Michael Lawrence Brown

Individual Assets (H)

Sun Trust (cash) — Interest

ExxonMobil Common Stock (XOM) — Dividend

Freddie Mac Common Stock (FMCC) (X) — None

Northwestern Mutual Insurance Estate Comp Life (Whole Life Policy #1) — Dividend

Northwestern Mutual Insurance Estate Comp Life (Whole Life Policy #2) — Dividend

Northwestern Mutual Insurance 65 Life (Whole Life Policy) — Distribution

529 Account #1 (H)

529 Plan NY Saves Moderate Age Based Option: Conservative Port — None

529 Plan NY Saves Conservative Age Based Option: Balanced Income Port — None

529 Account #2 (H)

529 Plan NY Saves Moderate Age Based Option: Disc Growth Port — None — Sold

529 Plan NY Saves Moderate Age Based Option: Conserv Growth Port — None — Buy

529 Plan NY Saves Conservative Age Based Option: Conserv Port — None — Sold

529 Plan NY Saves Conservative Age Based Option: Income Port — None — Buy

529 Account #3 (H)

529 Plan NY Saves Moderate Age Based Option: Mod Growth Port — None — Sold

529 Plan NY Saves Moderate Age Based Option: Disc Growth Port — None — Buy

401k Account #1 (H)

Alston & Bird Enhanced Partner Cash Balance Plan (cash) (X) — Interest

Franklin Growth Advantage (FCGAX) — Dividend

Wells Fargo Enhanced Stock Market Fd (ESMKTN) — Dividend

IRA Account #1 (H)

Fidelity Advisor Financial Svcs Cl I (FFSIX) — Dividend

Fidelity Advisor Materials Cl I (FMFEX) — Dividend

Cullen Emerging Mrkt High Dividend Cl I (CEMFX) — Dividend

Polen Growth Fund Instl Shares (POLIX) — Dividend — Buy

JPMorgan Large Cap Growth Class I (SEEGX) — Dividend

Putnam Equity Income Fund Cl Y (PEIYX) — Dividend

Brokerage Account #1 (H)

Fidelity Govt Cash Reserves (FDRXX) (X) — Interest

Fidelity Advisor Equity Income Cl I (EQPIX) — Dividend

Fidelity Advisor Utilities Fund Cl I (FUGIX) — Dividend — Buy (add'l)

Fidelity Advisor Financial Svcs Cl I (FFSIX) — Dividend

Fidelity Advisor Health Care Cl I (FHCIX) — Dividend

Fidelity Advisor Materials Cl I (FMFEX) — Dividend

Kopernik International I (KGIIX) — Dividend

American Capital Income Builder F3 (CFIHX) — Dividend

Cullen Emerging Mrkt High Dividend Cl I (CEMFX) — Dividend

Federated Strategic Value Dividend IS (SVAIX) — Dividend

Federated Capital Income Fund Cl IS (CAPSX) — Dividend — Sold (part)

Polen Growth Fund Instl Shares (POLIX) — Dividend — Buy (add'l)

The Growth Fund of America F3 (GAFFX) — Dividend

Hartford Growth Oppt Fund Cl Y (HGOYX) — Dividend

JPMorgan Income Builder Fund Class I (JNBSX) — Dividend

JPMorgan Equity Income Class 1 (HLIEX) — Dividend — Buy

MFS International Diversification Fd A (MDIDX) — Dividend

MFS Growth Fund Class I (MFEIX) — Dividend

Mainstay Mackay Intl Opportunities Fund I (MYIIX) — Dividend

Putnam Equity Income Fund Cl Y (PEIYX) — Dividend

Victory RS Small Cap Growth Cl Y (RSYEX) — Dividend

Fidelity Advisor Strategic Inc Cl I (FSRIX) — Dividend

Blackrock Multi-Asset Income Instl (BIICX) — Dividend — Sold (part)

JPMorgan Core Bond Class I (WOBDX) — Dividend

Ishares Core S&P 500 ETF (IVV) — Dividend — Buy

Ishares Core S&P Mid-Cap ETF (IJH) — Dividend — Buy

Ishares Core S&P US Value ETF (IUSV) — Dividend — Buy

Ishares Trust Ishares Core High — Dividend — Buy

SPDR S&P Midcap 400 ETF Tr UT Ser 1 (MDY) — Dividend

Vanguard Intl Equity Index Fund Inc FTSE (VWO) — Dividend

IRA Account #2 (H)

Fidelity Advisor Financial Svcs Cl I (FFSIX) — Dividend

Fidelity Advisor Materials Cl I (FMFEX) — None

Cullen Emerging Mrkt High Dividend Cl I (CEMFX) — Dividend

Polen Growth Fund Instl Shares (POLIX) — Dividend — Buy

JPMorgan Large Cap Growth Class I (SEEGX) — Dividend

Putnam Equity Income Fund Cl Y (PEIYX) — Dividend

Spouse's income — 2019 — Self-employed (attorney)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, lines 3 and 4 of the 2018 report were split into separate accounts for reporting purposes, and the names were expanded for greater clarity. This is

not indicatave of reportable transactiosn.

Part VII, lines 19, 21, and 22: See 2018, lines 8 and 9.