Michael A. Fagone

Fidelity Investments - IRA Rollover (***- **0895) (H)

FlexShares MStar Mkt Factor Tilt ETF - TILT — Dividend — Sold

FlexShares MStar Mkt Factor Tilt ETF - TILT — Buy

FlexShares Quality Div Index ETF (QDF) — Dividend — Sold

Goldman Sachs Active Beta LG ETF (GSLC) — Dividend — Buy

IShares 1-5 yr US Bond Index ETF (ISTB) — Dividend — Buy

IShares 3-7 yr Treasury Bond Index ETF (IEI) — Dividend — Sold

IShares 1-3 yr Credit Bond Index ETF (IGSB) — Dividend — Buy

IShares 1-3 yr Credit Bond Index ETF (IGSB) — Buy

IShares Barclays Aggregate Bond Index ETF (AGG) — Dividend — Sold

IShares Floating Rate Bond ETF (FLOT) — Dividend — Buy

IShares Barclays Intermed Gov Credit Bond Index ETF (GVI) — Dividend — Buy

IShares Barclays Intermed Gov Credit Bond Index ETF (GVI) — Buy

IShares Barclays Intermed Credit Bond Index ETF (IGIB) — Dividend — Buy

IShares Barclays Intermed Credit Bond Index ETF (IGIB) — Buy

IShares Core S&P US Value Index ETF (IUSV) — Dividend — Buy

IShares MSCI USA Momentum Factor ETF (MTUM) — Dividend — Buy

IShares KLD 400 Social Index ETF (DSI) — Dividend — Buy

IShares KLD 400 Social Index ETF (DSI) — Buy

IShares S&P 500 Index ETF (IVV) — Dividend

IShares S&P MidCap Index ETF (IJR) — Dividend — Sold

IShares ESG MCI USA ETF (ESGU) — Dividend — Buy

IShares ESG MCI USA ETF (ESGU) — Buy

IShares Core Dividend Growth ETF (DGRO) — Dividend

Invesco QQQ Trust ETF (QQQ) — Dividend — Sold (part)

Invesco QQQ Trust ETF (QQQ) — Sold (part)

Invesco S&P 500 Equal Weight ETF (RSP) — Dividend

SPDR MSCI USA Strategic Factors ETF (QUS) — Dividend — Buy

Vanguard Dividend Appreciation ETF (VIG) — Dividend — Sold

Vanguard Mega Cap 300 Growth ETF (ETF) — Dividend — Sold

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Dividend — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Sold (part)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Government Cash Reserve Money Mkt Fd (FDRXX) — Buy (add'l)

Fidelity Investments - Trust #1 (***- **3720) (H) X

Director, American Bankruptcy Institute

Trustee, Trust #1

Liability — Nelnet — Student Loan

Reimbursement — (Duberstein) — March 3-5, 2019 — New York City, NY — Duberstein Competition — Meals, Lodging, Transportation

Reimbursement — American Bankruptcy Institute — April 11 - 13, 2019 — Washington, D.C. — Speaker — Meals, Lodging, Transportation

Reimbursement — American Bankruptcy Institute — July 10 - 13, 2019 — Newport, RI — Speaker — Meals, Lodging, Transportation

Reimbursement — American Bankruptcy Institute — December 4 - 8, 2019 — Los Angelos, CA — Speaker — Meals, Lodging, Transportation

Spouse's income — 1/19-12/19 — RSU #22 - Wages

I am the sole trustee of a trust for the benefit of certain relatives (“Trust #1”). I do not receive any income from Trust #1. I do not currently have, and did not

at any time during the reporting period have, any beneficial interest in Trust #1, its res, or any income derived therefrom. My sole function, with respect to

the trust, is to serve as a trustee for those persons who do have a beneficial interest in the trust and, during the reporting period, I served in that capacity on an

uncompensated basis. Copies of the trust agreement and the relevant account records are available upon request.