Andrew David Hurwitz

INDIVIDUAL ASSETS (H)

US BANK (cash) — Interest

AVONDALE ACRES INVESTMENT PARTNERSHIP (REAL ESTATE, AVONDALE, AZ) — Distribution

TRUST ACCOUNT (H)

MORGAN STANLEY BANK N.A. (cash) — Interest — Closed

GOLDMAN SACHS BANK USA (cash) (X) (Y)

US BANK NATL ASSOC (cash) (X) (Y)

CUBESMART COM (CUBE) — Dividend

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend

ALPS ALERIAN MLP ETF (AMLP) — None — Buy

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend — Sold

BNY MELLON SMALL MID CAP GRWTH CL I (SDSCX) — None — Buy

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — Dividend — Sold

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADVANCED EMERGING MARKETS I (FIMKX) — Dividend — Sold

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTERNATIONAL GROWTH ADVANCED (FNGZX) — Dividend

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Buy (add'l)

ISHARES EDGE MSCI USA MIN VOL ETF (USMV) — Dividend — Sold (part)

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Buy (add'l)

MATTHEWS ASIAN JAPAN (MJFOX) — Dividend

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

NORTHERN AZ TAX EXEMPT FUND (NOAZX) — Dividend

PACER TRENDPILOT US LARGE CAP (PTLC) — Dividend — Buy (add'l)

PACER TRENDPILOT US LARGE CAP (PTLC) — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend — Buy

PGIM TOT RET BD Z (PDBZX) — Dividend

PIMCO SHORT TERM P (PTSPX) — Dividend

PIMCO INCOME P (PONPX) — Dividend — Sold

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend — Buy

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend

T ROWE PRICE QM US SMALL CAP GROWTH EQUITY (PRDSX) — Dividend

TRANSAMERICA BOND CL I (TFXIX) — None — Buy

VANGUARD GROWTH ETF (VUG) — Dividend — Sold (part)

VANGUARD MID CAP VALUE ETF (VOE) — Dividend — Sold

VANGUARD SM CAP VAL ETF (VBR) — Dividend — Sold

WELLS FARGO MUNI BOND (WMBIX) — Dividend

WISDOMTREE EMERG MKTS DIV ETF (DVEM) — Dividend — Buy

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EMERG MKTS CONS GRWTH FD (EMCG) — Dividend — Buy

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

IRA #1 (H)

MORGAN STANLEY BANK N.A. (cash) — Interest — Closed

HSBC BANK USA NATL ASSOC (cash) — Interest — Open

JPMORGAN CHASE ALERIAN MLP INDEX (AMJ) — Dividend — Buy

INVESCO DB COMM IDX TRA (DBC) — None — Sold

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend — Sold (part)

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend — Sold (part)

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — Dividend — Sold (part)

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend

FIDELITY ADVANCED EMERGING MARKETS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend — Buy (add'l)

FLEXSHARES TR STOXX GLOBR INF (NFRA) — Dividend — Sold

FLEXSHARES GLOBAL UPSTREAM NAT (GUNR) — Dividend — Sold

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Buy (add'l)

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Buy

ISHARES EDGE MSCI MIN VOL ETF (USMV) — Dividend — Buy

HENDERSON EUROPEAN FOCUS (HFEIX) — Dividend — Sold (part)

MATTHEWS ASIAN JAPAN INV (MJFOX) — Dividend — Sold (part)

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Buy (add'l)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend — Buy

PGIM FLOATING RATE INC Z (FRFZX) — Dividend

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold (part)

PIMCO INCOME P (PONPX) — Dividend

STRAT NASDAQ 7 HANDL ETF (HNDL) — Dividend — Buy

T ROWE PRICE QM US SM CP GR EQ (PRDSX) — Dividend — Sold (part)

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend — Sold (part)

TOUCHSTONE SANDS CAP SEL GR Y (CFSIX) — None — Sold

VANGUARD INFLAT PROT SEC FUND (VIPSX) — Dividend

VANGUARD GROWTH ETF (VUG) — Dividend — Sold (part)

VANGUARD MID CAP VALUE ETF (VOE) — Dividend — Sold (part)

VANGUARD SHORT TERM BOND ETF (BSV) — Dividend — Buy

VANGUARD SHORT TERM BOND ETF (BSV) — Sold

VANGUARD SM CAP VAL ETF (VBR) — Dividend — Sold

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend — Sold (part)

IRA #2 (H)

JOHN HANCOCK MGD VOL GROWTH PORTFOLIO — None

IRA #3 (H)

CUBESMART COM (CUBE) — Dividend

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend

BNY MELLON SM/MD/CAP GRW I (SDSCX) (FORMERLY DREYFUS TBC) — None — Buy (add'l)

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend — Sold (part)

AIG FOCUSED DIV STRAT A (FDSAX) — Sold

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — Dividend — Sold (part)

DOUBLELINE TOTAL RETURN I (DBLTX) — Dividend — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Sold (part)

FIDELITY ADV EMERG MKTS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTL GROWTH ADV (FNGZX) — Dividend — Sold (part)

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Buy (add'l)

ISHARES RESIDNTL RL EST ETF (REZ) — Dividend — Buy (add'l)

ISHARES EDGE MSCI USA MIN VOL (USMV) — Dividend — Sold

ISHARES EDGE MSCI USA MIN VOL (USMV) — Buy (add'l)

MATTHEWS ASIAN JAPAN INV (MJFOX) — Dividend

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Buy (add'l)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend — Buy

PGIM FLOATING RATE INC Z (FRFZX) — Dividend — Sold

PGIM TOT RET BD Z (PDBZX) — Dividend

PIMCO INCOME (PONPX) — Dividend — Sold (part)

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend — Buy

TOUCHSTONE SANDS CAP SEL GR (CFSIX) — None — Sold

VANGUARD GROWTH ETF (VUG) — Dividend

WISDOMTREE TRUST JAPN HEDGE (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

IRA #4 (H)

INVESCO DB COMMODITY INDEX TRA (DBC) (X) — Dividend

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend

COLUMBIA SELECT LG CAP GW I (UMLGX) (X) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold

TOUCHSTONE SANDS CAP SEL GR (CFSIX) — Dividend

VANGUARD GROWTH ETF (VUG) (X) — Dividend

529 #1 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

529 #2 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

529 #3 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN BALANCED 529 A (CLBAX) — Dividend

Partner, Avondale Acres Investment Partnership

Committee Member, Commission on the Future of Legal Education

Committee Member, National Conference of Bar Examiners Torts Drafting Committee

Trustee, Trust #1 (reportable assets are included in Part VII)

Agreement — 2013 — Arizona Elected Officials Retirement System; no control

Liability — Goldman Sachs — Portfolio Loan

Liability — Morgan Stanley — Portfolio Loan

Reimbursement — Commission on the Future of Legal Education — February 14-15, 2019 — New York, NY — Committee Member, CFLE Working Session — Transportation, meals, lodging

Reimbursement — Commission on the Future of Legal Education — March 3-4, 2019 — Austin, TX — Committee Member, Conference of Chief Justices — Transportation, meals, lodging

Reimbursement — Fordham University — March 29 - April 1, 2019 — New York, NY — Kaufman Moot Court Competition Judge — Transportation, meals, lodging

Reimbursement — National Conference of Bar Examiners — April 25-28, 2019 — Palm Spring, CA — Torts Drafting Committee Meeting — Transportation, meals, lodging

Reimbursement — National Conference of Bar Examiners — November 21-24, 2019 — Maui, HI — Torts Drafting Committee Meeting — Transportation, meals, lodging

Income — 2019 — National Conference of Bar Examiners (stipend) — $7,000.00

Spouse's income — 2019 — Arizona State Retirement System (pension)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Trust Accounts 1, 2, & 3 of the prior report were consolidated into a single account during 2019. This process did not involve reportable transactions.