Robert J. Faris

Bank of Hawaii accounts — Interest

., stock — None

IRA account #1 (H)

Goldman Sachs Bank CD due 9/29/23 — Interest

Schwab Aggregate US Bond Index Fund — Int./Div. — Buy (add'l)

Schwab Aggregate US Bond Index Fund — Buy (add'l)

Schwab bank sweep, fka Schwab money market fund — Int./Div.

Vanguard Index Trust S&P 500 — Int./Div. — Sold (part)

IRA account #2 (H)

Goldman Sachs Bank CD due 9/29/23 — Interest

Schwab Aggregate US Bond Index Fund — Int./Div. — Buy (add'l)

Schwab bank sweep, fka Schwab money market fund — Interest

Vanguard Index Trust S&P 500 — Int./Div.

Trust #1 (H)

Bank of Hawaii account — Interest

Trust #2 (H)

American Express Bank CD due 9/4/19 — Interest — Matured

American Express Bank CD due 11/20/19 — Interest — Matured

American Express Centurion CD due 8/22/19 — Interest — Matured

Schwab Aggregate US Bond Index Fund — Int./Div.

Schwab bank sweep, fka Schwab money market fund — Interest

State Bank of In CD due 6/24/20 — Interest — Buy

Touchmark Nat'l Bank CD due 11/19/20 — Interest — Buy

Trust #3 (H)

Glenmeade Small Cap Eqty — Int./Div.

Harbor Intl Fund — Int./Div.

PIMCO Total Return PTTDX — Int./Div.

Schwab Aggregate US Bond Index Fund — Int./Div.

Schwab bank sweep, fka Schwab money market fund — Int./Div.

Schwab Intl Index Fund — Int./Div.

Schwab S&P 500 Index Fund — Int./Div. — Buy

Schwab Small Cap Income Fund — Int./Div.

Vanguard Index Trust S&P 500 — Int./Div.

Brokerage Account #1 (H)

Goldman Sachs Bank CD due 09/29/23 — Interest

Schwab bank sweep, fka Schwab municipal money market fund — Interest

U.S. Savings Bonds — None

pension & profit sharing plan (Y)

Schwab bank sweep, fka Schwab money market fund (Y)

Vanguard Index Trust S&P 500 (Y)

Schwab Aggregate US Bond Index Fund (Y)

State of Hawaii PTS Deferred Comp. Retirement Plan — Int./Div.

Hawaii Pacific Health Medical Group 403(b) plan (H)

T. Rowe Price Retirement 2025 fund — Int./Div. — Buy

T. Rowe Price Retirement 2025 fund — Buy (add'l)

T. Rowe Price Retirement 2025 fund — Buy (add'l)

Trustee, Trust #1

Liability — US Dept. of Education — Direct student plus loans

Reimbursement — Maui County Bar Association — 9/20/19 — Wailuku HI — CLE program for Maui County Bar Association. — Reimbursement for airfare

Income — 2019 — William S. Richardson School of Law, Univ. of Hawaii at Manoa - salary for teaching law school course — $678.66

Spouse's income — 2019 — . - salary

Spouse's income — 2019 — - salary

Part III.B, line 1, and Part VII, lines 2 and 38: is the sole, stockholder, officer, and director, and an employee, of a corporation through which conducts

medical practice. The corporation's legal name includes full name. The Committee on Financial Disclosure has approved the redaction of name by

letter dated May 3, 2004. The Committee most recently renewed its approval on January 28, 2019.

Part VIII line 10: in prior reports, I stated that the maturity date of this CD was in 1993. This was a typographical error which I have corrected in this report. The

correct maturity date is in 2023.

Part VIII lines 38-41: this pension plan was terminated in 2019 and the assets were transferred in kind to IRA Account #2.