Paul E. Davison

JP Morgan Chase Bank Account — None

Aberdeen Asia Pacific Income Fund (FAX) — Int./Div.

BlackRock Intl Index Instl (MAIIX) — Int./Div. — Buy (add'l)

BlackRock Intl Index Instl (MAIIX) — Sold (part)

Columbia Small Cap Index R5 (CXXRX) — Int./Div. — Sold (part)

Consolidated Edison (ED) — Dividend

DFA Emerging Markets Core Equity (DFCEX) — Int./Div.

DFA Emerging Markets Value (DFEVX) — Int./Div.

DFA Targeted Credit Portfolio (DTCPX) — Int./Div. — Sold

Disney (DIS) — Dividend

Dreyfus S&P 500 Stock Index R (DSPIX) — Int./Div. — Buy (add'l)

Dreyfus S&P 500 Stock Index R (DSPIX) — Sold (part)

Fidelity Cash Reserve (Qual) (FDRXX) — Int./Div.

Fidelity Government Money Market (SPAXX) — Int./Div.

Fidelity Inflation Protected Bond Index (FIPDX) (Formerly FSIYX) — Int./Div.

Fidelity Short Term Treasury Bond Index (FUMBX) — Int./Div. — Sold (part)

Fidelity Treasury Fund (FZFXX) — Dividend

iShares 0-5 Year Investment Grade Corporate Bond ETF (SLQD) — Int./Div. — Buy

iShares Core MSCI Emerging Markets (IEMG) — Int./Div.

iShares Core US Value (IUSV) — Int./Div.

iShares MBS ETF (MBB) — Int./Div. — Buy

iShares S&P 500 (IVV) — Int./Div.

Johnson & Johnson (JNJ) — Int./Div.

Lord Abbett Short Duration Income R5 (LDLTX) — Int./Div. — Buy (add'l)

Lord Abbett Short Duration Income R5 (LDLTX) — Buy (add'l)

Nuveen Build Amer Bd Fd (NBB) — Int./Div. — Redeemed (part)

Nuveen Build Amer Bd Fd (NBB) — Sold (part)

Nuveen Build Amer Bd Fd (NBB) — Sold

Nuveen NY Select (NXN) — Int./Div. — Sold

Nuveen Select Tax-Free Income (NXQ) — Int./Div. — Sold

PIMCO Income Institutional (PIMIX) — Int./Div.

Powershares Build America Bond (BAB) — Int./Div. — Buy

Powershares Build America Bond (BAB) — Buy (add'l)

SPDR Barclays Municipal (TFI) — Int./Div.

Stone Ridge Reinsurance Reinsurance Risk Premium (SRRIX) — Int./Div.

Vanguard GNMA Admiral (VFIJX) — Int./Div. — Buy (add'l)

Zimmer Biomet Holdings Inc (ZBH) — Dividend

TRUST #1 (H)

DFA Emerging Market Value (DFEVX) — Int./Div.

Fidelity New York Municipal Income (FTFMX) — Int./Div.

Fidelity Spartan 500 Index (FXAIX) — Int./Div.

Fidelity Extended Market Index (FSMAX) — Int./Div.

Fidelity Short Term Treasury Bond Index (FUMBX) — Int./Div.

Fidelity Spartan Tax-Free Bond (FTABX) — Int./Div.

Fidelity Total Market Index (FSKAX) — Int./Div.

Fidelity Treasury Fund (FZFXX) — Int./Div.

iShares MSCI EAFE Index (EFA) — Int./Div.

iShares MSCI Emerging Markets Index (EEM) — Int./Div.

iShares Russell 1000 Index (IWB) — Int./Div.

iShares S&P 500 Index (IVV) — Int./Div. — Sold (part)

Nuveen Energy MLP Total Return (JMF) — Int./Div.

Nuveen NY Municipal Dividend Advantage (NAN) — Int./Div. — Sold (part)

Nuveen NY Municipal Dividend Advantage (NAN) — Sold (part)

Nuveen NY Municipal Dividend Advantage (NAN) — Sold (part)

S&P Dep Receipts (SPY) — Int./Div.

Schwab Intermediate Term Treasury Fund (SCHR) — Int./Div.

Schwab US TIPs Fund (SCHP) — Int./Div.

SPDR Barclays Municipal (TFI) — Int./Div.

SPDR Dow Jones Industrial Average (DIA) — Int./Div.

Vanguard FTSE (VSS) — Int./Div.

Vanguard Short Term Corp Bond (VCSH) — Int./Div.

NY 529 Account (H)

Interest Accumulation Portflio — Int./Div. — Buy

Trustee, Trust #1

Spouse's income — 2019 — Hoguet Newman Regal & Kenney - Wages

On line 26, shares of NBB were tendered as part of an offer by the fund company.