Judith G. Dein

Agilent Technologies Inc. stock — None

SBC Communications Inc. — None

Bank of America cash equivalent account — Interest

Bank of America cash equivalent account — Interest

Vodafone Airtouch PLC — Dividend

Israeli Bonds — Dividend

AT&T stock — Dividend

Mass. ST CONS LN — Interest

Needham Bank cash equivalent accountt — Interest

Phoenix Concierge cash equivalent account — Interest

First Eagle Global Fund Class A M/F — Dividend

IVA Worldwide Fund Class C M/F — Int./Div. — Sold

Nuveen Limited Term Mun Bond Fund Class A & C M/F — Interest — Buy (add'l)

Thornburg Ltd Term Mun. Fund Class C M/ F — Interest — see note 1

Western Asset Managed Municipals Fund Class I — Dividend — Buy (add'l)

Clearbridge Dividend Strategy Fund Class C — Interest

Thornburg Investment Income Builder Fund Class C M/F — Interest — Sold

Thornburg Limited Term Municipal Fund Class A — Interest — see note 1

UBS Bank USA Dep. cash equivalent accounts (various) — Interest

Carillon Eagle Growth & Income Fund Class C — Dividend

Pioneer Fundamental Growth Class Y — Dividend — Buy (add'l)

Pioneer Fundamental Growth Class Y — Sold (part)

Pioneer Fundamental Growth Class Y — Dividend — Buy (add'l)

Pioneer Fundamental Growth Class Y — Sold (part)

Vanguard Total Intl BD Index Fund ETF — Dividend — Buy (add'l)

Loomis Sayles Strategic Income Fund Class Y — Dividend — Buy (add'l)

Loomis Sayles Strategic Income Fund Class Y — Buy (add'l)

Loomis Sayles Strategic Income Fund Class Y — Dividend — Buy (add'l)

Loomis Sayles Strategic Income Fund Class Y — Buy (add'l)

Wisdomtree Trust SmallCap Dividend Fund — Dividend — Buy (add'l)

Wisdomtree Trust SmallCap Dividend Fund — Buy (add'l)

Natixis Oakmark Intl Fund Class Y — Dividend — Sold

Natixis Oakmark Intl Fund Class Y — Dividend — Sold

Domini Impact Bond Fund Class Investor (exch. for Institutional) — Dividend — Sold

Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Sold (part)

Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Sold (part)

Wisdomtree Small Cap Divid ETF — Dividend — Buy (add'l)

Wisdomtree Small Cap Divid ETF — Buy (add'l)

Vanguard Total Bond Market ETF — Dividend — Sold (part)

Principal FDS Inc Global Diversified Income Fund Cl I — Dividend — Buy (add'l)

Principal FDS Inc Global Diversified Income Fund Cl I — Buy (add'l)

Vanguard Total Bond Market ETF — Dividend — Sold (part)

Vanguard Total Bond Market ETF — Sold (part)

Build NYC Resource Corp Assur RV CR 5 — Dividend

Dunkirk NYC Sch Assur 2011 BE/R/4 — Dividend — Redeemed

Goldman Sachs Group Inc 05.500% — Dividend

Morgan Stanley B/E 03.875% — Dividend

NYC Transition SR E BE/R/4 — Dividend

UBS Cash Account — Interest

Vanguard Total Intl Bond ETF — Dividend — Buy (add'l)

Dodge & Cox Stock Fund — Dividend — Sold

Vanguard Institutional Index Fund — Dividend — Sold

Loomis Sayles Core Plus Bond Y — Dividend — Sold

NY Life Ins Co Anchor Acct IV — Dividend — Sold

Hartford Schroders Tax-Aware Bond Fund Class 1 — Dividend — Buy (add'l)

Hartford Schroders Tax-Aware Bond Fund Class 1 — Buy (add'l)

Invesco Municipal Income Fund Class Y — Dividend — Sold (part)

Invesco Municipal Income Fund Class Y — Buy (add'l)

Natixis Mcdonnell Intermediate Municipal Bond Fund Class Y — Dividend — Sold

Vanguard Shorti-term Tax-exempt Fund Admiral — Dividend — Buy (add'l)

Vanguard Shorti-term Tax-exempt Fund Admiral — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Value ETF — Sold (part)

Oppenheimer Steelpath MLP Select 40 Fund Y (now Invesco Oppenheimer) — Dividend — Buy (add'l)

Western Asset Core Plus Bond Fund Class I — Dividend — Sold (part)

Western Asset Core Plus Bond Fund Class I — Sold (part)

Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)

Oppenheimer Steelpath MLP Select 40 Fund Y(Invesco Oppenheimer) — Dividend — Buy (add'l)

Oppenheimer Steelpath MLP Select 40 Fund Y(Invesco Oppenheimer) — Buy (add'l)

Western Asset Core Plus Bond Fund Class I — Dividend — Sold (part)

Western Asset Core Plus Bond Fund Class I — Sold (part)

IShares MSCI KLD 400 Social ETF — Dividend — Sold (part)

IShares MSCI KLD 400 Social ETF — Sold (part)

Invesco Global Clean Energy Portfolio ETF — Dividend — Sold (part)

Invesco Global Clean Energy Portfolio ETF — Sold (part)

Invesco Global Water Portfolio ETF — Dividend — Sold (part)

PAX Ellevate Global Women's Index Fund Class Institutional — Dividend — Buy (add'l)

PAX Ellevate Global Women's Index Fund Class Institutional — Sold (part)

PAX Global Environmental Markets Fund Class Instl — Dividend — Sold (part)

PAX Global Environmental Markets Fund Class Instl — Sold (part)

Calvert Bond Fund Class I — Dividend — Buy (add'l)

Calvert Bond Fund Class I — Sold (part)

Dreyfus Equity Income Fund Class I (now BNY Mellon) — Dividend — Buy (add'l)

Dreyfus Equity Income Fund Class I (now BNY Mellon) — Buy (add'l)

Dreyfus Int'l Bond Fund Class I (now BNY Mellon) — Dividend — Buy (add'l)

Dreyfus Int'l Bond Fund Class I (now BNY Mellon) — Buy (add'l)

PGIM Global Total Return Class Z — Dividend — Buy (add'l)

PGIM Global Total Return Class Z — Buy (add'l)

PIMPCO Income Fund Class I2 — Dividend — Buy (add'l)

PIMPCO Income Fund Class I2 — Buy (add'l)

UBS Select Prime Investor Fund — Dividend — Sold

Dreyfus Equity Income Fund Class I (now BNY Mellon) — Dividend — Buy (add'l)

Dreyfus Equity Income Fund Class I (now BNY Mellon) — Buy (add'l)

Dreyfus Internationall Bond Fund Class I (BNY Mellon) — Dividend — Buy (add'l)

Dreyfus Internationall Bond Fund Class I (BNY Mellon) — Buy (add'l)

PGIM Global Total Return Class Z — Dividend — Buy (add'l)

PGIM Global Total Return Class Z — Sold (part)

UBS Select Prime Investor Fund — Dividend — Sold

Calvert Green Bond Fund Class I — Dividend — Sold (part)

Calvert Green Bond Fund Class I — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Sold (part)

Columbia Dividend Income Fund Class Institutional — Sold (part)

Delaware Smal Cap Core I — Dividend — Buy (add'l)

Delaware Smal Cap Core I — Sold

Dreyfus Equity Income Fund Class I (now BNY Mellon) — Dividend — Buy (add'l)

Dreyfus Equity Income Fund Class I (now BNY Mellon) — Sold (part)

Dreyfus Equity Income Fund Class I (now BNY Mellon) — Sold (part)

Natixis Oakmark International Fund Class Y — Dividend — Sold

Vanguard FTSE All World EX-US ETF — Dividend — Sold (part)

Vanguard FTSE All World EX-US ETF — Sold (part)

Vanguard FTSE All World EX-US ETF — Sold (part)

Vanguard S&P 500 Growth ETF — Dividend — Sold (part)

Vanguard S&P 500 Growth ETF — Sold (part)

Vanguard S&P 500 Growth ETF — Sold (part)

Vanguard S&P 500 Value ETF — Dividend — Sold (part)

Vanguard S&P 500 Value ETF — Sold (part)

Vanguard S&P Mid-Cap 400 ETF — Dividend — Sold (part)

Vanguard S&P Mid-Cap 400 ETF — Sold

Pioneer Pioneer Fundamental Growth Fund Class Y FBOID — Dividend — Sold (part)

Pioneer Pioneer Fundamental Growth Fund Class Y FBOID — Sold (part)

Pioneer Pioneer Fundamental Growth Fund Class Y FBOID — Sold (part)

T Rowe Price Blue Chip Growth Fund Inc. — Dividend — Sold (part)

T Rowe Price Blue Chip Growth Fund Inc. — Sold

Principal Gobal Diversified Income Fund Class I — Dividend — Sold (part)

Principal Gobal Diversified Income Fund Class I — Buy (add'l)

Principal Gobal Diversified Income Fund Class I — Sold (part)

Calvert Equity Fund Class C — Interest — Buy

FIMM Money Market Part Fund INST Class M/M Cash equivalent — Interest — Buy

Loomis Sayles Intermediate Municipal Bond Fund Cl. Y — Interest — Buy — see note 2

MFS Intl Diversification FD CLI — Interest — Buy

MFS Intl Diversification FD CLI — Buy (add'l)

PIMCO Short-term Fund Class I2 — Interest — Buy

PIMCO Short-term Fund Class I2 — Buy (add'l)

PIMCO Short Asset Investment Fund Class I2 — Interest — Buy

MFS International Diversification FD CLI — Interest — Buy

PIMCO Short-term Fund Class I2 — Interest — Buy

PIMCO Short-term Fund Class I2 — Buy (add'l)

Neuberger Berman Sustainable Equity Fund INST Class — Interest — Buy

TIAA-CREF Social Choice Bond Fund Class ADV — Interest — Buy

TIAA-CREF Social Choice Bond Fund Class ADV — Sold (part)

Wisdomtree US Small Cap Divident Fund ETF — Dividend — Buy

Wisdomtree US Small Cap Divident Fund ETF — Sold (part)

Invesco Oppenheimer Steelpath MLP Select 40 — Interest — Buy

Invesco Oppenheimer Steelpath MLP Select 40 — Sold (part)

MFS International Diversification FD CLI — Interest — Buy

MFS International Diversification FD CLI — Sold (part)

MFS International Diversification FD CLI — Sold (part)

Aberdeen Short Duration High Yield Municipal Fund Institutional Class — Interest — Buy

Aberdeen Short Duration High Yield Municipal Fund Institutional Class — Buy (add'l)

Aberdeen Short Duration High Yield Municipal Fund Institutional Class — Sold (part)

Aberdeen Ultra Short Municipal Income Fund Institutional Class — Interest — Buy

Aberdeen Ultra Short Municipal Income Fund Institutional Class — Buy (add'l)

Aberdeen Ultra Short Municipal Income Fund Institutional Class — Sold (part)

Mainstay Mackay High Yield Municipal Bond Fund Class I — Interest — Buy

Mainstay Mackay High Yield Municipal Bond Fund Class I — Buy (add'l)

Mainstay Mackay High Yield Municipal Bond Fund Class I — Sold (part)

The Hartford Municipal Opportunities Fund Class I — Interest — Buy

The Hartford Municipal Opportunities Fund Class I — Buy (add'l)

The Hartford Municipal Opportunities Fund Class I — Sold (part)

Western Asset Managed Municipals Fund Class I — Interest — Buy

Western Asset Managed Municipals Fund Class I — Buy (add'l)

Western Asset Managed Municipals Fund Class I — Sold (part)

Mainstay Mackay Tax Free Bond Fund Class I — Interest — Buy

Mainstay Mackay Tax Free Bond Fund Class I — Buy (add'l)

Mainstay Mackay Tax Free Bond Fund Class I — Sold (part)

Mainstay Mackay Tax Free Bond Fund Class I — Sold

Loomis Sayles Strategic Income Fund Class Y — Interest — Buy

Loomis Sayles Strategic Income Fund Class Y — Sold (part)

Loomis Sayles Strategic Income Fund Class Y — Sold

Invesco Global Clean Energy ETF — Interest — Buy

Invesco Global Clean Energy ETF — Buy (add'l)

Invesco Global Water ETF — Interest — Buy

Invesco Global Water ETF — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Interest — Buy

IShares MSCI KLD 400 Social ETF — Buy (add'l)

Neuberger Berman Sustainable Equity Fund Institutional Class — Interest — Buy

Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)

PAX Global Environmental Markets Fund Class Institutional — Interest — Buy

PAX Global Environmental Markets Fund Class Institutional — Buy (add'l)

PAXEllevate Global Women's Leadership Fund Institutional — Interest — Buy

PAXEllevate Global Women's Leadership Fund Institutional — Buy (add'l)

Calvert Green Bond Fund Class I — Interest — Buy

Calvert Green Bond Fund Class I — Buy (add'l)

Calvert Bond Fund Class I — Interest — Buy

Calvert Bond Fund Class I — Buy (add'l)

TIAA-CREF Social Choice Bond Fund Class ADV — Interest — Buy

TIAA-CREF Social Choice Bond Fund Class ADV — Buy (add'l)

Fellow, Massachusetts Bar Foundation

Trustee, Union College, Schenectady, NY

Fellow, American Bar Association

Spouse's income — 2019 — Goulston & Storrs - lawyer

If the same asset is listed multiple times, it is because it is held in several accounts.

Note 1 - in the 2018 report I inadvertently switched the amounts in the accounts listed in lines 14 and 18.

Note 2 - this asset was inadvertently omitted