Carolyn Dineen King

BBVA Compass Bank Houston, TX (Money Market) — Interest

J.P. Morgan Chase Common Stock (formerly J.P. Morgan & Co.) — Dividend

General Electric Co. Common Stock — Dividend

IBM Common Stock — Dividend

Exxon Mobil Corp. Common Stock — Dividend

BBVA Compass Bank Checking Account — None

T. Rowe Price Small Cap Value Fund — Distribution

T. Rowe Price New Era Fund — Distribution

Northwestern Mutual Whole Life Policies - See Part VIII — Dividend

Abbott Labs Common Stock — Dividend

Illinois Tool Works Inc Common Stock — Dividend

Procter & Gamble Common Stock — Dividend

Northwestern Mutual Variable Annuity Policy (Son, Annuitant)

US Equity - Large Cap — None

US Equity - Mid Cap — None

US Equity - Small Cap — None

Int'l Developed Mkts — None

Int'l Emerging Mkts — None

Fixed Income — None

Cash/Cash Alternatives — None

Northwestern Mutual Insurance Service Account — Interest

Glaxosmithkline PLC — Dividend

Texas GO 5% Bonds Due 10/1/2019 — Interest — Redeemed — Issuer

Chevron Corp. — Dividend

Royal Dutch Shell — Dividend

Massachusetts GO 5.25% Bonds Due 8/1/2021 — Interest

Caterpillar Common Stock — Dividend

Abbvie, Inc. Common Stock — Dividend

Home Depot Common Stock — Dividend

Microsoft Common Stock — Dividend

Apple Common Stock — Dividend

Walt Disney Common Stock — Dividend

Wisconsin Clean Water Bond 4% Due 6/01/23 — Interest

Texas GO Series B Bond 4% Due 4/01/24 — Interest

Arkansas GO Higher Ed Bond 4% Due 6/1/24 — Interest

Stifel Bank & Trust - cash account — Interest

BNYM Appreciation Fund Y (formerly Dreyfus Appreciation Fund) — Int./Div. — Sold (part)

Fidelity Contra Fund (401(k)) — None — Sold (part)

Vanguard Prime MM (401(k)) — Int./Div. — Sold (part)

Vanguard High Dividend Yield ETF — Dividend

Harris County TX Met Tran Bond 5% Due 11/1/26 — Interest

Oklahoma Dev Fin Auth Bond 5% Due 6/1/22 — Interest

Comwlth Fing Auth PA Bond 5% Due 6/1/25 — Interest

Lumberton TX Mud Util Sys Rev Bond 5% Due 8/15/20 — Interest

Galveston County TX Mud 44 Bond 5% Due 9/1/23 — Interest

College Station TX Indpt Sch Dist Bond 5% Due 8/15/25 — Interest

Connecticut ST ETC Ser E 5% Due 10/15/26 — Interest

Pennsylvania ST RFDG 2nd Ser B/E 5% Due 1/15/28 — Interest

Stifel Bank - cash account — Interest

FIAM Index TD 2005 S (401(k)) — None — Sold (part)

Stifel Trust Company NA — Interest — Open

SPOUSE HOLDINGS LISTED BELOW: (H)

Compass Bank (Houston) — None

Royalty (Hendrix) Pecos County, Texas — Royalty

Minerals (Rock Cliff Energy) Nacogdoches County, Texas — Royalty

Minerals (Apache) Nacogdoches County, Texas — None

Chase Bank (Houston) — None — Closed

Minerals (Chesapeake) Nacogdoches County, Texas — None

Fee Land, Llano County, Texas — None

Prudential Insurance Company - Whole Life Policy — Int./Div.

Minerals (Indigo), Nacogdoches County, Texas — Royalty

Vallence Operating Co., Panola County, Texas — Royalty

Minerals (AETHON) Nacogdoches County, Texas — Royalty

Minerals (Patara & Gulf Coast) Shelby County,Texas — Royalty

Minerals Nacogdoches County, Texas — None

Minerals (XTO) Nacogdoches County, Texas — None

Minerals (Delta Petroleum) Newton County, Texas — None

Texas State Bond 5% Due 10/1/22 — Interest

Brookston Energy, Shelby County, Texas — Royalty

Massachusetts State Bond 5.25% Due 08/01/21 — Interest

Texas GO Series B Bond 4% Due 4/01/24 — Interest

Apple Common Stock — Dividend

Walt Disney Common Stock — Dividend

Arkansas State Bond 4% Due 06/01/24 — Interest

Stifel Bank & Trust - cash account — Interest

Minerals (British Petroleum) Panola County, Texas — Royalty

Minerals (Amplify Energy) Panola Cty TX — Royalty

Minerals (CDR) Shelby County, Texas — Royalty

Minerals (CCI Gulf Coast), Nacogdoches County, Texas — Royalty

Bank of Baroda - cash account — Interest

Stifel Bank - cash account — Interest

Stifel Trust Company NA — Interest — Open

EMERITUS MEMBER OF COUNCIL, AMERICAN LAW INSTITUTE

MEMBER OF ADVISORY BOARD, THE CENTER FOR THOMISTIC STUDIES, UNIVERSITY OF SAINT THOMAS

MEMBER OF PRESIDENT'S BOARD OF ADVISORS, UNIVERSITY OF SAINT THOMAS

MEMBER BOARD OF TRUSTEES; EMERITUS MEMBER BOARD OF TRUSTEES, 5/31/19 -, BAYLOR COLLEGE OF MEDICINE

Income — 2019 — NORTON ROSE FULBRIGHT DEFINED BENEFIT PENSION — $33,194.76

Spouse's income — 2019 — STATE OF TEXAS, JUDICIAL RETIREMENT

In response to Part VII #11C, I have reported the aggregate cash surrender value for the whole life policies. In response to Part VII #11B, I have shown the

aggregate amount of the dividends on those policies, which are used to pay the premiums and increase the cash surrender value.

Part VII#60 - This year no royalty was received

Part VII#61 - This year no royalty was received.

I was married to Circuit Judge Thomas M. Reavley. He died on December 1, 2020.