Nancy Dell Freudenthal

Individual Assets (H)

MERIDIAN TRUST FCU (cash) — Interest

MASS MUTUAL FIXED WHOLE LIFE PAID-UP AT AGE 65 INSURANCE — Dividend

VOYA/SECURITY LIFE OF DENVER LIFE INSURANCE POLICY — Interest

AMERIPRISE NON-QUALIFIED CASH RESERVE CERTIFICATE (cash) — Interest — Redeemed (part)

BROKERAGE ACCOUNT #1 (H)

AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest

AMERICAN CENTURY MID CAP VALUE INVESTOR CL (ACMVX) — Dividend

BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Dividend

BLACKROCK HIGH YIELD BOND INSTL CL (BHYIX) — Dividend — Buy

MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Dividend — Buy (add'l)

MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Sold (part)

MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Dividend — Buy (add'l)

MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Dividend — Sold (part)

MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Dividend — Sold (part)

MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)

MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Dividend

DELAWARE US GROWTH INSTL CL (DEUIX) — Dividend

MFS INTL VALUE CL I (MINIX) — Dividend — Buy (add'l)

MFS VALUE CL I (MEIIX) — Dividend

NUVEEN SYMPHONY FOLATING RATE INCOME CL I (NFRIX) — Dividend — Sold

PGIM JENN MID CAP GR Z (PEGZX) — None — Sold (part)

PGIM JENN MID CAP GR Z (PEGZX) — Sold

MFS MID CAP GROWTH CL I (OTCIX) — Dividend — Buy

WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Dividend — Sold (part)

ISHARES CORE MSCI EMERG MKTS ETF (IEMG) — Dividend

BROKERAGE ACCOUNT #2 (H)

AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest

COLUMBIA DIVIDEND OPPTY CL A (INUTX) — Dividend

COLUMBIA LARGE CAP VAL A (INDZX) — Dividend

VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL A (NARAX) (X) — Dividend

ANNALY CAPITAL MANAGEMENT INC (NLY) (X) — Dividend

SENIOR HOUSING PROPERTIES TRUST SBI (SNH) (X) — None — Sold

STARWOOD PROPERTY TRUST INC (STWD) (X) — Dividend

ARES CAPITAL CORP (ARCC) (X) — Dividend — Buy (add'l)

DOUBLELINE INCOME SOLUTIONS FUND (DSL) (X) — Dividend — Sold

FLAHERTY & CRUMRINE PFD INCOME OPPORTUNITY FUND INC (PFO) (X) — Dividend — Sold

VANECK VECTORS MTG REIT INCOME ETF (MORT) (X) — None — Sold

CHS INC CL B CUML REDEEMABLE PFD SER (CHSCL) (X) — Dividend

RIVERSOURCE LIFE RIVERSOURCE RAVA 5 ADVANTAGE VARIABLE ANNUITY #1 (H)

RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None

RIVERSOURCE LIFE RIVERSOURCE RAVA 5 ADVANTAGE VARIABLE ANNUITY #2 (H)

RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None

RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None

RIVERSOURCE LIFE RIVERSOURCE RAVA 5 ADVANTAGE VARIABLE ANNUITY #3 (H)

RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None

RIVERSOURCE LIFE RETIREMENT ADVISOR ADV VARIABLE ANN #1 (H)

RIVERSOURCE VP MODERATE C12 — None

IRA #1 (H)

COLUMBIA ADAPTIVE RISK ALLOC CL Z (CRAZX) — Dividend

COLUMBIA ALTERNATIVE BETA CL Z (CLAZX) — None

ISHARES TIPS BOND ETF (TIP) — Dividend — Sold (part)

ISHARES TIPS BOND ETF (TIP) — Sold

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Dividend — Buy (add'l)

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Sold (part)

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Sold (part)

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)

ISHARES 20+ YR TREAS BD ETF (TLT) — Dividend — Buy (add'l)

ISHARES 20+ YR TREAS BD ETF (TLT) — Sold (part)

ISHARES 20+ YR TREAS BD ETF (TLT) — Buy (add'l)

ISHARES 20+ YR TREAS BD ETF (TLT) — Sold (part)

ISHARES 20+ YR TREAS BD ETF (TLT) — Buy (add'l)

ISHARES 20+ YR TREAS BD ETF (TLT) — Sold (part)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Sold (part)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Sold (part)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)

ISHARES MSCI EAFE ETF (EFA) — Dividend — Buy (add'l)

ISHARES MSCI EAFE ETF (EFA) — Sold (part)

ISHARES MSCI EAFE ETF (EFA) — Buy (add'l)

ISHARES MSCI EAFE ETF (EFA) — Sold (part)

ISHARES MSCI EAFE ETF (EFA) — Buy (add'l)

ISHARES RUSSELL 2000 ETF (IWM) — None — Sold

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Dividend — Buy (add'l)

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Buy (add'l)

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Sold (part)

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Sold (part)

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Buy (add'l)

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Sold (part)

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Buy (add'l)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Dividend — Buy (add'l)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy (add'l)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold (part)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy (add'l)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy (add'l)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold (part)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold (part)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy (add'l)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold (part)

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy (add'l)

ISHARES 3-7 YR TREAS BOND ETF (IEI) — Dividend — Sold

ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy

ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)

ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)

ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)

ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)

SPDR S&P 500 ETF (SPY) — Dividend — Buy (add'l)

SPDR S&P 500 ETF (SPY) — Sold (part)

SPDR S&P 500 ETF (SPY) — Buy (add'l)

SPDR S&P 500 ETF (SPY) — Sold (part)

SPDR S&P 500 ETF (SPY) — Buy (add'l)

SPDR S&P 500 ETF (SPY) — Sold (part)

SPDR S&P 500 ETF (SPY) — Buy (add'l)

VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Dividend — Buy (add'l)

VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)

VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)

VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold (part)

VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)

VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Sold

VANGUARD REIT INDEX ETF (VNQ) — Dividend — Sold

BARCLAYS BANK IPATH BLOOMBERG COMMONDITY INDEX TOT RETURN (DJP) — None — Buy (add'l)

IRA #2 (H)

AMERIPRISE BANK INSURED SWEEP (ABISA) (cash) — Interest — Open

DREYFUS GOVT CASH MGMT FDS INSTL SHS 289 (cash) — Interest — Redeemed

INVESCO BALANCED RISK COMM STRAT Y (BRCYX) — Dividend

BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Dividend — Buy

COLUMBIA CORPORATE INCOME CL Z (SRINX) — Dividend — Sold (part)

COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Dividend — Sold (part)

COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Sold (part)

COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)

GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Dividend — Buy

GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Buy (add'l)

GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Buy (add'l)

GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Buy (add'l)

GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (LROIX) — Dividend — Buy

JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Dividend — Sold (part)

JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Sold (part)

JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Dividend — Buy (add'l)

JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Buy (add'l)

JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Dividend — Buy

JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Sold (part)

BRANDYWINE GLOBAL BOND I (LROIX) — None

INVESCO OPPENHEIMER GLOBAL VALUE CL Y (GLVYX) — None — Buy (add'l)

INVESCO OPPENHEIMER GLOBAL VALUE CL Y (GLVYX) — Sold (part)

INVESCO OPPENHEIMER GLOBAL VALUE CL Y (GLVYX) — Sold

PRINCIPAL GLOBAL REAL ESTATE SEC I (POSIX) — Dividend — Sold

WELLS FARGO INTL VALUE INSTL CL (WFVIX) — Dividend — Buy (add'l)

WELLS FARGO INTL VALUE INSTL CL (WFVIX) — Sold (part)

WESTERN ASSET CORE PLUS BOND I (WACPX) — Dividend

ISHARES 20+ YR TREAS BOND ETF (TLT) — Dividend — Buy (add'l)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Buy

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)

ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Sold

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)

ISHARES 3-7 YR TREASURY BOND ETF (IEI) — Dividend — Buy (add'l)

ISHARES 3-7 YR TREASURY BOND ETF (IEI) — Sold (part)

ISHARES 3-7 YR TREASURY BOND ETF (IEI) — Sold

ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) — Dividend — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) — Sold (part)

ISHARES MSCI JAPAN ETF NEW (EWJ) — Dividend — Sold (part)

ISHARES MSCI JAPAN ETF NEW (EWJ) — Sold

ISHARES CURRENCY HEDGED MSCI EUROZONE ETF (HEZU) — Dividend — Sold (part)

ISHARES CURRENCY HEDGED MSCI EUROZONE ETF (HEZU) — Sold

ISHARES MSCI UTD KINGDOM NEW ETF (VDC) — Dividend — Buy

SPDR EURO STOXX 50 ETF (FEZ) — Dividend — Buy

SPDR EURO STOXX 50 ETF (FEZ) — Sold

SPDR PORTFOLIO LARGE CAT ETF (SPLG) — Dividend — Buy

VANGUARD CONSUMER STAPLES ETF (VDC) — Dividend

VANGUARD ENERGY ETF (VDE) — Dividend

VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Buy (add'l)

VANGUARD VALUE ETF (VTV) — Dividend — Sold (part)

VANGUARD VALUE ETF (VTV) — Buy (add'l)

TRUST #1 (H)

RESIDENTIAL PROPERTY, CODY, PARK COUNTY, WYOMING — None — Sold — Kevin Lee Buss Rev. Trust

RENTAL PROPERTY, CODY, PARK COUNTY, WYOMING — Rent — Sold — Kevin Lee Buss Rev. Trust

TRUST #2 (H)

STIFEL BANK PROGRAM MONEY MARKET (cash) — Interest

CARBON COUNTY WY SCHOOL DIST 1 RAWLINS BLDG BDS B/E (141028EF3) — None — Sold

CASPER WY CMNTY CLLG DIST REV SER B B/E BABS TXBL (147647AY7) — Interest — Sold

AMERICAN FUNDS, CAPITAL INCOME BUILDER CL A (CAIBX) — Dividend — Sold (part)

AMERICAN FUNDS, CAPITAL INCOME BUILDER CL A (CAIBX) — Sold

DODGE & COX STOCK (DODGX) — Dividend — Sold

FIRST INVESTORS TAX EXEMPT INCOME CL A (FITAX) — Dividend — Sold

FRANKLIN INCOME CL A (FKINX) — Dividend — Sold

AMERICAN FUNDS, INCOME FUND OF AMERICA (AMECX) — Dividend — Sold

FIRST TRUST INTERMEDIATE DURATION PFD & INCOME FUND (FPF) — Dividend — Sold

PENNANT PARK FLOATING RATE CAP LTD (PFLT) — Dividend — Sold

TRUSTEE, TRUST #1

BOARD MEMBER, WYOMING PROFESSIONAL ASSISTANCE PROGRAM

Agreement — 2003 — STATE OF WYOMING RETIREMENT PLAN WITH FORMER EMPLOYER, NO CONTROL, AGREEMENT SIGNED IN 2003

Income — 2019 — STATE OF WYOMING RETIREMENT DISTRIBUTION — $42,107.00

Spouse's income — 2019 — STATE OF WYOMING - RETIREMENT DISTRIBUTION

Spouse's income — 2019 — SELF-EMPLOYED ATTORNEY

Name change: OPPENHEIMER GLOBAL VALUE CL Y (GLVYX) is now INVESCO OPPENHEIMER GLOBAL VALUE CL Y (GLVYX).

The properties from Trust #1 are located on the same parcel of land and were sold collectively in a single transaction. There is not a way to separately

allocate value and gain for the transaction to individual units, so they are reported collectively on line 179.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.