Gregory R. Schaaf

Republic Bank, Cash Account — Int./Div.

Metropolitan Tower Life Insurance Company(whole life) — None

(H)Retirement Account - No. 1 (risk based)

Federated Treasury Obligations Fund (Note 1) — Dividend — Closed

FDN — None — Buy (add'l)

QTEC — Dividend — Buy (add'l)

First Trsut Auto'd Quantitative AQA Ser 14 — Dividend — Matured

First Trust Trust Series 15 (FT Div Inc Trust Series 15 Fee Reimb.) — Dividend

FXL — Dividend — Buy (add'l)

FXH — None — Sold

FBT — None — Buy (add'l)

FBT — Sold

First Trust Target Glbal Dvd Leaders 1Q 18 Term Fee Reinv — Dividend — Matured

First Trust High Quality Dvd 1Q 18 Fee Reinv — Dividend — Matured

First Trust Portfolio LP AQA Large Cap Portfolio Series Fee Reinvest — Dividend

First Trust Sabrient Bakers Dozen Portfolio May 2018 Fee R — Dividend — Matured

FXO — Dividend — Buy

FXU — Dividend — Buy

FXU — Buy (add'l)

VOO — Dividend — Buy

First Trust High Qlty Divid 2Q19 — Dividend — Buy

First Trust High Qlty Divid 2Q19 — Sold (part)

First Trust Tgt Glbl Ldrs 2Q19 — Dividend — Buy

First Trust Tgt Glbl Ldrs 2Q19 — Sold (part)

First Truste Automated Quant Anlys 18 — Dividend — Buy

First Trust Automated Quan Anlys 19 — Dividend — Buy

CitiBank (temporary sweep account) (Note 1) — Interest — Open

[(H)End Retirement Account - No. 1]

(H)Investement Account - No. 1

CSCO — Dividend

FDN — None

QTEC — Dividend

FXL — Dividend

FXH — None — Sold

FBT — None — Sold

FXO — Dividend — Buy

FXU — Dividend — Buy

Standard Bank (temporary account) — Interest

[(H)End Investment Account - No. 1]

(H)Retirement Account - No. 2

TIAA Trad'l — Interest

T-C Lfcyle Idx Rtmt [Note 3] — Dividend — Buy

[(H)End Retirement Account - No. 2]

(H)Investment Account - No. 2

VFIAX — Dividend — Sold (part)

VFIAX — Sold (part)

VEXAX — Dividend

ARKK — Dividend

FVD — Dividend — Sold (part)

FXH — None — Sold

FBT — None — Sold

FTCS — Dividend

FDN — None — Sold

FXO — Int./Div. — Sold

QTEC — Dividend — Sold

RDVY — Dividend

FXL — Dividend — Sold

SPLV — Dividend

IJR — None — Sold

IHI — None — Sold (part)

XAR — Dividend

BIICX — Dividend

SBLYX — Dividend — Buy (add'l)

HLIEX — Dividend — Sold (part)

JNBAX (Note 2) — Dividend — Merged (with line 90)

JSOSX — Dividend

JVASX — Dividend — Sold (part)

JVASX — Sold (part)

GLIFX — Dividend

MFAIX — Dividend

PXWIX — Dividend — Buy (add'l)

PRJZX — None

PDBZX — Dividend

TRBCX — Dividend

PKSFX — Dividend

WACPX — Dividend

LMGNX — Dividend — Buy

LVHD — Dividend — Buy

LVHD — Buy (add'l)

SKYY — None — Buy

SKYY — Buy (add'l)

FV — Dividend — Buy

FRI — Dividend — Buy

CIBR — Dividend — Buy

CIBR — Buy (add'l)

JHMM — Dividend — Buy

JHMM — Buy (add'l)

JHMM — Buy (add'l)

JBNSX (Note 2) — Dividend — Buy

FXU — Dividend — Buy

FXU — Sold

Morgan Stanley Private Bank NA (temp. sweep acct) (Note 3) — Interest

[(H)End Investment Account - No. 2]

Community Trust Bank — Interest

(H)Investment Account - No. 3 (Note 3)

Oppenhiemer Steelpath MLP Income Fund A (MLPDX) — Dividend

Oppenheimer Global Opportunities Fund Class A (OPGIX) (Note 3) — None — Buy

[(H)End Investment Account - No. 3]

PNC Bank — Interest

Metropolitan Tower Life Insurance Company (Whole Life) — None

(H) Investement Account - No. 4 (Note 4) (X)

VWEHZ (X) — Dividend

VTTVX (X) — Dividend

VBLTX (Note 5) (X) — Dividend — Merged (with line 106)

VBLAX (Note 5) — Dividend — Buy

[(H) End Investment Account - No. 4]

Reimbursement — American Bankruptcy Institute — 0819-21, 2019 — Cincinnati, Ohio — Speaking Engagement MRBS Conference — Hotel; transportation

Reimbursement — American Bankruptcy Institute — 07/18-21, 2019 — Amelia Island, Florida — Speaking Engagement Southeast Conference — Hotel; transportation

Spouse's income — 2019 — Transylvania University, Lexington, KY; salary

Note 1: Part VII, Lines 4 and 27: These are the periodic sweep accounts that holds funds between trades. The brokerage firm changed its cash sweep program.

Note 2: Part VII, Lines 66 and 90: There was a class exchange, JNBAX to JNBSX.

Note 3: Part VII, Lines 96-99: The monthly dividends from MLPDX are reinvested monthly in OPGIX. The amounts are $161.28 each month beginning January.

Based on the small amount each month and consistent with the prior year, I aggregated on an annual basis. There are no dividends for the reinvestment account.

Note 4: Part VII, Lines 102-105: I inadvertantly omitted this on my last report. The three positions were all acquired on February 15, 2018. The value of each

position on 12/31/18 was J, less than $15,000, based on the market. The dividends for each in 2018 was A, less than $1,000.

Note 4: Part VII, Lines 105 and 106: There was a class exchange VBLTX to VBLAX.