Samuel James Otero

Franklin California Tax Free Income Fund — Int/Div

Galliard Stable Value (LA Def Comp, Wash. Mutual Liquid) — Interest

First Investors Cash Management Fund A (brokerage acct #1) — Int/Div — Sold

First Investors Investment Grade Fund A {brokerage acct #1) — Int/Div

First Investors Fund for Income (brokerage acct #1) — Int/Div

Oppenheimer Discovery Fund — Int/Div

Oppenheimer Equity Fund — Int/Div

Aviva Life Insurance Strategy Select — Int/Div

Great American Life Insurance — Int/Div

First Investors Growth & Income Fund (X br. acct #1) — Int/Div

First Investors Situations Fund A (X br. acct ‘#1 — Int/Div

First Investors Global Fund A (X br. acct #1 — Int/Div — Sold

First Investors Total Return fund (X br. acct #1 — Int/Div

First Investors Select Growth Fund A (X br acct #1) — Int/Div

First Investors Value Fund (x brokerage acct ®1) — Int/Div

Bank of America (X "common brokerage account #2) — Int/Div — Sold (part)

Bank of America (X “common” brokerage account #2) — Int/Div — Buy

Bank of America (X "common® brokerage account #2) — Int/Div — Buy

Bank of America (X “common” brokerage account #2) — Int/Div — Buy

Bank of America (X “common” brokerage account #2) — Int/Div — Buy

Bank of America (X “common” brokerage account #2) — Int/Div — Buy

Ford Motor (X “common” brokerage account #2) — Int/Div — Buy

Ford Motor (X “common” brokerage account #2) — Int/Div — Sold (part)

Ford Motor (X “common” brokerage account #2) — Int/Div — Sold (part)

Ford Motor (X “common” brokerage account #2) — Int/Div — Sold (part)

CitiGroup CX "common" brokerage — Int/Div — Buy

CitiGroup CX "common" brokerage — Int/Div — Sold (part)

Alamo Energy (x "common" brokerage acct “2 — None — Sold

Apple (x "common" brokerage acct #2) — Int/Div — Sold (part)

Apple Inc (X brokerage account #2) — Int/Div — Sold

Matthews Pacific Tiger Fund x "common" brokerage acct #2) — Int/Div — Sold

Johnson & Johnson (x “common” acct #2 — Int/Div — Sold (part)

I Shares Silver (x “common” brokerage acct #2) — Int/Div — Sold

United States Savings Bond — Int/Div

Chase Bank Account Jomt — Interest

L.A. Federal Credit Umon Accounts — Interest

California Credit Union — Interest

Board Member, Judge Michel Intellectual Property American Inn of Court

Gift — LA. LP Inn of Court — Membershup — $750.00

Agreement — 2003 — Califormia Judges Retirement Plan; Pension Upon Retirement, Age 63

Spouse's income — 1012011 — Los Angeles Umified School District

The buy" transaction activity for the First Investors Trust Funds reported in Section VII are actually exchanges and transfers within the First Investors family of

funds. The First Investors Cash Management & Global Funds were not owned at the end of the reporting period.

In September 2009,

opened brokerage account #2. SPDR Gold Trust reported in my 2010 report was not owned in 2011, Apple, Matthews Pacific

Tiger Fund, Alamo Energy, and 1 Shares Silver listed in account #2 were not owned at the end of the reporting period.

First Investors Int'l Fund A (X br. Acct #1) was mistakenly reported in my 2010 report. The asset was sold in 2009 and should not have been included in my 2010

report.