Autumn D. Spaeth

Individual Assets (H)

Wells Fargo (cash) — Interest

Bank of America (cash) — Interest

New York Life Custom Whole Life Insurance — Dividend

Rental Property #1, Aliso Viejo, CA — Rent

Coin collection — None

Chevron Corp (CVX) — Dividend

IRA #1 (H)

ABERDEEN STD PLATINUM ETF (PPLT) — None

ABERDEEN STD SILVER ETF (SIVR) — None

ISHARES GOLD TRUST ISHARES (IAU) — None

SPDR GOLD TR GOLD SHS (GLD) — None

CAMECO CORP COM NPV (CCJ) — Dividend

SPROTT PHYSICAL GOLD TRUST (PHYS) — None

GOLD - BULLION BAR -- 5 OZ, (GB5) — None

SILVER - SILVER BAR -- 10 OZ. (SB10A) — None

GOLD - BULLION BAR -- 10 OZ. (GB10) — None

URANIUM ENERGY CORP (UEC) (Y)

RETIREMENT ACCT #1 (H)

Invesco Diversified Dividend Investor (LCEIX) — None — Sold

Manning & Napier Disciplined Value (MDVWX) — None — Buy

Vanguard Target Retirement Income Inv (VTINX) — None

Vanguard Total Bond Market Index Inv (BND) — None

Putnam Stable Value Fund 50 (cash equivalent) — None

RETIREMENT ACCT #2 (H)

Inv Govt & Agcy Prt (AGPXX) — Dividend

BROKERAGE #1 (H)

ISHARES SILVER TR (SLV) — None

FIRST MAJESTIC SILVER CORP (AG) — None

UNITED HEALTH GROUP (UNH) — Dividend

WHEATON PRECIOUS METALS CORP (WPM) — Dividend

BROKERAGE #2 (H)

First Majestic Silver Corp (AG) (X) — None

HSA #1 (H)

Vanguard 500 Index (VOO) — Dividend

Vanguard Equity Income (VEIPX) — Dividend

Vanguard Wellington Fund (VWELX) — None — Sold

529 #1 (H)

TIAA Principal Plus Interest Portfolio 2954 — None

529 #2 (H)

TIAA Principal Plus Interest Portfolio 2954 — None

Trustee, Trust #1 (no reportable holdings)

Judicial Board Member, Federal Bar Association - Orange County Chapter

Gift — Federal Bar Association, Orange County Chapter — Baseball tickets — $1,080.00

Liability — Nuvision Credit Union — Mortgage on Rental Property

Liability — FACTS Grant and Aid — Tuition Service

Spouse's income — 2019 — Beacon Healthcare (salary)

Spouse's income — 2019 — Optum Services (deferred executive compensation)

Part VII, line 4: "Dividend" is a term used by NYL to represent a partial return of premiums when there are excess funds generated by the pool of policy

holders. It is not indicative of underlying assets.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Supporting documentation for this report is not currently available. This report, therefore, is predicated upon the filer's best available information and belief.