Cathy L. Waldor

(H) Brokerage Account #1 (44)

Clearbridge Tactical Dividend Income Fund Cl C — Dividend

Gugenheim Small Cap Value Fund Cl C — Dividend — Sold (part)

Gugenheim Small Cap Value Fund Cl C — Sold (part)

Gugenheim Small Cap Value Fund Cl C — Sold (part)

Mainstay Epoch Global Equity Yield Cl C — Dividend

Franklin Templeton Income Fund Cl C — Dividend — Sold (part)

Thornburg Income Builder Cl C — Dividend

Vaneck Vectors High Yield Muni ETF — Dividend

(H) AIG Sun America Polaris Choice IV Variable Annuity (X)

SA VCP Dynamic Allocation Portfolio — None

SA VCP Dynamic Strategy Portfolio — None

Secure Value Account — None

(H) Brighthouse Life Ins Co Series L Variable Annuity (X)

American Funds Growth Portfolio — None

Baillie Gifford International Stock Portfolio — None

BH Small Cap Value Portfolio — None

Invesco Small Cap Growth Portfolio — None

JP Morgan Core Bond Portfolio — None

MetLife Stock Index Portfolio — None

MFS Value Portfolio B — None

PIMCO Total Return Portfolio B — None

T Rowe Price MId Cap Growth Portfolio B — None

VanEck Global Natural Resources B — None

Bernstein All Asset Strategy Fund C (X) — Dividend

Janus Henderson Balanced Fund C — Dividend

JP Morgan Income Builder Class C (X) — Dividend

Mainstay High Yield Muni Bond Fund Cl C — Dividend

Principal Small Cap Dividend Income Fund C — Dividend

AIG Focused Dividend Strategy Fund C — Dividend — Sold (part)

Cohen & Steers Preferred Sec & Inc Fund Cl C — Dividend

Mainstay Funds Tax Free Bond Cl A — Dividend

Nuveen Large Cap Core Fund Cl C — Dividend — Sold (part)

Principal Global Diversified Income Fund Cl C — Dividend — Sold (part)

Putman Multi-Cap Core Fd Cl C — Dividend

(H) Transamerica Life Insurance Co B- Share - Variable Annuity (X)

Fidelity - VIP Contrafund Portfolio — None

TA Janus Balanced — None

TA Managed Risk - Growth ETF — None

American Funds Growth Fund — None

American Funds Growth - Income Fund — None

Voya Floating Rate Fund Class C — Dividend — Sold (part)

Voya Floating Rate Fund Class C — Sold (part)

Voya Floating Rate Fund Class C — Sold

Janus Henderson Enterprise Fund Cl C (X) — Dividend

Units FT US EQ C/E Ser 26 — Dividend — Sold (part)

UBS Bank UT US 3.5% Mat 10/30/20 Fixed Rate CD — Interest

Goldman Sachs Access Treas 0-1 Year ETF — Dividend

Principal Blue Chip Fund Cl C — Dividend

American Funds American Balanced Fd Cl C — Dividend

BNY Mellon Equity Income FD Cl C (X) — Dividend

Allianz Artificial Intelligence & Technology — None — Buy

(H) Brokerage Account #2 (45)

iShares Trust Russell 2000 Index ETF — Dividend

iShares Trust Core S&P Mid Cap ETF — Dividend

iShares TIPS Bond ETF — Dividend

Vanguard Index Funds Vanguard Growth ETF — Dividend

Vanguard Total Stock Market ETF — Dividend

Vanguard Index Fund S&P 500 ETF — Dividend

Vanguard Divid Appreciation ETF — Dividend

Vanguard Mega Cap ETF — Dividend

Vaneck Vectors AMT-Free Short Municipal Index ETF — Dividend

Vaneck Vectors High Yield Municipal Index ETF — Dividend

First Trust Dorsey Wright FO ETF — Dividend

Principal Small Mid Cap Div Inst — Dividend

First Trust Preferred Security & Inc ETF — Dividend — Sold (part)

Vaneck Vectors AMT-Free Inter ETF — Dividend

Voya Floating Rate Fund CL I — Dividend — Sold

Wisdomtree Trust Small Cap Dividend Fund ETF — Dividend

First Trust Morningstar Div Leader Index Fund — Dividend

iShares Core S&P US Growth ETF — Buy (add'l)

First Trust Value Line Divid Index Fund — Dividend — Buy (add'l)

Goldman Sachs Active Beta US Large Cap Equity ETF — Dividend

iShares EDGE MSCI Min Vol USA ETF — Dividend

SPDR Nuveen S&P High Yield Municipal Bond ETF — Dividend

Vanguard Financials ETF — Dividend

Vanguard Health Care ETF — Dividend

Vanguard Value ETF — Dividend

First Trust Dow Jones Internet Index Fund ETF — None

First Trust SToxx European Select Divd Index Fund ETF — Dividend — Sold (part)

First Trust SToxx European Select Divd Index Fund ETF — Sold (part)

Wisdomtree Intl High Divid Fund ETF — Dividend — Sold (part)

Wisdomtree Intl High Divid Fund ETF — Sold (part)

Wisdomtree Intl High Divid Fund ETF — Sold (part)

Schwab US Mid-Cap ETF — Dividend — Buy (add'l)

SPDR S&P Aerospace & Defense ETF — Dividend

Vanguard High Divid Yield ETF — Dividend

Franklin Short Duration US Govt ETF — Dividend — Buy (add'l)

Thornburg Limited Term Municipal Fund Cl I — Dividend

iShares Core S&P Small-Cap ETF — Dividend

iShares Core MSCI Emerging Markets ETF — Dividend — Buy

Goldman Sachs Access TREAS 0-1 Year ETF — Dividend — Buy

(H) Brokerage Account #5 (51)

Principal MidCap Fund Class A — Dividend

Blackrock Basic Value Fund Cl A — None — Sold

Blackrock Global Allocation Fund Inc Cl A — Dividend — Sold

Franklin Mutual Global Discover Fund Cl A — Dividend

Franklin Templeton Income Cl A — Dividend

American Funds American Balanced Fund Cl R4 — Dividend

First Eagle Global Fund Cl A (X) — Dividend

Thornburg Income Builder Cl C — Dividend

Goldman Sachs Income Builder Funds Cl IR — Dividend

Ivy Balanced Funds Cl C — Dividend — Sold (part)

Ivy Balanced Funds Cl C — Sold

iShares Edge MSCI Min Vol USA EFT — Dividend

Putnam Equity Income Fund Cl C — Dividend

UNTS FT HI DIV EQ PORT SER 42 — Dividend — Buy

First Trust Enhanced Short Mat Fund ETF — Dividend — Buy

(H) Brokerage Account #6 (52)

iShares Russell MidCap ETF — Dividend

SPDR S&P 500 ETF TR — Dividend — Buy (add'l)

SPDR S&P 500 ETF TR — Buy (add'l)

John Hancock Disciplined Value Mid Cap Fund Cl A — Dividend

Baird MidCap Fund Institutional Class — Dividend — Buy (add'l)

Chartwell Small Cap Value I Share — Dividend — Sold (part)

Gabelli Small Cap Growth Fund Class I — None — Sold

iShares IBOXX $ Invt Grade Corporate Bond ETF — Dividend — Sold (part)

Ashmore Emerging Markets Total Ret Fund Cl I — Dividend

iShares CORE MSCI EAFE ETF — Dividend — Buy (add'l)

iShares CORE MSCI EAFE ETF — Buy (add'l)

iShares CORE MSCI EAFE ETF — Sold (part)

iShares CORE MSCI EAFE ETF — Buy (add'l)

iShares CORE MSCI EAFE ETF — Buy (add'l)

iShares CORE MSCI Emerging Markets ETF — Dividend — Sold (part)

iShares CORE MSCI Emerging Markets ETF — Buy (add'l)

iShares CORE MSCI Emerging Markets ETF — Buy (add'l)

iShares CORE MSCI Emerging Markets ETF — Buy (add'l)

iShares CORE MSCI Emerging Markets ETF — Sold (part)

iShares CORE MSCI Emerging Markets ETF — Buy (add'l)

iShares CORE MSCI Emerging Markets ETF — Buy (add'l)

iShares Core S&P US Growth ETF — Dividend — Buy (add'l)

Vanguard Total World Stock ETF — None — Sold

Oppenheimer International Growth Fund Y — None — Sold

Pear Tree Polaris Foreign Value Fund Instl — Dividend — Sold (part)

Pear Tree Polaris Foreign Value Fund Instl — Buy (add'l)

iShares Treasury Bond ETF — Dividend — Buy (add'l)

iShares Treasury Bond ETF — Buy (add'l)

iShares Treasury Bond ETF — Buy (add'l)

iShares Treasury Bond ETF — Sold (part)

iShares Treasury Bond ETF — Buy (add'l)

iShares Treasury Bond ETF — Sold (part)

iShares Treasury Bond ETF — Buy (add'l)

iShares Treasury Bond ETF — Sold (part)

iShares Treasury Bond ETF — Sold

Pimco Investment Grade Corporate Bond Fund P — Dividend — Buy (add'l)

Pimco Investment Grade Corporate Bond Fund P — Buy (add'l)

SPDR Portfolio S&P 500 Value ETF — None — Sold

AQR US Defensive Equity Fund Cl I — Dividend — Buy (add'l)

LSV Value Equity Fund CL NL — Dividend — Buy (add'l)

iShares 20+ Year Treasury Bond ETF — Dividend

iShares JP Morgan USD Emerging Market Bond ETF — Dividend — Sold (part)

iShares JP Morgan USD Emerging Market Bond ETF — Sold (part)

iShares JP Morgan USD Emerging Market Bond ETF — Buy (add'l)

PIMCO Enhanced Short Mat Active Ex- Traded FD — None — Buy (add'l)

PIMCO Enhanced Short Mat Active Ex- Traded FD — Buy (add'l)

PIMCO Enhanced Short Mat Active Ex- Traded FD — Sold (part)

Lord Abbett High Yield Fund Cl F — Dividend — Buy (add'l)

Lord Abbett High Yield Fund Cl F — Buy (add'l)

iShares Core S&P Small-Cap ETF — Dividend — Buy

Harding Loevner International Equity Fund — Dividend — Buy

Harding Loevner International Equity Fund — Buy (add'l)

Schwab US TIPS ETF — Dividend — Buy

Schwab US Broad Market ETF — Dividend — Buy

Schwab US Broad Market ETF — Sold

Schwab US Broad Market ETF — Buy

Schwab US Broad Market ETF — Sold

iShares MSCI Japan ETF — Dividend — Buy

iShares MSCI Japan ETF — Sold

SPDR SER TR SPDR Bloomberg Barclays 1-3 Month T-Bill ETF — Dividend — Buy

SPDR SER TR SPDR Bloomberg Barclays 1-3 Month T-Bill ETF — Sold

(H) IRA #1 (42)

First Eagle Global Fund Class C (X) — Dividend

First Eagle Global Fund Class A (X) — Dividend

Blackrock Equity Dividend Fund C — Dividend

Blackrock Global Allocation Fund C — Dividend — Sold

Blackrock Global Allocation Fund A — Dividend — Sold

Franklin Templeton Mutual Global Discovery Fund Cl C (X) — None

Franklin Templeton Mutual Global Discovery Fund Cl A (X) — Dividend

Franklin Templeton Income C — Dividend

Franklin Templeton Income Fund Class A — Dividend

American Funds American Balanced Fund Cl C — Dividend

American Funds American Balanced F-1 — Dividend

UNTSFT HI DIV EQ PORT SER 42 REIN 10/21/21 — Dividend — Buy

Goldman Sachs Access Invt Grade Corp Bond ETF — Dividend — Buy

(H) IRA #2 (43)

American Funds American Balanced F-1 — Dividend

Blackrock Global Allocation Fund Inc A — Dividend — Sold

UNITS FT HI DIV EQ PORT SER 42 — Dividend — Buy

First Trust Enhanced Short Mat Fund ETF — Dividend — Buy

(H) IRA #3 (13)

JP Morgan Income Builder Cl C (X) — Dividend — Distributed (part)

Janus Balanced Fund C — Dividend

(H) AXA Equitable Flexible Premium Variable Life Insurance #4

AXA Moderate Allocation Fund — None

Nationwide Life Insurance #2 — None

(H) Cash Accounts #1

Santander Cash Accounts — Int./Div.

Wells Fargo Cash Accounts — Int./Div.

UBS Cash Accounts — Int./Div.

TD Bank Cash Account — Int./Div.

Real Estate - Rental Property - Verona, Essex County, NJ — Rent

Spouse's income — 2019 — Rex Vinegar Company - self employed business executive

Line 10 - This variable annuity does not show or report any dividends, income, or short-term or long-term capital gains on its statements. The value of each

investment in the annuity will increase or decrease in any year based upon the performance of each investment. No distributions were made from the annuity.

Line 14 - This variable annuity does not show or report any dividends, income, or short-term or long-term capital gains on its statements. The value of each

investment in the annuity will increase or decrease in any year based upon the performance of each investment. No distributions were made from the annuity.

Line 25 - The name of this asset changed from Eaton Vance R Bernstein All Asset Strategy Fund C to Bernstein All Asset Strategy Fund C

Lines 27 and 196 - A partial transfer was made from IRA #3, Line 196 to Brokerage Account #1, Line 27. This was a required minium annual distribution.

Line 36 - This variable annuity does not show or report any dividends, income, or short-term or long-term capital gains on its statements. The value of each

investment in the annuity will increase or decrease in any year based upon the performance of each investment. No distributions were made from the annuity.

Line 51 - The name of this asset changed from Dreryfus Premier American Balanced Fd Cl C to BNY Mellon Equity Income FD Cl C.

Line 101 - On 03/26/19 all Class C shares where exchanged for Class A shares.

Lines 176-177 - On 03/26/19, 970.82 shares of Class C (Line 176) were exchanged to 934.69 shares of Class A (177).

Lines 181-182 - On 07/15/19, 235.30 shares of Class C (Line 181) were exchanged to 233.77 shares of Class A (Line 182).