Carlos F. Lucero

Commercial Building, Alamosa County, CO — None

Apartments, Alamosa County, CO — Rent

1/4 Section Farm Land: Conejos County, CO — Rent

Vacant Land, Conejos County Co — None

12 Interest in 160 Acres Rio Arriba County, NM (See Note 1) — None

36 Acre Vacant Lot, Jefferson County, CO — None

Los Hermanos Luceros, Ltd Partnership 114% Tnterest) (See Nowe 2) — None

Carlos F. Lucero, PC (100% Stock) (See Note 3) — None

LCM. Inc TD Ameritrade Brokerage Account (H) (See Note 4)

TD Ameritrade IDA Interest Money Market (See Note 4) — Interest

Shares TIPS Bond ETF (TIP) (See Note 4) — Int/Div

Payden Low Duration Fund (PYSBX) (See Note 4) — Int/Div

Pimeo Low Duration Fd (PLDDX) (See Note 4) — Int/Div

T Rowe Price Short Term Bond (PRWBX) (See Note 4) — Int/Div

TD Ameritrade IRA Brokerage Account (H)

SPDR Dow Jones Industrial Ave ETF Trust (DIA) — Int/Div

SPDR Tr S&PSOD ETF Tr (SPY) — Int/Div

Vanguard Funds Emerging Markets ETF (VWO) — Int/Div

Mathews Fds Pacific Tiger (MAPTX) — Int/Div

PIMCO Real Return Fd (PRRDX) — Int/Div — Sold (part)

IShares Core S&P Small-Cap ETF (JR) — Int/Div

TD Ameritrade Interest Money Market Fund — Interest

TD Ameritrade Brokerage Account (H)

TD Ameritrade IDA Interest Money Market — Interest

Charles Schwab Brokerage Account (H)

Schwab Deposit Account Money Market — Interest

Equitable Life Assurance Society « Annuity — Int/Div

Safeco Life Insurance Company - Annuity — Int/Div

Colorado Bondshares — Int/Div

LCMILLC(Y)

TD Ameritrade IRA Rollover (H)

ALPS Brown Capital Small Company (BCSSX) — Int/Div

AQR Managed Futures Strategy (AOMRX) — Int/Div — Buy (add'l)

Artisan Mid Cap Value Advisor (APDQX) — Int/Div — Buy (add'l)

Artisan Mid Cap Value Advisor (APDQX) — Buy (add'l)

Blackrock Total Retum (MPHOX) — Int/Div — Sold (part)

Bridgeway FD Inc Blue-Chip 35 Index Fd (BRLIX) — Int/Div — Sold (part)

Buffalo Fds Mid Cap Fd (BUFMX) — Int/Div — Buy (add'l)

Dodge and Cox Funds Intl STK FD ({DODFX) — Int/Div — Buy (add'l)

Dodge and Cox Funds Intl STK FD ({DODFX) — Buy (add'l)

Dodge and Cox Funds Stock Fund (DODGY) — Int/Div — Sold (part)

VOYA Global Real Estate 1 (IGLIX) — None — Sold

Jensen Quality Growth (JENIX) — Int/Div — Sold

Metropolitan West Total Return Bd I(MWTSX) — Int/Div — Sold (part)

Northern Fds Small Cap Fd (NOSGX) — Int/Div

Pimco Real Return Fd last! CHPRRIX) — Int/Div — Buy (add'l)

Pimco Real Return Fd last! CHPRRIX) — Sold

T Rowe Price High Yield (PRHYX) — Int/Div

T Rowe Price Emerging MKis Stock (PRMSX) — Int/Div

T Rowe Price Blue Chip Growth Fund ({TRBCX) — Int/Div — Sold (part)

T Rowe Price Equity Income (REIPX) — Int/Div — Sold (part)

T Rowe Price Equity Income (REIPX) — Sold (part)

Templeton Global Bond Advisor (TGBAX) — Int/Div

Thornburg International Value Inst (TGVIX) — Int/Div — Buy (add'l)

Thornburg International Value Inst (TGVIX) — Buy (add'l)

Primecap Odyssey Stock Fd (POSKX) — Int/Div — Buy

DSL Real Estate — Int/Div

1st SouthWest Bank cash account (X) — None

Residential Rental Property #1, Los Angeles, CA (X) — Rent

Residential Rental Property #2, Los Angeles, CA (X) — Rent

Residential Rental Property #3, Los Angeles, CA (X) — Rent

Residential Rental Property (Triplex), Los Angeles, CA (X) — Rent

Chase Bank Savings Account (X) — Interest

Marine Clerks Association Life Insurance xX) — Int/Div

Wells Fargo Certificates of Deposit (X) — Interest

President and Director, Carlos F. Lucero, Professional Corporation

Liability — Estate of Maria Medina — Installment note to purchase 1/2 interest in 160 acres, Rio Arriba County, New Mexico

Reimbursement — Lmiversaty of California at Los Angeles School of Law — April 5:9, 2016 — Los Angeles, CA — Non-FJC Educational Seminar — Transportation, Food, Lodging

Reimbursement — Umversity of Utah Law School — April 13-15, 2016 — Salt Lake Cay, UT — Non-FJC Educational Seminar — Transportation, Food, Lodging

Reimbursement — Emory Umiversity Law y School — October 13-17. 2016 — Atlanta, GA — Non-FJC Educational Seminar — Transportation, Food, Lodging

Reimbursement — George Washington University Law School — November 17-21, 20016 — Washington, DX — Non-FIC Educational Seminar — Transportation, Food, Lodging

Income — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for former clients — $22,299.60

1) Line 5 - Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1),

2) Line 7- Assets over $10,000 value consist of family ranch, land, water rights, equipment, livestock and related property help in partnership with family

members.

3) Line 8 - Assets over $10,000 value consist of law partnership income eamed prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C. 1 own 100% of the stock of “Carlos F. Lucero, PC™ however the assets of this corporation include only a bank account for which the value

and income @mounts are less than the required reporting amounts. This corporation does receive income in the form of an annuity and is reported in Part 111.

4) Lines 9-14 - LOM, Inc is a corporation owned by my spouse. The assets were reported as a combined entry on line 9 of my 2015 report. There have been no

conflict of interest issues regarding these securities.

5) This report was prepared on my behalf by my accountant.