Sidney Allen Fitzwater

American Funds-Wash. Mut. Invs. Fund-A — Dividend

UBS Bank USA Deposit Acct. — Interest

3M Corp. Common Stock — Dividend

J.P. Morgan Chase & Co. Common Stock — Dividend

Trust # 2 (Nos. 5-11) (H)

UBS RMA Gov't Money Mkt. Fund (See Part VIII) — Dividend — Closed

UBS Bank USA Business Acct (X) (See Part VIII) — Interest

Lord Abbett Income Fund-Class A — Dividend

Lord Abbett Intermediate Tax Free Fund- Class A — Dividend

Lord Abbett Short Duration Income Fund- Class A — Dividend

Thornburg Limited Term Municipal Fund- Class A — Dividend

Calamos Growth and Income Fund-Class A (See Part VIII) — Dividend

Lord Abbett Fundamental Equity-Class A — Dividend

MFS Total Return Bond Fund-A — Dividend

Lord Abbett Income Fund-Class A — Dividend

Lord Abbett Intermediate Tax Free Fund- Class A — Dividend

Lord Abbett Short Duration Income Fund- Class A — Dividend

Thornburg Limited Term Municipal Fund- Class A — Dividend

Lincoln Nat'l Corp. Secure Line — Interest

IRA #1 (Nos. 20-25) (H)

Royce Premier Fund (See Part VIII) — Dividend — Sold (part)

Blackrock Strategic Income A — Dividend

Blackrock Global Allocation Fund Inc. A (See Part VIII) — Dividend — Sold (part)

First Eagle Global Fund Class A — Dividend — Sold (part)

FT-Franklin Income — Dividend — Sold (part)

Aberdeen Asia-Pacific Income Fund — Dividend

Ameren Corporation Common Stock — Dividend

Consolidated Edison, Inc. Common Stock — Dividend

Dominion Energy, Inc. Common Stock — Dividend

BNY Mellon Strategic Municipals, Inc. (See Part VIII) — Dividend

Duke Energy Corp. Common Stock — Dividend

Entergy Corp. Common Stock — Dividend

Exelon Corp. Common Stock — Dividend

ExxonMobil Corp. Common Stock — Dividend

Firstenergy Corp. Common Stock — Dividend

NextEra Energy, Inc. Common Stock — Dividend

Hawaiian Electric Industries Inc. Common Stock — Dividend — Sold

Merck & Co. Inc. Common Stock — Dividend

Nuveen Quality Municipal Income Fund — Dividend

Nuveen Municipal Credit Income Fund — Dividend

Nuveen AMT-Free Quality Municipal Income Fund — Dividend

Nuveen Municipal Value Fund Inc. — Dividend

Nuveen Select Maturities Municipal Fund — Dividend

Pepsico, Inc. Common Stock — Dividend

Pfizer Inc. Common Stock — Dividend

Invesco Van Kampen Municipal Opportunity Trust — Dividend

Xcel Energy Inc. Common Stock — Dividend — Sold (part)

TIAA-CREF Savings and Investment Plan (Annuity) — None

TIAA-CREF (IRA) Managed Allocation Fund II R — None — Sold (part)

USAA Tax Exempt Long-Term Bond Fund — Interest

Blackrock Strategic Income Opportunities Fund A (See Part VIII) — Dividend

Emerson Electric Co. Common Stock — Dividend

Royal Dutch Shell PLC Common Stock — Dividend

WEC Energy Group Inc. Common Stock — Dividend

Minn. Life Ins. Co. Eclipse Protector Indexed Univ. Life Policy — None

Enbridge Inc. Common Stock — Dividend

Bank of America Cash Account — None

Cigna Corp. Common Stock (See Part VIII) — Dividend — Sold

Evergy, Inc. Common Stock — Dividend

Minn. Life Ins. Co. Eclipse Protector Indexed Univ. Life (X) — None

Reimbursement — The American Law Institute — 11/14/2019-11/16/2019 — 9 Philadelphia, PA — Meeting of Conflict of Laws Advisers — Airfare, lodging, food, and ground transportation

Part VII, Item Nos. 6 and 7

The asset disclosed as Item No. 6 was closed on November 29, 2019, and the account balance was transferred to a new account, disclosed as Item No. 7. No gain

code is disclosed in Column D(4) of Item No. 6 because the transaction did not result in a gain.

Part VII, Item No. 12

This asset was disclosed in my 2018 Financial Disclosure Report under the name “Calamos Growth and Income Fund-Class C." On March 5, 2019, in a tax-free

exchange, Calamos Growth and Income Fund-Class C was exchanged for Calamos Growth and Income Fund-Class A. Accordingly, Item No. 12 is disclosed in

this report under the name "“Calamos Growth and Income Fund-Class A."

Part VII, Item No. 21

No gain code is disclosed in Column D(4) for this item because it was sold at a loss.

Part VII, Item No. 23

No gain code is disclosed in Column D(4) for this item because it was sold at a loss.

Part VII, Item No. 30

This asset was disclosed in my 2018 Financial Disclosure Report under the name "Dreyfus Strategic Municipals Inc. (Closed-End Fund)." On June 3, 2019

Dreyfus Strategic Municipals, Inc. was renamed “BNY Mellon Strategic Municipals, Inc.” The change to the name of the fund had no effect on stockholders or

their fund accounts, other than to reflect the fund’s new name.

Part VII, Item No. 51

This asset was disclosed in my 2018 Financial Disclosure Report under the abbreviation "Blackrock Strategic Income A." It is the same asset as the one disclosed

in this report as "Blackrock Strategic Income Opportunities Fund A." There is room on the form to include a more detailed description of the asset name.

Part VII, Item No. 58

No gain code is disclosed in Column D(4) for this item because it was sold at a loss.