Roy Bale Dalton jr

Rugby Property, LLC: (Passive Investment as General Partner)

Seaside Bank Account — None

Rental Property #3 (Pensacola, FL) — Rent

Rental Property, Orlando, FL — Rent

Government Personnel Mutual Whole Life — Interest

Seaside Bank Accounts — Interest

John Hancock Guaranteed Universal Life Policy — None

Working Interest - Baker, Fisher County, TX — Royalty

Working Interest - Baldwin, Clay County, TX — None

Working Interest - Cato #11, Hardeman County, TX — Royalty

Working Interest - Gibson 1, Cottle County, TX — None

Working Interest - Hamilton #2, Palo Pinto County, TX — Royalty

Working Interest, Lytle Unit, Hardeman County, TX — Royalty

Working Interest, Mayfield - Clay County, TX — Royalty

Working Interest - McLellan-Swofford, Hardeman County, TX — Royalty

Working Interest - McNeese West, Hardeman County, TX — Royalty

Working Interest - Minshew Unit, Hardeman County, TX — Royalty

Working Interest - Smith Eagle Creek #1, Nolan County, TX — None

Working Interest - Smith Eagle Creek #2, Nolan County, TX — None

Working Interest - Southern Cotton, Hardeman County, TX — Royalty

Working Interest - Stell #2, Clay County, TX — Royalty

Working Interest - Word #5, Hardeman County, TX — Royalty

Working Interest - Word #A-2, Hardeman County, TX — Royalty

Working Interest - Young, Hardeman County, TX — Royalty

Working Interest - Word #4, Hardeman County, TX — None

Working Interest - Johnson #1, King County, TX — Royalty

Working Interest - Word #6, Hardeman County, TX — Royalty

Working Interest - Southern Cotton A-1, Hardeman County, TX — Royalty

Working Interest - House, Jack County, TX — Royalty

Three Shores Bancorporation, Common Stock — None

GK Aviation, LLC (Passive Investment as a Limited Partner) — None

GK Aviation, Inc. (Passive Investment as a Limited Shareholder) — None

Brokerage Account #1:

Seaside Bank Account Sweep Fund — Interest

Three Shores Bancorporation — None

Brokerage Account #2:

Seaside Bank Account Sweep Fund — Interest

Carrizo Springs TX Cons Dept — Interest — Sold

Eagle Mtn & Saginaw Tex Indpt Ultd Tax Ref Bds — Interest

Florida St Brd Ed Cap Outlay Cap Outlay Bds — Interest — Sold

Maine Mun Bd Bk Serial Bond — Interest — Sold

Old Saybrook Conn GO Bds — Interest — Sold

Wheelerville NY Un Free Sch D GO Sch Dist Bds — Interest

Lord Abbett Investment Trust — Int./Div. — Buy (add'l)

Lord Abbett Investment Trust — Sold (part)

Lord Abbett Investment Trust — Buy (add'l)

Metropolitan West Total Return Fund — Dividend — Buy (add'l)

Metropolitan West Total Return Fund — Buy (add'l)

Metropolitan West Total Return Fund — Sold (part)

T Rowe Price Institutional Floating Rate Fund #170 Mutual Fund (Y)

Vanguard Total Stock Market Index Fund - ADM #585 Mutual Fund — Dividend — Sold (part)

Vanguard Total Stock Market Index Fund - ADM #585 Mutual Fund — Sold (part)

Threeshores Bancorporation Common Stock — None

Fargo N D Ref Impt Bonds 2012 — Interest

Berks County PA Go Bonds 2015 — Interest

Wilkes County NC Ltd Oblig Ref Bonds 2015 — Interest

Bellingham Washington Go Bonds — Interest

Daytona Beach FL Go Ref Bonds 2012 — Interest

Tulsa OK Go Bonds 2011 — Interest — Redeemed

Vivaldi Merger Arbitrage I — None — Sold

Clearbridge Large Cap Growth I Fund — Dividend — Sold (part)

Clearbridge Large Cap Growth I Fund — Sold (part)

Clearbridge Large Cap Growth I Fund — Sold (part)

Columbia Dividend Income Fund Cl Y — Dividend — Sold (part)

Columbia Dividend Income Fund Cl Y — Sold (part)

Columbia Dividend Income Fund Cl Y — Sold (part)

Cohen & Steers Low Duration Preferred and Income Fund — Dividend — Sold

Hays Cnty Tex Ltd Tax Ref Bonds 2013 — Interest

Vanguard Fenway Fds Equity Income Fd (FKA: Vang Equity Income Fd) — Dividend — Sold (part)

Vanguard Fenway Fds Equity Income Fd (FKA: Vang Equity Income Fd) — Sold (part)

Albuquerque N Mex Gen 3% Bond 2013 — Interest

Tampa Bay Wtr Fla A Regl Wtr Ref Bonds 2015 — Interest

Washington Cnty Ore Sch 5% Bond 2014 — Interest

Vanguard Admiral Treasury Money Market Fund — Dividend — Redeemed (part)

Vanguard Admiral Treasury Money Market Fund — Redeemed

Pimco FDS Income Fund — Dividend — Buy

Pimco FDS Income Fund — Sold (part)

Bank of America Corp Fr Dtd 08/26/14 — Interest — Buy

Marriott Intl Inc New Sr Glbl Dtd 09/14/15 — Interest — Buy

Goldman Sachs Group Inc Sr Glbl — None — Buy

CVS Health Corp 2.875% — None — Buy

Bucks County PA Wtr & Sewer — Interest — Buy

Cohen & Steers Real Estate Securities — Dividend — Buy

Cohen & Steers Preferred Sec & Income — Dividend — Buy

Cohen & Steers Preferred Sec & Income — Sold (part)

Partner, Rugby Property, LLC

Reimbursement — AMERICAN COLLEGE OF TRIAL LAWYERS — OCTOBER 10-13, 2019 — LAKE TAHOE, CA — LEADERSHIP CONFERENCE — TRANSPORTATION, LODGING

Spouse's income — 2019 — Rugby Property, LLC - Management Fee

1) Part VII (Investments and Trusts): The royalty income disclosed in Column B for each working interest is gross income from the specific oil well.