John M Facciola

Savings and Money Market Accounts BB& TT — Interest

Paine Webber Cash Fund — Interest

Federal Justice Credit Union — Interest

ING Groep NV Perpetual Hybrid Cap PFD stock — Int/Div — Redeemed

Lehman Bros Holding Inc Preferred Stock — None

Lehman Bros Holdings Ind (11) Bond — None

Pacific Frontiers Life Insurance Fund — Interest

Invesco Mortgage Capital Inc — Int/Div

United Development Fumidng IV — Int/Div

Brokerage Insured Deposit Account-Bank of Amenca — Interest

Penn Mutual Flexible Premium Variable Life Insurance — Interest

HSBC Bank USA NA US Indy Titans «CD — Interest

Van Kampen Unit TR 1106 — Int/Div — Redeemed

Telecom Italia Capital Note — Interest — Sold

Brokerage Insured Deposit Account jmf gjf co-tenants Continental Bank — Interest

Amerenergy Generating Co Senior Note due 04/1518 — Interest — Sold

Vodafone Group PLC New Sponsored ADR — Int/Div — Sold

AG Mortgage Inv, TR Inc — Int/Div — Sold

Amerenergy Generating Co. Inc Note due 06/01/32 — Interest — Sold

Smart Trust High 20 Div Strategy — Int/Div — Sold

Babson Capital (GLB Short Duration High Yield) — Int/Div

Jefferies Group Inc Senior Note — Interest — Sold

Smart Trust Zacks Diversified Equity & Corp — Int/Div — Buy

Smart Trust Enhanced Value Il std 7 — Int/Div — Buy

Smart Trust Enhanced Value 1 std 7 — None — Buy

Smart Trust Dynamic Sector Income § — Int/Div — Buy

First Trust Bal Inc, Eqty & ETF § — Int/Div — Buy

CVR Refining Ld Partenrship Com Unit Pub Traded Partnership — istmbution — Buy

ARES Multi Strategy Credit Fund — None — Buy

Smart Trust Cap INov GLB infra & mip 4 — None — Buy

Smart Trust Tax Free Inc Ser 13 Trust — Int/Div — Buy

First Trust <3 Bal Incm Equity & ETF 3 — Int/Div — Buy

First Trust Bal Incm Equity & ETF 3 — None — Buy

Roval Bank Scotland Sub note — Interest — Buy

Roval Bank Scotland Sub note — None — Sold

Angolgold Ashanti Holdings Note — Interest — Buy

Angolgold Ashanti Holdings note — None — Sold

Smart Trust Strat Growth & Inc 4 — None — Buy

Smart Trust ENH Value 11 8 — None — Buy

Smart Trust Cap Inov GLB mfra & mip 4 — None — Buy

Smart Trust Tax-Free Income Ser. 14 — Int/Div — Buy

Liability — Visa — Credit Card

Liability — Master Card — Credit Card

Reimbursement — American Bar Assn — Jan. 23 - 25,2013 — Tampa, FL — Conference — (meals, transportation, lodging)

Reimbursement — The Sedona Conference — Feb. 20-22, 2013 — Phoenix, AZ — Conference — (meals, transportation, lodging)

Reimbursement — American Bar Assn — Feb. 22-27. 2013 — San Francisco, CA — Conference — (meals, transportation, lodging)

Reimbursement — South Caroling Law Review — March 1, 2013 — Columbia, SC — Conference — (meals, transportation, lodging)

Reimbursement — Anzona State University — March 14, 2013 — Tempe, AZ — Conference — (transportation)

Reimbursement — Business Intelligence — May 20-21, 2013 — Pittsburgh, PA — Conference — (meals, transportation, lodging)

Reimbursement — Federal Circuit Bar Assn. — May 28-29, 2013 — Newark, NJ — Conlerence — (meals, transportation, lodging)

Reimbursement — Litigation Advocacy Institute — Oct, 1,2013 — New York, NJ — Conference — (transportation)

Reimbursement — ITLEX Inc — Oct. 16-17, 2013 — Orlando, FL — Conference — (meals, transportation, lodging)

Reimbursement — The Sedona Conference — Oct. 23-26, 2013 — San Dicgo, CA — Conference — (meils, ransporation, lodging)

Reimbursement — Milwaukee Bar Assn — Oct. 31 = Nov. 1, 2013 — Milwaukee, WI — Conference — (meals, transportation, lodgmg)

Reimbursement — The Sedona Conference — Nov. 6-8, 2013 — Phoenix, AZ — Conterence — (meals, transportation, lodging)

Reimbursement — Penn. Bar Institute — Nov, 10-11, 2013 — Philadelphia, PA — Conference — (melas, ransportation, lodging)

Income — 08/31/2013 — Georgetown University Approved Teaching at Foundations of Amencan Law Program for foreign students — SHO0 (0)

Spouse's income — 1123172013 — Fairfax County School System Salary