'l)

Nielsen Holdings — Buy (add'l)

Nike Inc — Int/Div — Buy (add'l)

Nike Inc — Sold (part)

Nike Inc — Buy (add'l)

Nisource Inc — Int/Div — Buy

Nisource Inc — Buy (add'l)

Nisource Inc — Buy (add'l)

Nisource Inc — Buy (add'l)

Nisource Inc — Buy (add'l)

Nisource Inc — Buy (add'l)

Northrop Grumman Corp. — Int/Div — Sold (part)

Northrop Grumman Corp. — Sold (part)

Northrop Grumman Corp. — Sold (part)

Northrop Grumman Corp. — Sold (part)

Nuveen New York Quality — Interest

Nuveen NY Amt Free Municipal — Interest — Sold

N.Y. State Urban Development Bonds (Y) — Interest

Omemain Holdings Inc — Int/Div — Buy

Omemain Holdings Inc — Buy (add'l)

SH). — Buy (add'l)

Oppenheimer Global Opportunity Fund — Int/Div — Sold (part)

Oppenheimer Developing Mkts — Int/Div — Buy (add'l)

Oracle Corp. — Int/Div — Buy (add'l)

S$Hd — Buy (add'l)

S$Hd — Buy (add'l)

S$hb6 — Buy (add'l)

S$hb6 — Buy (add'l)

S$hb6 — Buy (add'l)

OshKosh Corp — Int/Div — Buy

OshKosh Corp — Buy (add'l)

OshKosh Corp — Buy (add'l)

OshKosh Corp — Buy (add'l)

Palo Alto Networks Inc — Int/Div — Buy

Palo Alto Networks Inc — Buy (add'l)

Pepsico Inc — Int/Div — Buy (add'l)

Pepsico Inc — Sold (part)

Pepsico Inc — Sold (part)

Pepsico Inc — Sold (part)

Pepsico Inc — Sold (part)

S80. — Sold (part)

S80. — Sold (part)

S80. — Sold (part)

S80. — Sold (part)

S80. — Sold (part)

SKS. — Sold (part)

SKS. — Sold (part)

SKS. — Buy (add'l)

Pfizer Inc — Int/Div — Sold (part)

Pfizer Inc — Buy (add'l)

Pfizer Inc — Buy (add'l)

Pfizer Inc — Buy (add'l)

Pfizer Inc — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Int/Div — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco Foreign Bond Fund Institutional — Buy (add'l)

Pimco High Yield Fund — Int/Div — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

PPL Corporation — Int/Div — Buy (add'l)

PPL Corporation — Buy (add'l)

PPL Corporation — Buy (add'l)

PPL Corporation — Sold (part)

PPL Corporation — Sold

Priceline Group Inc — Int/Div — Buy (add'l)

Progressive Corp — Int/Div — Buy

Progressive Corp — Buy (add'l)

Progressive Corp — Buy (add'l)

Progressive Corp — Buy (add'l)

Progressive Corp — Buy (add'l)

Progressive Corp — Sold (part)

Progressive Corp — Sold (part)

Public Storage — Int/Div — Buy (add'l)

Public Storage — Buy (add'l)

Public Storage — Buy (add'l)

Public Storage — Sold (part)

Public Storage — Sold (part)

Public Storage — Sold

Putnam New Opportunities — Int/Div

Raytheon Company — Int/Div — Sold

Rockwell Collins Inc — Int/Div — Buy (add'l)

Rockwell Collins Inc — Sold (part)

Rockwell Collins Inc — Sold (part)

Rockwell Collins Inc — Sold

Ross Stores Inc — Int/Div — Buy (add'l)

Ross Stores Inc — Sold (part)

Ross Stores Inc — Sold (part)

Ross Stores Inc — Sold (part)

Ross Stores Inc — Sold (part)

Ross Stores Inc — Sold (part)

650), — Sold (part)

650), — Sold (part)

650), — Sold (part)

650), — Sold (part)

Schlumberger Ltd — Int/Div — Buy (add'l)

Schlumberger Ltd — Buy (add'l)

Schlumberger Ltd — Buy (add'l)

Schwab Breckinridge (no control) — Interest

Schwab Gov't Money Fund — Int/Div — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Sold (part)

Schwab Gov't Money Fund — Sold (part)

Schwab Gov't Money Fund — prt)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Sold (part)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Sold (part)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Buy (add'l)

Schwab S&P S00 Index — Int/Div — Buy (add'l)

Schwab S&P S00 Index — Buy (add'l)

Schwab S&P S00 Index — Buy (add'l)

Sealed Air Corp — Int/Div — Buy (add'l)

Sealed Air Corp — Buy (add'l)

Sealed Air Corp — Sold (part)

Seligman Communication - Mutual Fund — Int/Div

Servicenow Ine — Int/Div — Sold (part)

Servicenow Ine — Sold (part)

Servicenow Ine — Sold

Sherwin-Williams Co. — Int/Div — Buy (add'l)

Sherwin-Williams Co. — Sold (part)

Sherwin-Williams Co. — Buy (add'l)

Sherwin-Williams Co. — Sold (part)

Sherwin-Williams Co. — Sold (part)

Sherwin-Williams Co. — Sold (part)

T00. — Sold (part)

T00. — Sold (part)

T00. — Sold (part)

T00. — Sold (part)

T04, — Sold

SSGA S&P S00 Index (X) — Int/Div — Sold

Starbucks Comp. — Int/Div — Sold (part)

Starbucks Comp. — Sold (part)

T08. — Sold (part)

T08. — Buy (add'l)

T08. — Buy (add'l)

T08. — Buy (add'l)

T08. — Buy (add'l)

Synchrony Financial — Int/Div — Buy (add'l)

Synchrony Financial — Buy (add'l)

Synchrony Financial — Buy (add'l)

Synchrony Financial — Buy (add'l)

Synchrony Financial — Buy (add'l)

T-Mobile US Inc — Int/Div — Buy

T-Mobile US Inc — Buy (add'l)

T-Mobile US Inc — Buy (add'l)

T-Mobile US Inc — Buy (add'l)

T-Mobile US Inc — Buy (add'l)

Texas Instruments Inc — Int/Div — Buy

Texas Instruments Inc — Buy (add'l)

Texas Instruments Inc — Buy (add'l)

Texas Instruments Inc — Buy (add'l)

Texas Instruments Inc — Buy (add'l)

Texas Instruments Inc — Buy (add'l)

Templeton Global Bond Fund — Int/Div — Sold

Thomburg Ltd — Int/Div — Buy (add'l)

Thomburg Ltd — Buy (add'l)

Thomburg Ltd — Buy (add'l)

Thomburg Ltd — Buy (add'l)

Thomburg Ltd — Buy (add'l)

Thomburg Ltd — Buy (add'l)

T16. — Buy (add'l)

T16. — Buy (add'l)

T16. — Buy (add'l)

T16. — Buy (add'l)

T16. — Buy (add'l)

T16. — Buy (add'l)

Tyson Foods Inc — Int/Div — Buy

Tyson Foods Inc — Buy (add'l)

Tyson Foods Inc — Buy (add'l)

Tyson Foods Inc — Buy (add'l)

Tyson Foods Inc — Buy (add'l)

US. Savings Bonds mmm — Interest

U.S. Treasury Bills — Interest

US Bancorp. — Int/Div — Buy (add'l)

US Bancorp. — Buy (add'l)

US Bancorp. — Buy (add'l)

US Bancorp. — Sold (part)

US Bancorp. — Sold (part)

US Bancorp. — Sold (part)

US Bancorp. — Sold (part)

US Bancorp. — Sold (part)

US Bancorp. — Sold (part)

US Bancorp. — Sold (part)

Union Pacific Corp. — Int/Div — Sold (part)

T60). — Sold (part)

T60). — Sold

Unit EIF Equity S&P 500 — Int/Div — Sold (part)

United Parcel Service — Int/Div — Buy

United Parcel Service — Buy (add'l)

United Parcel Service — Buy (add'l)

T66. — Buy (add'l)

T66. — Buy (add'l)

T66. — Buy (add'l)

T66. — Sold (part)

T66. — Sold (part)

United Technologies Corp — Int/Div — Buy (add'l)

United Technologies Corp — Sold (part)

United Technologies Corp — Sold (part)

United Technologies Corp — Buy (add'l)

United Technologies Corp — Buy (add'l)

bail — Buy (add'l)

Unitedhealth Group Inc — Int/Div — Buy (add'l)

Unitedhealth Group Inc — Buy (add'l)

Unitedhealth Group Inc — Sold (part)

Unitedhealth Group Inc — Buy (add'l)

Unitedhealth Group Inc — Sold (part)

Unitedhealth Group Inc — Sold (part)

Valero Energy Corp. — Int/Div — Sold (part)

Valero Energy Corp. — Sold (part)

Valero Energy Corp. — Buy (add'l)

Valero Energy Corp. — Sold (part)

Valero Energy Corp. — Buy (add'l)

Valero Energy Corp. — Sold (part)

Valero Energy Corp. — Sold

Vanguard Morgan Growth Fund Admiral Share — Int/Div — Buy

Vanguard Morgan Growth Fund Admiral Share — Buy (add'l)

Vanguard Morgan Growth Fund Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Buy (add'l)

Vanguard Windsor Fund Admiral Share — Int/Div — Buy

Vanguard Windsor Fund Admiral Share — Buy (add'l)

Vanguard Windsor Fund Admiral Share — Buy (add'l)

Visa Inc — Int/Div — Sold (part)

Visa Inc — Buy (add'l)

Visa Inc — Sold (part)

R13. — Sold (part)

R14, — Buy (add'l)

Voya Financial Inc — Int/Div — Buy (add'l)

R16. — Sold

Walt Disney Co — Int/Div — Sold (part)

Walt Disney Co — Buy (add'l)

Walt Disney Co — Sold (part)

Walt Disney Co — Buy (add'l)

Walt Disney Co — Sold (part)

Walt Disney Co — Sold (part)

Westwood Income Opply — Int/Div — Buy (add'l)

Westwood Income Opply — Buy (add'l)

Westwood Income Opply — Buy (add'l)

Westwood Income Opply — Buy (add'l)

Westwood Income Opply — Buy (add'l)

Xerox Comp — Int/Div — Buy (add'l)

Xerox Comp — Sold (part)

Xerox Comp — Sold (part)

Xerox Comp — Sold (part)

Xilenx Inc — Int/Div — Buy

Xilenx Inc — Buy (add'l)

ERrS — Buy (add'l)

ERrS — Buy (add'l)

ERrS — Buy (add'l)

ERrS — Buy (add'l)

ERrS — Buy (add'l)

ERrS — Buy (add'l)

Spouse's income — 2016 — Morgan Lewis & Bockius - partmership

Page S of 55, Line 28 - AB Multi-Manager Altermative Fund (form. AllianceBernstein Multi-manager) was purchased on 12/31/15 and was not reflected on the

2015 report because it did not show up on the report from my accounts management company. However, it's reflected on the January 2016 - December 2016

report therefore it's being reported on this years’ reports,

Page 7 of 55, Line 52 - Advansix - is a spinoff of Honeywell on 10/1/16.

Page 12 of $5, Line 153 - Bernstein New York Municipal Portfolio was purchased on 12/31/15 and was not reflected on the 2015 report because it did not show up

on the report from my accounts management company. However, it's reflected on the January 2016 - December 2016 report therefore it's being reported on this

years’ reports.

Page 19 of $5, Line 256 - CVS / Caremark Corp, was renamed CVS Health Corp. on 9/3/14,

Page 25 of 55, Line 372 - Fortive Corp. is a spinoff of Danaher on 705/16,

Page 32 of 55, Line 486 - L-3 Communications Holdings was renamed L-3 Technologies on 12/31/16.

Page 46 of 55, Line 729; Templeton Global Bond Fund - This fund was incorrectly reported in the 2015 Financial Disclosure Report as a partial sale. This fund

was in fact completely sold 12/16/15.

m——

In the 2015 Financial Disclosure Report, Page 27of 54 - Line 407 Legg Mason Clearbridge Appreciation Fund and Page 27of 54 - Line 408 Legg Mason Inc. were

duplicative of page 19 Line of 256 Cleurbridge Aggr Gwth and page 19 of 56 line 257 Clearbridge Appreciation Fund which are products put out by Legg Mason

Global Asset Management.

——

The holdings marked with (X) (American Beacon page - line 78; American Century Heritage page 8 - line 81; Dodge & Cox Int'l Stock Fund page 21 - line

292; Edgewood Growth Inst'l. page 22 - line 321; Ishares Russell page 30 - line 458; Loomis Sayles Small Cap page 32 - line 490; SSGA S&P 500 Index puge

45 - line 705) were transfers on April 14, 2016 to J account from J estate after I death. They were all tax deferred IRA accounts and

therefore there were no gains to report.

SE

meme

Page 32 of $5, Line 491 - Lord Abbott Equity Fund; Page 32 of 55, Line 492 - LMP Real Estate Income; Page 32 of

5S,

3,

Line 493 - LMP Stk Appr. Fund: Page

44 of 55, Line 690 - Seligman Communication Mutual Fund; - these are holdings 100 acquired a very long time ago and we have no way of further

describing it, In efforts of full disclosure, these holdings have been disclosed as a precaution rather than omitting them from the report even though he is not sure

he still owns them.

——

This amended report is filed in response to the letter dated December 6, 2017 received from the Committee on Financial Disclosure regarding the entries in Part

but

VIL lines 1-16. After discussion with a Committee Stuff member, these entries were removed from the report because they are not controlled by

are in the exclusive control of the LLP. Upon [0 retirement from the Firm, they will be paid out and reported as non-investment income i Part 111 B.