Gerard E. Lynch

Suffolk County Bond — Interest

Citibank Accounts — Interest

Bank of America Money Market Account — Interest

Amex Centurion Bank Money Market Account — Interest

Bremer Bank NA Money Market Account — Interest

Blackrock NY Muni Inc. Tr. — Dividend

Gabelli Utility Trust PFD — Dividend

Capital One Savings Account — Interest

Allianz Gl Con. Fd. — Dividend

Voya Global Equity Fund — Dividend

PIMCO NY Muni Inc. Fd. — Dividend

Blackrock Global Allocation B — Dividend

Triborough BTA Bonds — Interest — Redeemed

Eaton Vance Enhanced Equity Fd. — Dividend

Eaton Vance Tax Managed Global Fund — Dividend

Nuveen Municipal Value Fund — Dividend

PIMCO Income Strategy Fd. — Dividend

Putnam Int'l. Gr. Fund — Dividend

Alpine Total Dynamic Div. Fd. — Dividend

Invesco Tax Free Int. Shares — Dividend

Eaton Vance Floating Rate Inc. Tr. — Dividend

Rochester Muni Fd. Cl A — Dividend

Rydex Inverse Govt. Long Bond Strategy — Dividend

Franklin Utilities — Dividend

SunAmerica Focused Small Cap — Dividend

TIAA Traditional RA — Dividend

CREF Stock R3 — Dividend

Franklin Income Fd. C — Dividend

Voya Risk Managed Nat. Res. Fd. — Dividend

Nuveen Global Fd. — Dividend

NYC Bonds — Interest

Hartford Cap. Apprec. Fd. — Dividend

Fidelity Adv. Div. Int'l. — Dividend

Lord Abbett NY T/F — Interest

Putnam Amer-govt. Income FD — Interest

Columbia NY Tax Exempt Cl. A — Interest

Fidelity Adv. Govt. Income FD — Interest

Lord Abbett Short Duration Income FD — Dividend

Hartford Inflation Plus FD — Dividend

Rental Property, Manhattan, New York, NY (2002, $272,500) — Rent

Nassau County Bonds — Interest — Redeemed

Franklin NY Tax Free — Interest

Fidelity Adv. Strategic — Dividend

Vanguard Consumer Staples — Dividend

Vanguard Info Tech — Dividend

Vanguard Emerg. Mkts. — Dividend

Vanguard High Dvd. Yield — Dividend

Vanguard Total Stock Market ETF — Dividend

Vanguard Total Bond Market ETF — Dividend

Wisdom Tree Continuous Commodity Index Fund — Dividend

Nuveen Int-Dur. Mun. Term Fund — Dividend

Blackrock Mun. Target Term Trust — Dividend

Western Asset Municipal Income — Dividend

Vanguard FTSE All World ETF — Dividend

Vanguard REIT Index ETF — Dividend

Goldman Sachs Technology Fd. — Dividend

Nuveen Santa Barbara Div. G. Fund — Dividend

NY Convention Ctr. Bond — Interest

Metrop. Trans. Auth. Bond — Interest — Buy (add'l)

Wisdomtree Int'l. ETF — Dividend

Erie County NY Sewer Dist. — Interest

Franklin Rising Dir. Fd. — Dividend

Synovus Bank CD — Interest

Blackrock NY Muni Opportunities Fd. — Dividend — Buy (add'l)

Bank of the West CD — Interest

Putnam Mortgage Sec. Fd. — Dividend

Bank of North America — Interest — Redeemed

Harris Bank CD — Interest — Redeemed

Safra Bank CD — Interest — Redeemed

Pinnacle Bank CD — Interest — Redeemed

JP Morgan Chase CD — Interest — Buy — See Part VIII, note 1.

JP Morgan Chase CD — Interest — Redeemed

Medfirst Bank CD — Interest — Buy — See Part VIII, note 2.

Medfirst Bank CD — Interest — Redeemed

JP Morgan Chase CD — Interest — Buy

Vanguard FTSE Emerging Markets ETF — Dividend — Buy

Goldman Sachs Bank CD — Interest — Buy

MetaBank CD — Interest — Buy

Professor of Law, Columbia University

Reimbursement — American Society of International Law — Nov. 22, 2019 — Washington, DC — Judges' Advisory Board — Travel

Reimbursement — Federal Bar Association of Honolulu — Dec. 5-9, 2019 — Honolulu, HI — CLE Program — Travel, Lodging, Meals

Income — 01/01/2019 — Columbia University — $100,000.00

Spouse's income — 01/01/2019 — Flushing Hospital

Spouse's income — 01/01/2019 — Private Practice of Psychotherapy

1. Part VII. Investments and Trusts - Line 71: Same security as Line 72. Bought and redeemed in 2019, no longer held at end of year.

2. Part VII. Investments and Trusts - Line 73: Same security as Line 74. Bought and redeemed in 2019, no longer held at end of year.