Diane Finkle

Great West Lifetime Advan. IRA, Mod. Consv. Profile II — Dividend

Ursillo, Teitz & Ritch Realty IV, Appraisal, October 2017 — Dividend

First Eagle Gold Fund Class A, Mutual Fund — None

HSA Bank, Account — Interest

MFS Municipal Income Fund-A — Dividend

Citizens Bank, Certificate Deposit — Interest — Buy

UBS Pace Int'l Equity Investments Class P — Dividend

Phoenix Big Edge Plus, Mutual Fund, Annuity — Dividend

Bank Rhode Island, Account — None

Hartford Select Dimensions Fund, (Annuity) — Dividend

Phoenix Big Edge Plus, Mutual Fund, (Annuity) — Dividend

Fidelity FA Freedom 2020 I, 401(K)/Profit Sharing Plan — Dividend

Citizens Bank- Certificte of Deposit — Interest — Buy

Ursillo, Teitz & Ritch Ltd. Appraisal 12/08/11 — None

American Express- Money Market Account — Interest — Redeemed (part)

UBS Pace Int'l Emerging Markets Equity Investments Class P — Dividend

UBS Pace Global Real Estate Securities Investments Class P — Dividend

UBS Pace Large Co Growth Equity Investments Class P — Dividend

Grow ALPS ETF TR Alerian MLP EFT — Dividend

BlackRock Floating Rate INC PRT Instl 1 — Dividend — Sold

First TR Value Line Index FD SHS — Dividend — Sold (part)

Goldman Sachs Global Income Fund — Dividend

Lord Abbett Short Duration Income Fund — Dividend

IShares Trust- 1-3 Year Treasury Bond — Dividend — Buy

Indexiq ETF TR IQ Hedge Multi-Strategy — Dividend — Sold

Ishares TR Russell 2000 Value ETF — Dividend

Power Shares Exchange Traded Fund TR II — Dividend

SPDR Index SHS FDS S&P World Ex-US ETF — Dividend

SPDR Portfolio Short Term Corp. Bond — Dividend — Buy (add'l)

SPDR Portfolio Short Term Corp. Bond — Buy (add'l)

Putnam Short Duration Income Cl Y — Dividend — Buy (add'l)

Putnam Short Duration Income Cl Y — Buy (add'l)

Vanguard FTSE Emergng Markets ETF (Equity) — Dividend — Sold (part)

Schwab Strategic TR US Dividend Equity Fund — Dividend — Sold (part)

Wisdomtree TR Intl Large Cap Divid FD — Dividend — Sold (part)

New York Community Bank, Money Market — Interest — Buy

Wisdomtree TR Mid Cap Divid FD — Dividend — Sold (part)

SPDR SER TR S&P Divd ETF — Dividend — Sold (part)

Gateway Fund Class Y — Dividend

UBS Pace Large Co. Value Equity Investments Class P — Dividend

UBS Pace Small/Medium Co Growth Equity Investments Class P — Dividend

UBS Pace Small/Medium Co Value Equity Investments Class P — Dividend

UBS Pace Global Fixed Income Investments Fund Class P — Dividend

UBS Pace High Yield Investments Class P — Dividend

UBS Pace Intermediate Fixed Income Investments Class P — Dividend

UBS Pace Mortgage-Backed Securities Fixed Income Investment Class P — Dividend

UBS Pace Municipal Fixed Income Investments Class P — Dividend

UBS Pace Strategic Fixed Income Investments Class P — Dividend

Wells Fargo Intermediate Tax/AMTFREE Fund Class C — Dividend

UBS Pace Government Money Market Investments Fund Class P — Int./Div.

Fidelity Govt Cash Reserves — Dividend

Morgan Stanley Private Bank, Certificate Deposit — Interest — Buy

Morgan Stanley Bank of Salt Lake City Utah, Certificate of Deposit — Interest — Redeemed

Capital One 360 Money Market Account — Dividend

Capital One Certificate of Deposit — Interest

SPDR Series Trust SPDR Bloomberg — Dividend — Buy

SPDR Series Trust SPDR Bloomberg — Buy (add'l)

Virgina529 Account- Invest529, 2036 Portfolio — None — Buy

Virgina529 Account- Invest529, 2033 Portfolio — Interest — Buy

New York Community Bank, Certificate Deposit — Interest — Buy

Trustee, Diane Finkle Revocable Trust Dated February 10, 1999, as amended (unfunded)

Trustee, Michael A. Ursillo 2007 Irrevocable Life Insurance Trust (unfunded)

Liability — Coastway Community Bank — Commercial Real Estate Mortgage

Reimbursement — American Bankruptcy Institute — July 11 to 14, 2019 — Newport, RI — educational seminar and conference — registration fee, meals and parking

Reimbursement — National Conference of Bankruptcy Judges — October 30 to November 1, 2019 — Washington, D.C. — annual conference and education of bankruptcy judges — 2 nights hotel reimbursement

Reimbursement — National Conference of Bar Examiners — January 17-19, 2019 — San Antoniao, TX — annual conference of state board of bar examiners — 2 nights hotel reimbursement

Spouse's income — 2019 — Ursillo, Teitz & Ritch, Ltd- salary and employee benefits

Part I. Lines 2 and 3. These trusts have no assets.

Part VII. Lines 58 and 59. These are not self directed fund accounts.