Larry Alan Burns

INDIVIDUAL ASSETS (H)

U.S. BANCORP (cash) (X) (Y)

TRUST ACCOUNT #1 (H)

JPMORGAN CHASE BANK (cash) (X) — Interest

CITIBANK(cash) (X) — Interest

WELLS FARGO (cash) (X) — Interest

ETRADE MARGIN BALANCE (cash) (X) — None

CALL INVITAE CORP OPTION 01/15/21-20 — None — Buy

ALIBABA GROUP HOLDING LIMITED (BABA) — None — Sold

ALIBABA GROUP HOLDING LIMITED (BABA) — Buy

ALIBABA GROUP HOLDING LIMITED (BABA) — Sold

CALL ALIBABA OPTION 01/11/19 - 138 — None — Sold

PUT ALIBABA OPTION 01/18/19 - 128 — None — Sold

PUT ALIBABA OPTION 01/18/19 - 128 — Buy

PUT ALIBABA OPTION 01/18/19 - 128 — Expired

PUT ALIBABA OPTION 01/18/19 - 130 — None — Sold

PUT ALIBABA OPTION 01/11/19 - 142 — None — Sold

PUT ALIBABA OPTION 01/11/19 - 142 — Buy

PUT ALIBABA OPTION 01/11/19 - 142 — Expired

PUT ALIBABA OPTION 01/11/19 - 145 — None — Sold

PUT ALIBABA OPTION 01/11/19 - 145 — Buy

PUT ALIBABA OPTION 01/11/19 - 145 — Expired

PUT ALIBABA OPTION 01/25/19 - 136 — None — Sold

PUT ALIBABA OPTION 01/18/19 - 143 — None — Sold

PUT ALIBABA OPTION 01/18/19 - 143 — Buy

PUT ALIBABA OPTION 01/18/19 - 143 — Expired

PUT ALIBABA OPTION 01/11/19 - 150 — None — Sold

PUT ALIBABA OPTION 02/08/19 - 130 — None — Sold

PUT ALIBABA OPTION 01/18/19 - 150 — None — Sold

PUT ALIBABA OPTION 01/18/19 - 150 — Buy

PUT ALIBABA OPTION 01/18/19 - 150 — Expired

PUT ALIBABA OPTION 01/18/19 - 152.50 — None — Sold

PUT ALIBABA OPTION 01/25/19 - 148 — None — Sold

PUT ALIBABA OPTION 02/15/19 - 135 — None — Sold

PUT ALIBABA OPTION 01/18/19 - 155 — None — Sold

PUT ALIBABA OPTION 02/01/19 - 142 — None — Sold

PUT ALIBABA OPTION 02/01/19 - 142 — Buy

PUT ALIBABA OPTION 02/01/19 - 142 — Expired

PUT ALIBABA OPTION 01/25/19 - 152.50 — None — Sold

PUT ALIBABA OPTION 01/25/19 - 157.50 — None — Buy

PUT ALIBABA OPTION 01/25/19 - 157.50 — Expired

PUT ALIBABA OPTION 02/01/19 - 150 — None — Sold

PUT ALIBABA OPTION 02/01/19 - 157.50 — None — Buy

PUT ALIBABA OPTION 02/01/19 - 157.50 — Sold

PUT ALIBABA OPTION 02/01/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 02/08/19 - 150 — None — Sold

PUT ALIBABA OPTION 02/15/19 - 152.50 — None — Sold

PUT ALIBABA OPTION 02/22/19 - 152.50 — None — Sold

PUT ALIBABA OPTION 03/01/19 - 148 — None — Sold

PUT ALIBABA OPTION 02/22/19 - 147 — None — Sold

PUT ALIBABA OPTION 02/08/19 162.50 — None — Sold

PUT ALIBABA OPTION 02/15/19 162.50 — None — Sold

PUT ALIBABA OPTION 02/22/19 157.50 — None — Sold

PUT ALIBABA OPTION 03/08/19 - 148 — None — Sold

PUT ALIBABA OPTION 03/08/19 - 155 — None — Sold

PUT ALIBABA OPTION 03/01/19 - 157.50 — None — Sold

PUT ALIBABA OPTION 03/15/19 - 157.50 — None — Sold

PUT ALIBABA OPTION 03/15/19 - 157.50 — Buy

PUT ALIBABA OPTION 03/15/19 - 157.50 — Expired

PUT ALIBABA OPTION 03/15/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 03/15/19 - 162.50 — Buy

PUT ALIBABA OPTION 03/15/19 - 162.50 — Expired

PUT ALIBABA OPTION 03/08/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 03/15/19 - 175 — None — Sold

PUT ALIBABA OPTION 03/01/19 - 175 — None — Sold

PUT ALIBABA OPTION 03/22/19 - 170 — None — Sold

PUT ALIBABA OPTION 03/22/19 - 170 — Sold

PUT ALIBABA OPTION 03/22/19 - 170 — Sold

PUT ALIBABA OPTION 03/29/19 - 165 — None — Sold

PUT ALIBABA OPTION 03/29/19 - 165 — Sold

PUT ALIBABA OPTION 03/08/19 - 180 — None — Sold

PUT ALIBABA OPTION 03/08/19 - 180 — Buy

PUT ALIBABA OPTION 03/08/19 - 180 — Expired

PUT ALIBABA OPTION 03/08/19 - 175 — None — Buy

PUT ALIBABA OPTION 03/08/19 - 175 — Expired

PUT ALIBABA OPTION 04/05/19 - 170 — None — Sold

PUT ALIBABA OPTION 04/12/19 - 167.50 — None — Sold

PUT ALIBABA OPTION 04/18/19 - 165 — None — Sold

PUT ALIBABA OPTION 04/26/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 04/12/19 - 177.50 — None — Sold

PUT ALIBABA OPTION 05/03/19 - 170 — None — Sold

PUT ALIBABA OPTION 05/10/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 05/17/19 - 155 — None — Sold

PUT ALIBABA OPTION 04/18/19 - 177.50 — None — Sold

CALL ALIBABA OPTION 04/18/19 -170 — None — Sold

PUT ALIBABA OPTION 05/24/19 - 160 — None — Sold

PUT ALIBABA OPTION 05/24/19 - 160 — Buy

PUT ALIBABA OPTION 05/24/19 - 160 — Expired

PUT ALIBABA OPTION 04/26/19 - 177.50 — None — Sold

CALL ALIBABA OPTION 04/26/19 - 187.50 — None — Sold

PUT ALIBABA OPTION 05/03/19 - 177.50 — None — Sold

PUT ALIBABA OPTION 05/31/19 - 165 — None — Sold

PUT ALIBABA OPTION 05/31/19 - 165 — Buy

PUT ALIBABA OPTION 05/31/19 - 165 — Expired

PUT ALIBABA OPTION 05/10/19 - 177.50 — None — Sold

PUT ALIBABA OPTION 05/10/19 - 177.50 — Buy

PUT ALIBABA OPTION 05/10/19 - 177.50 — Expired

PUT ALIBABA OPTION 05/17/19 - 195 — None — Sold

PUT ALIBABA OPTION 05/17/19 - 180 — None — Sold

PUT ALIBABA OPTION 05/17/19 - 180 — Buy

PUT ALIBABA OPTION 05/17/19 - 180 — Expired

PUT ALIBABA OPTION 05/10/19 - 182.50 — None — Sold

PUT ALIBABA OPTION 05/10/19 - 182.50 — Buy

PUT ALIBABA OPTION 05/10/19 - 182.50 — Expired

PUT ALIBABA OPTION 05/17/19 - 177.50 — None — Sold

PUT ALIBABA OPTION 05/17/19 - 177.50 — Buy

PUT ALIBABA OPTION 05/17/19 - 177.50 — Expired

PUT ALIBABA OPTION 05/24/19 - 177.50 — None — Sold

PUT ALIBABA OPTION 05/24/19 - 177.50 — Buy

PUT ALIBABA OPTION 05/24/19 - 177.50 — Expired

PUT ALIBABA OPTION 05/31/19 - 172.50 — None — Sold

PUT ALIBABA OPTION 05/31/19 - 172.50 — Buy

PUT ALIBABA OPTION 05/31/19 - 172.50 — Expired

CALL ALIBABA OPTION 05/24/19 - 182.50 — None — Sold

CALL ALIBABA OPTION 05/24/19 - 182.50 — Buy

CALL ALIBABA OPTION 05/24/19 - 182.50 — Expired

CALL ALIBABA OPTION 06/07/19 - 185 — None — Sold

CALL ALIBABA OPTION 06/07/19 - 185 — Buy

CALL ALIBABA OPTION 06/07/19 - 185 — Expired

PUT ALIBABA OPTION 06/14/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 06/14/19 - 162.50 — Buy

PUT ALIBABA OPTION 06/14/19 - 162.50 — Expired

CALL ALIBABA OPTION 06/07/19 - 180 — None — Sold

CALL ALIBABA OPTION 06/07/19 - 180 — Buy

CALL ALIBABA OPTION 06/07/19 - 180 — Expired

PUT ALIBABA OPTION 06/28/19 - 172.50 — None — Sold

PUT ALIBABA OPTION 06/28/19 - 172.50 — Buy

PUT ALIBABA OPTION 06/28/19 - 172.50 — Expired

PUT ALIBABA OPTION 06/28/19 - 177.50 — None — Sold

PUT ALIBABA OPTION 06/28/19 - 177.50 — Buy

PUT ALIBABA OPTION 06/28/19 - 177.50 — Expired

CALL ALIBABA OPTION 05/31/19 - 165 — None — Sold

PUT ALIBABA OPTION 07/05/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 07/05/19 - 162.50 — Buy

PUT ALIBABA OPTION 07/05/19 - 162.50 — Expired

PUT ALIBABA OPTION 08/16/19 - 160 — None — Sold

PUT ALIBABA OPTION 08/16/19 - 160 — Buy

PUT ALIBABA OPTION 08/16/19 - 160 — Expired

PUT ALIBABA OPTION 10/18/19 - 170 — None — Sold

PUT ALIBABA OPTION 10/18/19 - 170 — Buy

PUT ALIBABA OPTION 10/18/19 - 170 — Expired

PUT ALIBABA OPTION 10/18/19 - 175 — None — Sold

PUT ALIBABA OPTION 10/18/19 - 175 — Buy

PUT ALIBABA OPTION 10/18/19 - 175 — Expired

CALL ALIBABA OPTION 06/14/19 - 162.50 — None — Sold

CALL ALIBABA OPTION 06/14/19 - 162.50 — Buy

CALL ALIBABA OPTION 06/14/19 - 162.50 — Expired

PUT ALIBABA OPTION 10/18/19 - 160 — None — Sold

PUT ALIBABA OPTION 10/18/19 - 160 — Buy

PUT ALIBABA OPTION 10/18/19 - 160 — Expired

CALL ALIBABA OPTION 05/31/19 - 150 — None — Sold

CALL ALIBABA OPTION 06/07/19 - 150 — None — Sold

CALL ALIBABA OPTION 06/07/19 - 150 — Buy

CALL ALIBABA OPTION 06/07/19 - 150 — Expired

CALL ALIBABA OPTION 07/05/19 - 155 — None — Sold

CALL ALIBABA OPTION 07/05/19 - 155 — Buy

CALL ALIBABA OPTION 07/05/19 - 155 — Expired

CALL ALIBABA OPTION 08/16/19 - 160 — None — Sold

CALL ALIBABA OPTION 08/16/19 - 160 — Buy

CALL ALIBABA OPTION 08/16/19 - 160 — Expired

PUT ALIBABA OPTION 01/17/20 - 155 — None — Sold

PUT ALIBABA OPTION 01/17/20 - 165 — None — Sold

PUT ALIBABA OPTION 01/17/20 - 165 — Buy

PUT ALIBABA OPTION 01/17/20 - 165 — Expired

PUT ALIBABA OPTION 01/17/20 - 170 — None — Sold

PUT ALIBABA OPTION 01/17/20 - 170 — Buy

PUT ALIBABA OPTION 01/17/20 - 170 — Expired

PUT ALIBABA OPTION 08/16/19 - 145 — None — Sold

PUT ALIBABA OPTION 07/19/19 - 165 — None — Sold

CALL FACEBOOK 07/19/19 - 197.50 — None — Buy

CALL FACEBOOK 07/19/19 - 197.50 — Sold

PUT ALIBABA OPTION 08/16/19 - 160 — None — Sold

CALL FACEBOOK 07/26/19 - 215 — None — Buy

CALL FACEBOOK 07/26/19 - 215 — Sold

CALL ALIBABA OPTION 09/20/19 - 160 — None — Sold

CALL ALIBABA OPTION 09/20/19 - 160 — Buy

CALL ALIBABA OPTION 09/20/19 - 160 — Expired

PUT ALIBABA OPTION 09/06/19 - 157.50 — None — Sold

PUT ALIBABA OPTION 08/30/19 - 157.50 — None — Sold

CALL ALIBABA OPTION 10/18/19 - 165 — None — Sold

CALL ALIBABA OPTION 10/18/19 - 165 — Buy

CALL ALIBABA OPTION 10/18/19 - 165 — Expired

CALL FACEBOOK 10/19/19 - 200 — None — Buy

CALL FACEBOOK 10/19/19 - 200 — Sold

PUT ALIBABA OPTION 09/13/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 09/20/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 09/27/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 03/20/20 - 155 — None — Sold

PUT ALIBABA OPTION 03/20/20 - 155 — Buy

PUT ALIBABA OPTION 03/20/20 - 155 — Expired

PUT ALIBABA OPTION 03/20/20 - 160 — None — Sold

PUT ALIBABA OPTION 03/20/20 - 160 — Buy

PUT ALIBABA OPTION 03/20/20 - 160 — Expired

PUT ALIBABA OPTION 03/20/20 - 165 — None — Sold

PUT ALIBABA OPTION 03/20/20 - 165 — Buy

PUT ALIBABA OPTION 03/20/20 - 165 — Expired

PUT ALIBABA OPTION 09/27/19 - 170 — None — Sold

PUT ALIBABA OPTION 09/27/19 - 170 — Buy

PUT ALIBABA OPTION 09/27/19 - 170 — Expired

PUT ALIBABA OPTION 01/15/21 - 140 — None — Sold

PUT ALIBABA OPTION 01/15/21 - 140 — Buy

PUT ALIBABA OPTION 01/15/21 - 140 — Expired

PUT ALIBABA OPTION 01/15/21 - 145 — None — Sold

PUT ALIBABA OPTION 01/15/21 - 145 — Buy

PUT ALIBABA OPTION 01/15/21 - 145 — Expired

PUT ALIBABA OPTION 01/15/21- 150 — None — Sold

PUT ALIBABA OPTION 01/15/21- 150 — Buy

PUT ALIBABA OPTION 01/15/21- 150 — Expired

CALL ALIBABA OPTION 11/08/19 - 170 — None — Sold

CALL ALIBABA OPTION 11/08/19 - 170 — Buy

CALL ALIBABA OPTION 11/08/19 - 170 — Expired

PUT ALIBABA OPTION 10/11/19 - 157.50 — None — Sold

PUT ALIBABA OPTION 01/21/22 - 140 — None — Sold

PUT ALIBABA OPTION 01/21/22 - 140 — Buy

PUT ALIBABA OPTION 01/21/22 - 140 — Expired

PUT ALIBABA OPTION 01/21/22 - 130 — None — Sold

PUT ALIBABA OPTION 01/21/22 - 130 — Buy

PUT ALIBABA OPTION 01/21/22 - 130 — Expired

PUT ALIBABA OPTION 01/21/22 - 135 — None — Sold

PUT ALIBABA OPTION 01/21/22 - 135 — Buy

PUT ALIBABA OPTION 01/21/22 - 135 — Expired

PUT ALIBABA OPTION 11/08/19 - 160 — None — Sold

PUT ALIBABA OPTION 11/08/19 - 160 — Buy

PUT ALIBABA OPTION 11/08/19 - 160 — Expired

PUT ALIBABA OPTION 11/22/19 - 160 — None — Sold

CALL ALIBABA OPTION 11/29/19 - 170 — None — Sold

PUT ALIBABA OPTION 12/06/19 - 162.50 — None — Sold

PUT ALIBABA OPTION 12/06/19 - 162.50 — Buy

PUT ALIBABA OPTION 12/06/19 - 162.50 — Expired

PUT ALIBABA OPTION 11/15/19 - 170 — None — Sold

PUT ALIBABA OPTION 12/06/19 - 170 — None — Sold

PUT ALIBABA OPTION 11/29/19 - 170 — None — Sold

PUT ALIBABA OPTION 12/13/19 - 170 — None — Sold

PUT ALIBABA OPTION 12/20/19 - 170 — None — Sold

PUT ALIBABA OPTION 12/27/19 - 170 — None — Sold

PUT ALIBABA OPTION 12/20/19 - 182.50 — None — Sold

PUT ALIBABA OPTION 12/13/19 - 182.50 — None — Sold

PUT ALIBABA OPTION 12/27/19 - 182.50 — None — Sold

PUT ALIBABA OPTION 12/13/19 - 187.50 — None — Sold

PUT ALIBABA OPTION 01/03/20 - 180 — None — Sold

PUT ALIBABA OPTION 12/27/19 - 180 — None — Sold

PUT ALIBABA OPTION 12/27/19 - 197.50 — None — Sold

PUT ALIBABA OPTION 12/27/19 - 200 — None — Sold

PUT ALIBABA OPTION 01/03/20 - 197.50 — None — Sold

PUT ALIBABA OPTION 01/10/20 - 195 — None — Sold

PUT ALIBABA OPTION 01/21/22 - 175 — None — Sold

PUT ALIBABA OPTION 01/21/22 - 150 — None — Sold

PUT ALIBABA OPTION 01/10/20 - 205 — None — Sold

PUT ALIBABA OPTION 01/17/20 - 205 — None — Sold

Income — 2019 — Matthew Bender Publications (book royalties) — $3,225.85

Each put or call transaction is an independent contract creating the right, but not the obligation, to make future sales or purchases of

specific assets. They are not fixed assets, therefore either purchases or sales of individual puts and calls can be used to either open or close contracts. They

do not generate income. Options devalue based upon market conditions and expiration dates, therefore they routinely do not have value at the end of a

reporting period; this occurs without any type of reportable transaction. Those options which have value at the end of the reporting period are reflected

accordingly in Column C. Purchases and sales of any optioned holdings are reported separately from these contracts.