Nancy Friedman Atlas

AXA Equitable Universal Life Insurance — None

BBVA Compass Bank, Houston, TX — Interest

Blind Squirrel Partners LLC — Rovalty

Diamond Castle Partner IV. LP. (FN 1) — Int/Div — Sold (part)

Dreyfus Appreciation Fund (FN 2) — Int/Div

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Int/Div — Sold (part)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Sold (part)

IRA #2 — Int/Div

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Sold (part)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy (add'l)

NFRA - MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Buy

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Buy

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NORXX - MFB Northern Funds Money Market Fund

NOSIX - MFB Northern FDS STK Index FD — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NUSFX - Northem FDS Ultra Short Fixed Income FD — Sold

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index

IRA #3 — hy

GUNR « MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Buy

GUNR « MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Sold (part)

GUNR « MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR « MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Buy

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Sold (part)

NGREX - MFB Northem FDS Global Real Estate Index FD — Buy

NGREX - MFB Northem FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northem FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northem FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Buy

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Buy

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NORXX - MFB Northern FDS Money Market FD

NOSIX - MFB Northern FDS STK Index FD — Buy

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Sold

NUSFX - MFB Northern FDS Ulera Short Fixed Income FD — Buy

NUSFX - MFB Northern FDS Ulera Short Fixed Income FD — Sold

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index

IRA #5 — Int/Div

Vanguard Small Cap Index Fund

Kinder Morgan Inc. (common) — Int/Div

Nexus Resources. LLC-Preferred — Rovalty

NFRA - MFC Tr Stoxx Global Broad Infrastructure Index FD — Int/Div — Buy

NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy

NOEMX - MFB Norther FDS Emerging Miss Equity Index FD — Int/Div — Sold (part)

NOEMX - MFB Norther FDS Emerging Miss Equity Index FD — Sold (part)

NOEMX - MFB Norther FDS Emerging Miss Equity Index FD — Sold (part)

NOEMX - MFB Norther FDS Emerging Miss Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Interest — Buy

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Buy

NOMXX - MFB Northern Funds Mun Money Mkt — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Buy

NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Interest — Sold

Roth IRA #1 — Int/Div

Vanguard 500 Index Fund (FN 11)

Vanguard Small Cap Index Fund

Vanguard Treasury Money Market Fund

SEP IRA #1) — Int/Div

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy (add'l)

NOINX-Northermn Int] Equity Index FD — Buy

NORXX - MFB Northern FDS Money Market FD

NOSIX - MFB Northern FDS STK Index FD — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy

NOSIX - MFB Northern FDS STK Index FD — Buy

NSIDX - MFB Northen FDS Small Cap Index FD — Buy

St. Clair, Patricia & Kellee (FN 9) — None — Buy

St. Clair, Patricia & Kellee (FN 9) — Buy (add'l)

St. Clair, Patricia & Kellee (FN 9) — Buy (add'l)

St. Clair, Patricia & Kellee (FN 9) — Buy (add'l)

TD Ameritrade Money Market Acct (Y)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Interest — Sold (part)

TPG Partners V. L.P. (FN 3) — Int/Div

mum 401K — None

mm 401(K) PIMCO Total Ret-Inst (FN 4) — Buy

mmm 401(K) Vanguard Infl-Prot Secs (FN H — Buy

mmm 401(K) Vanguard Infl-Prot Secs (FN H — Sold (part)

mmm 401(K) Vanguard Institutional Index (FN 4) — Sold (part)

mm 401(K) Vanguard Mid Cap Index (FN 4) — Sold (part)

pm 401(K) Vanguard Total International Stock Index (FN 4) — Buy

VFF II FAFL.P. (FNS) — None

Vinson & Elkins Pension Plan (FN 6) — None — Redeemed

Wegoma Berkshire VII, L.P. (FN 7) — Int/Div

WG&M Capital Account (FN 10) — Interest — Closed

TRUST! — Int/Div

Dreyfus Appreciation Fund (FN 2)

TRLST 2 — Int/Div

BBVA Compass Bank. Houston, TX Acct wd

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind

NFRA - MFC Flexshares Tr Stoxx Global Broad Infrastructure — Buy

NGREX: MFB Northern Fds Global Real Estate Index Fund

NHFIX: MFB Northern High Yield Fixed Income Fund

NOEMX: MFB Northen FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX: MFB Northen FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX: MFB Northen FDS Emerging Mkts Equity Index FD — Sold (part)

NOINX: MFB Northern Int] Equity Index FD — Sold (part)

NOINX: MFB Northern Int] Equity Index FD — Sold (part)

NOITX: MFB Northern Funds Inter Tax Exempt Fund — Buy

NOITX: MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)

NOITX: MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)

NOMIX: MFB Northern Mid Cap Index FD

NOMXX: MFB Northern Funds Mun Money Mkt Fund

NOSIX: MFB Northern FDS Stk Index FD — Buy

NSIDX: MFB Northern FDS Small Cap Index FD

NTAUX: MFB Northern FDS Tax Advantaged Ultra Short Fixed — Sold

TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd

TRUST3 — Int/Div

BBVA Compass Bank, Houston, TX Acct ®S

GUNR: MFC Flexshares TR Momingstar Global Upstrm Nat Res Ind (FN 12)

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure — Buy

NGREX: MFB Northern Fds Global Real Estate Index Fund

NHFIX: MFB Northern Fds High Yield Fixed Income Fund

NOEMX:MFB Northern Fds Emerging Mkts Equity Index Fund — Sold (part)

NOEMX:MFB Northern Fds Emerging Mkts Equity Index Fund — Sold (part)

NOINX:MFB Northern Fds Intl Equity Index Fund — Sold (part)

NOINX:MFB Northern Fds Intl Equity Index Fund — Sold (part)

NOITX: MFB Norther Fds Inter Tax Exempt Fund — Buy

NOITX: MFB Norther Fds Inter Tax Exempt Fund — Buy (add'l)

NOITX: MFB Norther Fds Inter Tax Exempt Fund — Buy (add'l)

NOMIX: MFB Norther Fds Mid Cap Index Fund

NOMXX: MFB Northern Funds Mun Money Mkt Fund

NOSIX: MFB Northern Fds Stk Index Fund

NSIDX: MFB Northern Fds Small Cap Index Fund

NTAUX: MFB Northern Fds Tax Advantaged Ultra Short Fixed Fund (Y)

TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd

TRUST4 (FNS) — None

BBVA Compass Bank, Houston, TX Acct Wh

Pacific Life Ins. (variable life) (FN 8)

Batterymarch Fin. Mgemt. Inc. Int'l Small Cap (X)

BlackRock Inv. Mgemt. LLC Large-Cap Growth (X) — Sold

ClearBridge Invs. LLC Var Mid Cap Core CLIX)

Equity Index - BlackRock — Buy

Fidelity VIP Money Market F( — Buy

Franklin and BlackRock Small-Cap Equity xX)

MFS Inv Mgemt. Int'l Large-Cap (X) — Sold (part)

Morgan Stanley Real Estate (X)

Oppenheimer Funds Inc. Emerging Markets (X)

Pacific Asset Mgemt. Cash Mgemt. Fund 1X) — Sold

Pacific Asset Mgemt. High Yield Bond xX) — Buy

PIMCO Inflation Managed (X)

PIMCO Managed Bond (X)

T Rowe Price Dividend Growth Portfolio (xX) — Sold (part)

Van Eck Worldwide Ins. Trust VIP Global Hard Assets (X)

VIP Money Market SC - Fidelity — Buy

TRLSTS — Int/Div

American General Life Ins. Co. (Universal Life Ins.)

Lincoln National (Universal Life Ins.)

Vanguard Index Trust 500 Portfolio

TRUST 6 — Int/Div

Adams Cnty Colo Sch Dist No. 050 Westminster 5% 12.01.2014 BEO (X) — Matured

Baltimore Cnty MD 4% 08-01-2020 BEO xX) — Buy

Carroll Cnty MD 5% 11-01-2021 BEO (X) — Buy

Denver COLO City & Cnty Sch Dist No 594 12-01-2021 BEO (X) — Buy

Fairfax Cnty VA 5% 04-01-2020 BEO (X)

Florida St Brd Ed Lottery rev 5.25% 07-1:2026 BEO (X)

Florida St. Brd Ed Pub Ed 4% 06-01-2023 BEO(X)

Fort Lauderdale FLA 3% 01-01-2015 BEO xX)

Kansas St Dev Fin Auth Rev 5% 02-01-2021 BEO(X)

Kenosha Coty Wis 3.0 due 08-01-2020 0801-2018 BEO (X) — Sold

Massachusetts St. 4% 08-01-2019 BEO (X) — Buy

Minnesota St 5% 10-01-2020 BEO (X)

New Jersey St Transn Tr Fd Auth 5.25% 12.15.2020 BEO (X)

New York NY 5% 08-01-2020 BEO (X) — Buy

New York NY City Transitional Fin Auth Rev 5% 05.01.2028 BEO (X)

New York St Dorm Auth St Pers Income Tax Rev 5% 12-15-2020 BEO (X)

NOEMX: MFB Northern Funds Emerging Mkts Eqty Eqty Index Fd (X)

NOINX: MFB Northern Intl Equity Index FDiX) — Buy

NOMXX: MFB Northern FDS Mun Money Mkt FD (X)

NOMXX: MFB Northern Funds Mun Money Mkt Fund (X)

North Kansas City MO Sch Dist No 74 5% 0301-2019 BEO(X)

NOSIX: MFB Northern FDS STK Index Fd xX) — Buy

Ohio State 5% 08-01-2020 BEO (X)

PCRIX: MFO PIMCO Fds Pac Invt Mgmt Ser Commodity RealReturn Strat (X

Pennsylvania St 5% 05-01-2020 BEO (X)

Phoenix Anz Civic Impt Corp Tran Excise Tax Rev 5% 07-1-2019 BEO (X)

Real Property, Travis Cty, TX — Buy

TDvrr: MFC Flexshares Tr Ihoxx 3 yr Target Duration Tips Index Fd (X)

Triborough Brdg & Tunl Auth NY Revs £9 11-15-2021 BEO (X)

Williamson Cnty Tax 5.25% due 02-15-2017 BEO (X) — Sold

TRUST? — Ine

GUNR: MFC Flexshares TR Mrungstr Global Upstrm Nat Res Index FD (X) — Sold (part)

GUNR: MFC Flexshares TR Mrungstr Global Upstrm Nat Res Index FD (X) — Buy

GUNR: MFC Flexshares TR Mrungstr Global Upstrm Nat Res Index FD (X) — Sold (part)

GUNR: MFC Flexshares TR Mrungstr Global Upstrm Nat Res Index FD (X) — Buy (add'l)

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrstreture Index FD (X)

NGREX: MFB Northern FDS Global Real Estate Index FD (X) — Sold (part)

NGREX: MFB Northern FDS Global Real Estate Index FD (X) — Sold (part)

NHFIX: MFB Northn Hi Yield Fxd Inc FD xX) — Sold (part)

NHFIX: MFB Northn Hi Yield Fxd Inc FD xX) — Sold (part)

NHFIX: MFB Northn Hi Yield Fxd Inc FD xX) — Sold (part)

NHFIX: MFB Northn Hi Yield Fxd Inc FD xX) — Sold (part)

NOEMX: MFB Northn Funds Emerging Mkts Eqty Eqty Index FD (X) — Sold (part)

NOEMX: MFB Northn Funds Emerging Mkts Eqty Eqty Index FD (X) — Sold (part)

NOEMX: MFB Northn Funds Emerging Mkts Eqty Eqty Index FD (X) — Sold (part)

NOEMX: MFB Northn Funds Emerging Mkts Eqty Eqty Index FD (X) — Sold (part)

NOINX: MFB Northn Intl Eqty Index FD xX) — Sold (part)

NOINX: MFB Northn Intl Eqty Index FD xX) — Sold (part)

NOINX: MFB Northn Intl Eqty Index FD xX) — Sold (part)

NOMIX: MFB Northn Mid Cap Index FD XxX) — Sold (part)

NOMIX: MFB Northn Mid Cap Index FD XxX) — Sold (part)

NOMXX: MFB Northern FDS Mun Money Mkt FD (X)

NOSIX: MFB Northern FDS Stk Index FD XxX) — Sold (part)

NOSIX: MFB Northern FDS Stk Index FD XxX) — Sold (part)

NSIDX: MFB Northern FDS Small Cap Index FD (X)

Real Property. Travis Cy, TX — Buy

Associate Member, VICTORY (Houston Amencan Cancer Society)

Co-Trustee, Trust

Co-Trustee, Trust 2

Co-Trustee, Trust 3

Co-Trustee, Trust 4

Co-Trustee, Trust §

Task Force Chair, American Bar Association Section of Litigation

Gift — (Section V Note ) — See Section VII — $99.00

Reimbursement — American Bar Association, } Section of Litigation ("SOL") — O01 1601718/14 — San Diego, CA — Winter Leadership Meeting — transportation, lodgmg, meals

Reimbursement — American Bar Association, SOL — H904/11/14 — Scottsdale, AZ — Section Ammual Conference — transportation, lodging

Reimbursement — American Bar Association, SOL — 1906721714 — Santa Fe, N\M — Sprang Leadership Meeting — transportation, lodging, meals

Reimbursement — American Bar Association, SOL — 09/18-0920/ 1 4 — Nashville, TN — Fall Leadership Meeting — transportation, lodging, meals

Reimbursement — American Bar Association, SOL — 11/5<117714 — Chicago, IL — Women of SOL Conference — trunsportation, lodging, meals

Section V Notes:

(1) A few times cach year, friends invite [JIN mc to sit with them at tables they have purchased at charity events, We occasionally invite friends to do

the sume, i.c., pin us at tables we have purchased for charity events. Since my confirmation, euch time & friend has invited us to sit at his/her table JEEG_og

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the mvitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which we sat at their table.

Section VII Notes:

(1) Diamond Castle Partner 1V, LP, is a private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within category

Jon 3/14/14. On 11/20/14, my entire interest was sold, and all but an amount within category J was distributed to me. In my original report, part VII, 1 listed an

"A" in column B (1) bused on an estimate provided by the fund managers. Subsequently. I received the final K-1, which reflected income of an amount within

category B.

(2) Every year in late March and late December, the income from the Dreyfus Appreciation Fund in Trust | is automatically swept into and invested in the

Dreyfus Appreciation Fund held in my personal account.

(3) TPG Partners V, L.P. is a private equity fund that mukes periodic capital calls. In response to capital calls, we invested an amount within category J on 1/24/14,

(4) Although JEN ‘eft the employ of SI LLP. in 2006, Jf] continues to participate in the Vinson & Elkins, L.L.P. Retirement Plans A and

B. These are individual account defined contribution plans qualified under LR.C. Section 401(a). The contributions by the firm were fixed during [ING

employment by the firm. Retirement Plan A has a salary reduction LR.C. Section 401k) feature. The Trustee of the Plan is JPMorgan Chase Bank, NA,

Houston, Texas.

has no investment discretion with respect to the investments of this defined contribution plan, except for the after-tax contribution

component as to which Jf has the limited discretion to choose any of a number of funds that are available. These funds are managed by outside investment

advisors, | cannot determine how much of the change in total market value since last year was due to interest and/or dividends or the amount of capital gains on

sale of shares in the fund. JP Morgan Chase informed [70000 that they cannot provide me with this information,

(5) Vista Equity Partners’ VEE II FAF, LP. is u private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within

category J on 1/22, 3/28, 5/20, 7/15, and 9/24/14; and category K on 6/12, 7/7, and 7/8/2014.

(6) Annual payment (beginning 1/15/15) of 4 fixed amount times years of service starting 1/1/95, Present value was provided [J former law firm,

There was no "gain."

(7) Wegoma Berkshire VIL, L.P. is a private equity fund that makes periodic capital calls. There were no capital calls this year. In my original report, part VII, |

listed a "C" in column B (1) and an L in column C (1), which were both estimates based on the prior year because | had received no data from the fund managers.

Subsequently, T received the K-1, which reflected income of E and & gross value at year-end of K.

(8) For all the assets in Trust 4 except BBVA Compass Bank, Pacific Life Insurance Co. says that it cannot provide the income for any year. Company

representatives state that because | hold an interest in funds in which the cash value of an insurance policy has been invested, and not an individual taxable

investment, there are no individual dividends or realized gains to report; all that is reported are gains or losses to the policy cash value, In addition, the company

states, under applicable government regulations, an insurance policy is considered an asset, not an investment,

(9) Loans were made on the four listed dates.

(10) The final distribution was made on 02/10:2014, There was no "gain."

(11) Formerly "Rollover: Vanguard 500 Index Fund."

(12) The 2013 FDR erroneously listed this asset as "Sold." It should have been listed as "Sold (part).”