Mark A. Moreno

2019

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Pull out the substance of this filing.

What was filed

124
investments
3
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
1
spouse income

Named parties

Moreno & Bachand, P.C.
Neltom Addition Civic & Recreational Association
Ecliptic LLC
Avera St. Mary's - Nurse

As filed

Common Stock - Moreno & Bachand,P.C. — None

Mutual Fund Stock (Am. Century Equity - RBC) — Dividend

Mutual Fund Stock (AMG Yackman - RBC) — Dividend

Mutual Fund Stock (Amer. Funds Fundamental Investors - RBC) — Dividend

Mutual Fund Stock (Amer. Funds Growth Fund America - RBC) — Dividend

Mutual Fund Stock (Prime Cap Odyssey - RBC) — Dividend

Mutual Fund Stock (T. Rowe Price Health Sciences - RBC) — Dividend

Mutual Fund Stock (T. Rowe Price Media & Telecommunications - RBC) — Dividend

Mutual Fund Stock (T. Rowe Price Mid-Cap Value - RBC) — Dividend

Mutual Fund Stock (T. Rowe Price New Horizons - RBC) — Dividend

Mutual Fund Stock (Vanguard Dividend Growth - RBC) — Dividend

Mutual Fund Stock (Vanguard Growth Index - RBC) — Dividend

Mutual Fund Stock (Amer. Funds Cap. World Growth & Inc. - RBC) — Dividend

Mutual Fund Stock (Dodge & Cox International - RBC) — Dividend

Mutual Fund Stock (Amer. Funds New Perspective - RBC) — Dividend

Mutual Fund Stock (Oakmark International - RBC) — Dividend

Mutual Fund Stock (Harbor Bond - RBC) — Dividend

Mutual Fund Stock (AMG GW&K Core Bond - RBC) — Dividend

Mutual Fund Stock (TCW Total Return Bond - RBC) — Dividend

Mutual Fund Stock (Am. Funds Cap. Inc. Bldr. - RBC) — Dividend

Mutual Fund Stock (FPA Crescent - RBC) — Dividend

Mutual Fund Stock (Janus Henderson Balanced - RBC) — Dividend

Mutual Fund Stock (Oakmark Equity & Income - RBC) — Dividend

Mutual Fund Stock (T. Rowe Price Cap. Apprec. - RBC) — Dividend

Mutual Fund Stock (T. Rowe Price Personal Strategy - RBC) — Dividend

Mutual Fund Stock (T. Rowe Price Retirement 2030 - RBC) — Dividend

Mutual Fund Stock (Vanguard Wellesley - RBC) — Dividend

Money Market Account - RBC — Interest

Retirement Plan - SD Retirement System (State of SD) — Interest

Thrift Sav. Acct. (Amer.Funds Investment Co. of Amer.) — Dividend

Retirement Plan - SD Retirement System (State of SD) — Interest

Supplemental Retirement Plan - SD Retirement System (State of SD) — Interest

Common Stock - Nuveen Real Estate Inc. & Growth (f/n/a Div. RA Inc) — Dividend

Mutual Fund Stock (Amer. Funds Fundamental Investors - Ameriprise) — Dividend

Mutual Fund Stock (Amer. Funds Growth Fund of America - Ameriprise) — Dividend

Mutual Fund Stock (Vanguard 500 Index - Vanguard) — Dividend — Buy (add'l)

Retirement Plan - Catholic Health Initiatives (Fidelity) — Interest

IRA (500 Index Fund - Vanguard) — Dividend

Mutual Fund Stock (Vanguard 500 Index - Vanguard) — Dividend

Ameriprise Money Market Accounts — Int./Div.

IRA (Columbia Seligman Communications Fund - Ameriprise) — Dividend

Roth IRA (Oakmark Equity & Income Fund - Ameriprise) — Dividend

Mutual Fund Stock (Oakmark Equity & Income - Ameriprise) — Dividend

Roth IRA (Oakmark Equity & Income - Ameriprise) — Dividend

Mutual Fund Stock (AMG GW&K Core Bond - Ameriprise) — Dividend

Mutual Fund Stock (T. Rowe Price Mid Cap. Value - Ameriprise) — Dividend

Mutual Fund Stock (Dodge & Cox Stock - Dodge & Cox) — Dividend

Mutual Fund Stock (Dodge & Cox Balanced - Dodge & Cox) — Dividend — Buy (add'l)

Mutual Fund Stock (Dodge & Cox Income - Dodge & Cox) — Dividend

Roth IRA (Dodge & Cox Stock - Dodge & Cox) — Dividend

Roth IRA (Dodge & Cox Balanced - Dodge & Cox) — Dividend

Roth IRA (Dodge & Cox Stock - Dodge & Cox) — Dividend

Roth IRA (Dodge & Cox Balanced - Dodge & Cox) — Dividend

Roth IRA (Columbia Seligman Communications Fund-Ameriprise) — Dividend

Common Stock - General Electric — Dividend

Common Stock - IBM — Dividend

Mutual Fund Stock (Oakmark Global - Ameriprise)) — Dividend

Mutual Fund Stock (T Rowe Price Cap. Apprec. - Ameriprise) — Dividend

Mutual Fund Stock (T Rowe Price Media & Telecom - Ameriprise) — Dividend

Mutual Fund Stock (Amer. Funds Cap. Wld Gr & Inc. - Ameriprise) — Dividend

Roth IRA (Harbor Bond Fund - Ameriprise) — Dividend

Roth IRA (Oakmark Global - Ameriprise) — Dividend

Roth IRA (T Rowe Price Cap Apprec. - Ameriprise) — Dividend

Roth IRA (Harbor Fund - Ameriprise) — Dividend

Roth IRA (T Rowe Price Cap Apprec - Ameriprise) — Dividend

Common Stock - Pepsico — Dividend

Mutual Fund Stock (Dodge & Cox Intl - Dodge & Cox) — Dividend

Mutual Fund Stock (Vanguard Wellington - Vanguard) — Dividend — Buy (add'l)

Mutual Fund Stock (TCW Total Return Bond - TCW) — Dividend

Mutual Fund Stock (Fidelity Govt. Inc. - Ameriprise) — Dividend

Mutual Fund Stock (Vanguard Intermediate- Term Treas. - Vanguard) — Dividend

Mutual Fund Stock (Harbor Bond - Ameriprise) — Dividend

Mutual Fund Stock (FPA Crescent - FPA) — Dividend

Mutual Fund Stock (Columbia Seligman Communications - Ameriprise) — Dividend

Mutual Fund Stock (Vanguard Wellesley - Vanguard) — Dividend — Buy (add'l)

Mutual Fund Stock (Vanguard Dividend Growth - Vanguard) — Dividend — Buy (add'l)

Mutual Fund Stock (Vanguard GNMA - Vanguard) — Dividend

Mutual Fund Stock (FPA Crescent - FPA) — Dividend

Roth IRA (Harbor Bond - Ameriprise) — Dividend

Common Stock - ALPS Corp. — None

Roth IRA (Vanguard GNMA - Vanguard) — Dividend

Modern Woodman (Adjustable Life Insurance) — Interest

Mutual Fund Stock (AMG Yacktman - AMG) — Dividend

Mutual Fund Stock (Amer. Funds New Perspective - Ameriprise) — Dividend

Roth IRA (Vanguard Wellesley - Ameriprise) — Dividend

Mutual Fund Stock (T. Rowe Price Health Sciences - Ameriprise) — Dividend

Retirement Sav (403(b)) Plan - Avera) (FID Freedom 2025K - Fidelity) — Dividend — Buy (add'l)

Ecliptic LLC — Distribution

Cash Balance Retirement Plan - Avera — Interest

Mutual Fund Stock (T. Rowe Price Capital Apprec. - Ameriprise) — Dividend

Mutual Fund Stock (T. Rowe Price New Horizons - Ameriprise) — Dividend

Mutual Fund Stock (T. Rowe Price Health Sciences - Ameriprise) — Dividend

Mutual Fund Stock (Chartwell Berwyn Income - Ameriprise) — Dividend

IRA (T. Rowe Price Capital Apprec. - Ameriprise) — Dividend

IRA (Chartwell Berwyn Income - Ameriprise) — Dividend

Mutual Fund Stock (Value Line Asset Allocation - Ameriprise) — Dividend

Mutual Fund Stock (Vanguard Long Term Investment - Ameriprise) — Dividend

Mutual Fund Stock (Dodge & Cox Intl. - Dodge & Cox) — Dividend

Mutual Fund Stock (AMG BW&K Core Bond - Ameriprise) — Dividend

Bank Accounts - BankWest — Interest

Bank Accounts - Wells Fargo — None

Mutual Fund Stock (T. Rowe Price Blue Chip Growth - Ameriprise) — Dividend

Mutual Fund Stock (Dodge & Cox Balanced - Dodge & Cox) — Dividend — Buy (add'l)

Mutual Fund Stock (Dodge & Cox Income - RBC) — Dividend

Mutual Fund Stock (Oakmark - RBC) — Dividend

Mutual Fund Stock (Mairs PWR - RBC) — Dividend

Mutual Fund Stock (Oakmark - Ameripise) — Dividend

Mutual Fund Stock (AMG. Yackman - Ameriprise — Dividend

Mutual Fund Stock (Vanguard Wellesley - Ameriprise) — Dividend

Mutual Fund Stock (Vanguard Long Term Investment - Vanguard) — Dividend

Mutual Fund (Dodge & Cox Stock - Dodge & Cox) — Dividend

Mutual Fund Stock (T.Rowe Price Balanced - T. Rowe Price) — Dividend — Buy (add'l)

Mutual Fund Stock (T. Rowe Price Global Allocation - T. Rowe Price) — Dividend

Mutual Fund Stock(T. Rowe Price Personal Strat. Bal'd - T. Rowe Price) — Dividend — Buy (add'l)

Mutual Fund Stock (T. Rowe Price Per. Strat. Income - T. Rowe Price) — Dividend

Mutual Fund Stock (T. Rowe Price Retirement 2025 - T. Rowe Price) — Dividend

Mutual Fund Stock (T. Rowe Price Retirement 2030 - T. Rowe Price) — Dividend — Buy (add'l)

Mutual Fund Stock (T. Rowe Price Retirement 2035 - T. Rowe Price) — Dividend — Buy (add'l)

Shareholder and President, Moreno & Bachand, P.C.

Director and President, Neltom Addition Civic & Recreational Association

Member, Ecliptic LLC

Income — 2019 — Moreno & Bachand, P.C. — $203,778.00

Spouse's income — 2019 — Avera St. Mary's - Nurse

Part I, page 1, line 1 and Part VII, page 4, line 1 - The name of the firm changed during the reporting period.

Part VII, pages 4-5, 10, lines 2-28, 110-12 - The mutual funds and money market account listed are part of the reporting individual's law firm retirement account

with RBC.

Part VII, page 6, line 37 - This retirement plan -- like those mentioned on page 9, lines 90, 92 -- is owend by the reporting person's spouse. Both the plan listed

on line 37 and the one referred to in line 90, are administered by Fidelity Investments. But unlike the line 90 plan, none of the assets in the plan on line 37 were

invested in Fidelity products (mutual funds, ETFs, etc.). Accordingly, no itemization has been made as part of, or in connection with, the line 37 entry.

Part VII, page 9, line 90 - Funds were added to this retirement plan on a bi-monthly basis via payroll deductions (hence the use of the word "various" in Column

D(2)).

Part VII, generally - The brokerage firm holding each mutual fund has been included so that commonly held funds can be differentiated.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.