Paul Adam Engelmayer

Brokerage #1 (H)

Aberdeen Emerging Markets Instl — Int./Div.

Coho Relative Value Equity Advisor — Int./Div. — Sold (part)

Coho Relative Value Equity Advisor — Sold (part)

First Eagle Global Inst CL I — Int./Div.

FPA Crescent — Int./Div. — Sold (part)

FPA Crescent — Sold (part)

iShares MSCI Emerging Market Index Fund — Int./Div.

Parametric Emerging Markets Fund I — Int./Div.

Salient MLP & Energy Infrastructure I — Int./Div.

Syntax Stratified Largecap ETF — Int./Div. — Buy

Syntax Stratified Largecap ETF — Buy (add'l)

Brokerage #4 (H)

Berkshire Hathaway Inc Del A — None

Berkshire Hathaway Inc Del B — None — Sold (part)

Coho Relative Value Equity Advisor — None — Sold

First Eagle Global Inst CL I — Int./Div.

FPA Crescent — Int./Div.

JPMorgan Strategic Income Opportunities Fund I Class — Int./Div.

Parnassus Core Equity Institutional — None

Salient MLP & Energy Infrastructure I — Int./Div. — Buy

Syntax Stratified Largecap ETF — Int./Div. — Buy

WCM Focused International Growth Instl — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div.

Brokerage #5 (H)

NY St Dorm Auth Per 5% 02/15/2034 (64990E3G0) — Int./Div. — Buy

Triborough Brdg & Tunl Auth N Y Revs 05 — None

IRA #1 Roth1 (H)

Aberdeen Emerging Markets Instl — Int./Div. — Buy (add'l)

Aberdeen Emerging Markets Instl — Buy

BBH Core Select N — None — Sold

Carillon Reams Unconstrained Bond I — None — Sold

Carillon Reams Unconstrained Bond I — Buy (add'l)

Carillon Reams Unconstrained Bond I — Buy (add'l)

Carillon Reams Unconstrained Bond I — Buy (add'l)

Carillon Reams Unconstrained Bond I — Buy (add'l)

First Eagle Global Inst CL I — Int./Div. — Buy (add'l)

Salient MLP & Energy Infrastructure I — Int./Div. — Sold (part)

Salient MLP & Energy Infrastructure I — Sold (part)

Salient MLP & Energy Infrastructure I — Sold (part)

Salient MLP & Energy Infrastructure I — Sold (part)

Vanguard Total Stock Market ETF — Int./Div. — Buy (add'l)

Vanguard Total Stock Market ETF — Buy (add'l)

IRA#1 Roth2 (H)

Aberdeen Emerging Markets Instl — Int./Div. — Buy (add'l)

BBH Core Select N — None — Sold

Salient MLP & Energy Infrastructure I — Int./Div. — Buy (add'l)

Salient MLP & Energy Infrastructure I — Buy (add'l)

Salient MLP & Energy Infrastructure I — Buy (add'l)

Salient MLP & Energy Infrastructure I — Buy (add'l)

Vanguard Total Stock Market ETF — Int./Div. — Buy (add'l)

Vanguard Total Stock Market ETF — Buy (add'l)

WCM Focused International Growth Instl — Int./Div. — Buy (add'l)

IRA #3 (H)

Aberdeen Emerging Markets Instl — Int./Div.

BBH Core Select N — None — Sold

Carillon Reams Unconstrained Bond I — Int./Div.

First Eagle Global Inst CL I — Int./Div.

Salient MLP & Energy Infrastructure I — Int./Div.

Vanguard Total Stock Market ETF — Int./Div. — Buy

Vanguard Total Stock Market ETF — Buy

IRA #4 (H)

Carillon Reams Unconstrained Bond I — Int./Div. — Sold (part)

Carillon Reams Unconstrained Bond I — Sold (part)

Carillon Reams Unconstrained Bond I — Sold (part)

Salient MLP & Energy Infrastructure I — Int./Div.

IRA #5 (H)

Aberdeen Emerging Markets Instl — Int./Div.

Carillon Reams Unconstrained Bond I — Int./Div. — Sold (part)

Carillon Reams Unconstrained Bond I — Sold (part)

Carillon Reams Unconstrained Bond I — Sold (part)

IRA #6 (H)

CapitalSpring Investment Partners V Parallel III, LP — Distribution

FPA Crescent — Int./Div. — Sold (part)

FPA Crescent — Sold (part)

FPA Crescent — Buy (add'l)

FPA Crescent — Sold (part)

FPA Crescent — Sold (part)

JPMorgan Strategic Income Opportunities Fund I Class — Int./Div. — Sold (part)

JPMorgan Strategic Income Opportunities Fund I Class — Buy (add'l)

JPMorgan Strategic Income Opportunities Fund I Class — Sold (part)

JPMorgan Strategic Income Opportunities Fund I Class — Buy (add'l)

JPMorgan Strategic Income Opportunities Fund I Class — Buy (add'l)

Vanguard Total Stock Market ETF — Int./Div. — Buy (add'l)

Vanguard Total Stock Market ETF — Buy (add'l)

Vanguard Total Stock Market ETF — Buy (add'l)

Trust #1 (H)

BBH Core Select N — None — Sold

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Instl — None — Sold

Coho Relative Value Equity Advisor — Int./Div.

Credit Suisse Floating Rate Hi Inc A — None — Sold

First Eagle Global Inst CL I — Int./Div. — Sold (part)

FPA Crescent — Int./Div. — Buy (add'l)

iShares MSCI Emerging Market Index Fund — Int./Div.

iShares Tr S&P 400 BARRA Midcap Growth — Int./Div.

Plattsburgh NY (GO) — Int./Div. — Buy (add'l)

Salient MLP & Energy Infrastructure I — Int./Div. — Buy (add'l)

Templeton Global Bond Fund Advisor Class — None — Sold

Vanguard S&P 500 ETF — Int./Div. — Buy (add'l)

Vanguard Small Cap ETF — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Int./Div. — Buy (add'l)

WisdomTree U.S. MidCap Dividend — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div.

Trust #2 (H)

BBH Core Select N — None — Sold

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Instl — None — Sold

Coho Relative Value Equity Advisor — Int./Div.

Credit Suisse Floating Rate Hi Inc A — None — Sold

First Eagle Global Inst CL I — Int./Div. — Sold (part)

FPA Crescent — Int./Div.

iShares MSCI Emerging Market Index Fund — Int./Div.

iShares Tr S&P 400 BARRA Midcap Growth — Int./Div.

Salient MLP & Energy Infrastructure I — Int./Div. — Buy (add'l)

Templeton Global Bond Fund Advisor Class — None — Sold

Vanguard S&P 500 ETF — Int./Div. — Buy (add'l)

Vanguard Small Cap ETF — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Int./Div.

WisdomTree U.S. MidCap Dividend — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div.

UTMA #3 (H)

Aberdeen Emerging Markets Instl — Int./Div. — Buy (add'l)

First Eagle Global Inst CL I — Int./Div. — Buy (add'l)

Templeton Global Bond Fund Advisor Class — None — Sold

Vanguard Emerging Market — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Buy (add'l)

WisdomTree U.S. MidCap Dividend — Int./Div. — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int./Div. — Buy (add'l)

UTMA #4 (H)

Aberdeen Emerging Markets Instl — Int./Div. — Buy (add'l)

Berkshire Hathaway Inc Del B — None

First Eagle Global Inst CL I — Int./Div. — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int./Div. — Buy (add'l)

529 #1 (H)

Growth Stock Index Portfolio — None

Value Stock Index Portfolio — None

Inflation-Protected Securities Portfolio — None

Interest Accumulation Portfolio — None — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

529 #2 (H)

Aggressive Growth Portfolio — None — Sold (part)

Aggressive Growth Portfolio — Sold (part)

Developed Markets Index Portfolio — None — Sold (part)

Developed Markets Index Portfolio — Sold (part)

Mid-Cap Stock Index Portfolio — None — Sold (part)

Mid-Cap Stock Index Portfolio — Sold (part)

Interest Accumulation Portfolio — None — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

529 #3 (H)

Aggressive Growth Portfolio — None — Sold (part)

Aggressive Growth Portfolio — Sold (part)

Developed Markets Index Portfolio — None — Sold (part)

Developed Markets Index Portfolio — Sold (part)

Mid-Cap Stock Index Portfolio — None — Sold (part)

Mid-Cap Stock Index Portfolio — Sold (part)

Interest Accumulation Portfolio — None — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Interest Accumulation Portfolio — Sold (part)

529 #4 (H)

Growth Stock Index Portfolio — None — Sold (part)

Growth Stock Index Portfolio — Sold (part)

Growth Stock Index Portfolio — Sold (part)

Value Stock Index Portfolio — None — Sold (part)

Value Stock Index Portfolio — Sold (part)

Value Stock Index Portfolio — Sold (part)

Inflation-Protected Securities Portfolio — None — Sold (part)

Inflation-Protected Securities Portfolio — Sold (part)

Inflation-Protected Securities Portfolio — Sold (part)

Inflation-Protected Securities Portfolio — Sold (part)

Interest Accumulation Portfolio — None — Sold (part)

Interest Accumulation Portfolio — Sold (part)

Teachers Retirement System of NY 403(b) (H)

Diversified Equity — None

Stable Value — None

International Equity — None

Citibank Checking Account (H) — None

Chase Checking Account (H) — None

Brokerage #7 (H)

CapitalSpring Direct Lending Partners, LP — Distribution

Brokerage #8 (H)

Baron Growth — Int./Div.

Berkshire Hathaway Inc Del B — None — Sold (part)

Berkshire Hathaway Inc Del B — Sold

Fidelity Contrafund — Int./Div.

Fidelity Low-Priced Stock Fund — Int./Div.

Royce Total Return Fund — Int./Div.

Salient MLP & Energy Infrastructure I — Int./Div. — Buy (add'l)

SPDR S&P 500 ETF — Int./Div.

SPDR S&P MidCap 400 ETF — Int./Div.

Tweedy Browne Global Value Fund — Int./Div.

IRA #7 (H)

BBH Core Select N — None — Sold

Carillon Reams Unconstrained Bond I — Int./Div. — Sold (part)

First Eagle Global Inst CL I — Int./Div. — Sold (part)

First Eagle Global Inst CL I — Sold (part)

Salient MLP & Energy Infrastructure I — Int./Div.

Vanguard Total Stock Market ETF — Int./Div. — Buy (add'l)

Trust #3 (H)

Blackrock Statregic Muni Opportunities — Int./Div.

Fidelity Treaury Money Market Fund — Int./Div.

Fidelity Total Market Index Fund — Int./Div.

Fidelity 500 Index Fund — Int./Div.

Fidelity Contrafund — Int./Div.

Fidelity Tax Exempt Money Market Fund — Int./Div.

Glenmede Large Cap Core — Int./Div.

SPDR S&P Mid Cap 400 ETF TR — Int./Div.

SPDR S&P 500 ETF Trust Unit Depository Receipt — Int./Div.

SPDR Series Trust SPDR Bloomberg — Int./Div.

Vanguard Intermediate Tax Exempt Admiral — Int./Div.

Trust #4 (H)

Chase Checking Account — None

UTMA #6 (H)

First Trust Dow Jones Internet Index — None

JPMorgan Strategic Income Opportunities Fund I Class — Int./Div. — Buy (add'l)

JPMorgan Strategic Income Opportunities Fund I Class — Buy (add'l)

JPMorgan Strategic Income Opportunities Fund I Class — Buy (add'l)

Schwab Government Money Fund — Int./Div.

SPDR Bloomberg Barclays 1-3 Month T Bill ETF — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div.

Trust #5 (H)

Aberdeen Emerging Markets Instl — None — Sold

Ardsley NY (GO) — Int./Div. — Buy

BBH Core Select N — None — Sold

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Instl — Int./Div. — Sold

Carillon Reams Unconstrained Bond I — None — Sold

Coho Relative Value Equity Advisor — Int./Div.

Credit Suisse Floating Rate Hi Inc A — Int./Div. — Sold

Endwell NY Fire Dist (GO) — Int./Div. — Buy

First Eagle Global Inst CL I — None — Sold

FPA Crescent — Int./Div.

iShares MSCI Emerging Market Index Fund — Int./Div.

iShares Tr S&P 400 BARRA Midcap Growth — Int./Div.

JPMorgan Strategic Income Opportunities Fund I Class — Int./Div. — Sold

Onondaga Cnty Ny Go Bds Ser 2009A 4% 03/01/2019 — Int./Div. — Sold

Plattsburgh NY (GO) — Int./Div. — Buy

Salient MLP & Energy Infrastructure I — Int./Div. — Buy

Templeton Global Bond Fund Advisor Class — Int./Div. — Sold

Troy NY (GO) — None — Buy

Vanguard Total Stock Market ETF — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Int./Div.

WisdomTree U.S. MidCap Dividend — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div.

Trust #6 (H)

Aberdeen Emerging Markets Instl — None — Sold

Ardsley NY (GO) — Int./Div. — Buy

BBH Core Select N — None — Sold

Berkshire Hathaway Inc Del B — None

BlackRock Strategic Income Opps Instl — Int./Div. — Sold

Carillon Reams Unconstrained Bond I — Int./Div. — Sold

Coho Relative Value Equity Advisor — Int./Div.

Credit Suisse Floating Rate Hi Inc A — Int./Div. — Sold

Endwell NY Fire Dist (GO) — Int./Div. — Buy

First Eagle Global Inst CL I — Int./Div. — Sold (part)

FPA Crescent — Int./Div. — Buy (add'l)

iShares MSCI Emerging Market Index Fund — Int./Div.

iShares Tr S&P 400 BARRA Midcap Growth — Int./Div.

JPMorgan Strategic Income Opportunities Fund I Class — Int./Div. — Sold

Onondaga Cnty Ny Go Bds Ser 2009A 4% 03/01/2019 — Int./Div. — Sold

Plattsburgh NY (GO) — Int./Div. — Buy

Salient MLP & Energy Infrastructure I — Int./Div. — Sold (part)

Salient MLP & Energy Infrastructure I — Buy

Salient MLP & Energy Infrastructure I — Buy

Templeton Global Bond Fund Advisor Class — Int./Div. — Sold

Troy NY (GO) — None — Buy

Vanguard Total Stock Market ETF — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Int./Div. — Buy

WisdomTree U.S. MidCap Dividend — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div.

Brokerage #9 (H)

JPMorgan Strategic Income Opportunities Fund I Class — Int./Div.

Schwab Government Money Fund — Int./Div.

SPDR Bloomberg Barclays 1-3 Month T Bill ETF — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div.

Brokerage #10 (H)

Aberdeen Emerging Markets Instl — Int./Div. — Buy

First Eagle Global Inst CL I — Int./Div. — Sold (part)

Templeton Global Bond Fund Advisor Class — Int./Div. — Sold

Vanguard Emerging Market — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Int./Div. — Buy (add'l)

WCM Focused International Growth Instl — Buy (add'l)

WisdomTree U.S. MidCap Dividend — Int./Div. — Buy (add'l)

WisdomTree U.S. MidCap Dividend — Buy (add'l)

WisdomTree U.S. MidCap Dividend — Buy (add'l)

WisdomTree U.S. MidCap Dividend — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Int./Div. — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

WisdomTree US LargeCap Dividend ETF — Buy (add'l)

Brokerage #11 (H)

Aberdeen Emerging Markets Instl — Int./Div.

Berkshire Hathaway Inc Del B — None

First Eagle Global Inst CL I — Int./Div.

WisdomTree US LargeCap Dividend ETF — Int./Div. — Buy (add'l)

Brokerage #12 (H)

Dyal Capital Partners IV LP — Distribution

Brokerage #13 (H)

Brookhaven NY Go Ser Bds Ser 2017 4% 04/15/2026 — Int./Div.

Erie Cnty Ny Indl Dev Agy Sch Fac 5% 05/01/2026 — None — Sold

Hudson Yds Infrastructure Corp 5% 02/15/2029(44420RAQ3) — Int./Div.

Long Island Pwr Authn Y Elec Sys Rev(5426902H4) — Int./Div.

Met Transprtn Auth NY Revenue 5% 11/15/2026 — None — Matured

Metropolitan Trans Auth NY Rev 5% 11/15/2017(59261AJM0) — Int./Div.

Metropolitan Transn Auth N Y Dedicated(59259NR54) — Int./Div.

Metropolitan Transn Auth N Y Rev 5% 11/15/2028(59261ANL7) — Int./Div. — Sold (part)

Metropolitan Transn Auth Ny Rev 5% 11/15/2029(59261APZ4) — Int./Div.

New York City Transitional Fin 5% 08/01/2029(64971WR36) — Int./Div.

New York City Transitional(64971QXQ1) — Int./Div.

New York N Y Go Bds Ser. H(64966JJ80) — Int./Div.

New York NY 5% 08/01/2027(64966JMY9) — Int./Div. — Buy (add'l)

New York Ny City Mun Wtr Fin Auth 5% 06/15/2029(64972GQT4) — Int./Div. — Buy (add'l)

New York NY City Transitional Fin Auth Rev Future Tax Secured Subord(6 — Int./Div.

New York St 5% 02/15/2030(649791DS6) — Int./Div.

New York St Dorm Auth Revs St(64990HMQ0) — Int./Div.

New York St Dorm Auth Sales Tax Rev(64990AAL9) — Int./Div.

New York St Dorm Auth St Pers Income Rev Bds 5% 02/15/2028(64990E4V6) — Int./Div.

New York St Dorm Auth St Pers Income(64990ECG0) — Int./Div.

New York St Dorm Auth St Pers Income(64990EDF1) — Int./Div.

New York St Dorm Auth St Pers Income(64990EX85) — Int./Div.

New York St Twy Authgen Rev Gen Rev Bds(650009YC1) — Int./Div.

New York St. Dorm Auth Sales Tax 5% 03/15/2031(64990AFB6) — Int./Div.

New York St. Dorm Auth St. Pers Income 5% 02/15/2027(64990E4U8) — Int./Div.

New York St. Urban Dev 5% 03/15/2029(6500353S5) — Int./Div.

NY St Dorm Auth Per 5% 02/15/2034(64990E3G0) — Int./Div.

Sales Tax Asset Receivable Corp NY 5% 10/15/2028(794665FQ7) — Int./Div.

Texas St Rev Utx(882724PY7) — None — Buy

Triborough Brdg & Tunl Auth N Y Revs 05(89602NZE7) — Int./Div.

Triborough Brdg & Tunl Auth NY 5% 11/15/2027(89602NH64) — Int./Div.

IRA #11 (H)

Brevet Direct Lending - Short Duration Fund Ltd. — Int./Div. — Buy

Trustee, Trust #1

Trustee, Trust #2

Trustee, Trust #3

Reimbursement — Harvard Law School — 01/13/19-01/19/19 — Cambridge, MA — Instructor, Trial Advocacy Workshop — Transportation and Meals

Reimbursement — Harvard Law School — 03/07/2019 — Cambridge, MA — Instructor, White-Collar Crime Course — Transportation and Meals

Reimbursement — Harvard Law Review — 05/07/2019 — Cambridge, MA — Attendee at trustees meeting — Transportation and Meals

Reimbursement — Second Circuit Judicial Conference — 06/06/2019-06/07/2019 — 9 New Paltz, New York — Attendee at the Second Circuit Judicial Conference — Transportation and Lodging

Reimbursement — Judicial Conference of the United States — 06/11/2019-06/24/2019 — 9 Chicago, Illinois — Attendee at JCUS bankruptcy committee meeting — Transportation and Meals

Reimbursement — Judicial Conference of the United States — 12/09/2019-12/11/2019 — 9 Washington, DC — Attendee at JCUS bankruptcy committee meeting — Transportation and Meals

Reimbursement — Harvard Law Review — 12/13/2019 — Cambridge, MA — Attendee at trustees meeting — Transportation and Meals

Re. Part II, Agreements - "2009 WilmerHale partnership agreement re. interest earned on retained capital of former partners (y)".

This agreement was disolved in mid-December, 2014. It is no longer in force, and will not be listed on future Financial Disclosure Reports.

This report is being submitted within the deadline, extended 90 days due to COVID-19.