Sanket J. Bulsara

WELLS FARGO MONEY MARKET (CASH ACCOUNT) — Interest

LEDYARD NATIONAL BANK (CASH) — Interest

CITIBANK, N.A. (CASH) — Interest

GUARDIAN LIFE INSURANCE WHOLE LIFE POLICY — Dividend

45 GRAND ST FAMILY LLC — Rent

IRA #1 (H)

ALPHABET INC. CLASS A (GOOGL) — None

ALPHABET INC. CLASS C (GOOG) — None

TIAA CREF HIGH YIELD FD RETAIL (TIYRX) — Dividend

AMANA GROWTH FUND INV (AMAGX) — Dividend

HANCOCK HORIZON BURKENROAD SM CAP INV (HHBUX) — Dividend

LAZARD INTL STRATEGIC EQUITY OPEN SHARES (LISOX) — Dividend

SCHWAB S&P 500 INDEX FD (SWPPX) — Dividend

SCHWAB 1000 INDEX FUND (SNXFX) — Dividend

IRA #2 (H)

SCHWAB TARGET 2040 FUND (SWERX) — Int./Div.

BROKERAGE #1 (H)

CHARLES SCHWAB DEPOSIT ACCOUNTS (CASH) — Interest

COMCAST CORP (CMCSA) (Y)

CHARLES SCHWAB US REIT ETF (SCHH) — Dividend

ISHARES CORE MSCI EMERGING ETF (IEMG) — Dividend

ISHARES GOLD ETF (IAU) — None

POWERSHARES QQQ TRUST SRS 1 ETF IV (QQQ) — Dividend

PWRSHS FTSE RAFI US 1500 SML MID ETF (PRFZ) — Dividend

SCHWAB FUNDA EMG MKTS LARGE ETF IV (FNDE) — Dividend

SCHWAB FUNDAMENTAL INL LARGE COM ETF (FNDF) — Dividend

SCHWAB FUNDAMENTAL INTL SMALL COM ETF (FNDC) — Dividend

SCHWAB FUNDAMENTAL US LARGE ETF IV (FNDX) — Dividend

SCHWAB INTERNATNAL SMALL CAP EQY ETF (SCHC) — Dividend

SPDR BLMBRG BRCLY HGH YLD BND ETF (JNK) — Dividend

SPDR NUVEEN BLMBRG BARCLAYS MUN BD ETF (TFI) — Dividend

VANGUARD EMERGING MKT GOV BND ETF DV (VWOB) — Dividend

VANGUARD FTSE DEVELOPED MARKETS ETF (VEA) — Dividend

VANGUARD GLBAL EX US REAL EST ETF IV (VNQI) — Dividend

VANGUARD S&P 500 ETF (VOO) — Dividend

VANGUARD SMALL CAP ETF (VB) — Dividend

VANGUARD TOTAL INTERNATL BND ETF DV (BNDX) — Dividend

WISDOMTREE EUROPE SMLCP DIVIDEND ETF (DFE) — Dividend

BAIRD CORE PLUS BD INV (BCOSX) — Dividend

BMO TCH CORPORATE INCOME FD CL Y (MCIYX) — Dividend

LORD ABBETT INCOME FD CL A (LAGVX) — Dividend

METROPOLITAN WEST TOTAL RETURN BOND M (MWTRX) — Dividend

PIMCO FOREIGN BD USD HEDGED CL D (PFODX) — Dividend

PIMCO INCM CL D (PONDX) — Dividend

SCHWAB GNMA FUND (SWGSX) — Dividend — Sold

WESTERN ASSET CORE BD FD (WATFX) — Dividend

ALGER SPECTRA FUND CL A (SPECX) — Dividend

FMI INTL FD (FMIJX) — Dividend

GLENMEDE LARGE CAP GROWTH (GTLLX) — Dividend

HANCOCK HORIZON BURKENROAD SM CAP INV (HHBUX) — Dividend

JANUS HENDERSON (FORMERLY PERKINS) SMALL CAP VALUE T (JSCVX) — Dividend

JPMORGAN EQUITY INCOME (OIEIX) — Dividend

LAZARD INTL STRATEGIC EQUITY OPEN SHARES (LISOX) — Dividend

MATTHEWS CHINA DIVIDEND FD INV (MCDFX) — Dividend

NORTHERN SMALL CAP CORE FUND (NSGRX) — Dividend

OBERWEIS INTL OPPTY FD (OBIOX) — Dividend

PARNASSUS CORE EQTY FD INV (PRBLX) — Dividend

SCHWAB FUNDAMENTAL US LARGE CO INDEX (SFLNX) — None

SCHWAB INTL CORE EQUITY (SICNX) — Dividend

SCHWAB S&P 500 INDEX FD (SWPPX) — Dividend

SCHWAB SMALL CAP INDEX FUND (SWSSX) — Dividend

SCHWAB TOTAL STOCK MKT INDEX (SWTSX) — Dividend

SEAFARER OVERSEAS GWTH & INCM FD INV (SFGIX) — Dividend

THIRD AVENUE REAL ESTATE VALUE FD INV (TVRVX) — Dividend

VIRTUS CEREDEX MID CAP VALUE EQ I (SMVTX) — Dividend

WASATCH CORE GROWTH FD INV (WGROX) — Dividend

WELLS FARGO DISCOVERY FD A (WFDAX) — Dividend

RETIREMENT PLAN #1 (H)

TIAA TRADITIONAL — Interest

CREF STOCK R3 — None

CREF GLOBAL EQUITIES R3 — None

TIAA ACC INTL EQ T1 — None

TIAA ACC S&P 500 IX T1 — None

TIAA ACC LG-CAP VAL IX T1 — None

TIAA ACC SM-CAP BL IX T1 — None

TIAA REAL ESTATE — None

CREF BOND MARKET R3 — None

TIAA ACC LIFECYCLE 2040 T1 — None

TIAA ACC LIFECYCLE 2050 T1 — None

RETIREMENT PLAN #2 (H)

CREF STOCK R3 — None

CREF GROWTH R3 — None

CREF EQUITY INDEX R3 — None

CREF GLOBAL EQUITIES R3 — None

TIAA ACC INTL EQ T1 — None

TIAA ACC MD-CAP GR T1 — None

TIAA ACC S&P 500 IX T1 — None

TIAA REAL ESTATE — None

CREF BOND MARKET R3 — None

TIAA ACC LIFECYCLE 2040 T1 — None

RETIREMENT PLAN #3 (H)

T-C LIFECYCLE 2040-INST — Int./Div.

RETIREMENT PLAN #4 (H)

CREF STOCK R2 — None

CREF GROWTH R2 — None

CREF GLOBAL EQUITIES R2 — None

T-C LIFECYCLE 2040-INST — Int./Div.

RETIREMENT PLAN #5 (H)

SSGA CASH SERIES U.S. GOVERNMENT FUND CLASS C — Interest — Sold

NYL INSURANCE ANCHOR IV — None — Buy

FRANKLIN TEMPLETON EMERGING MARKETS DEBT OPPORTUNITIES FUND — Dividend

LOOMIS SAYLES GLOBAL BOND FUND INSTITUTIONAL CLASS — Interest

JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS R5 — Interest

VANGUARD TARGET RETIREMENT 2040 FUND — Interest — Buy

AMERICAN CENTURY MID CAP VALUE FUND INSTITUTIONAL CLASS — Interest

OAKMARK EQUITY AND INCOME FUND CLASS I — None — Sold

MFS VALUE FUND CLASS R3 — Interest

INVESCO EQUITY & INCOME FUND — Dividend — Buy

ALLIANZGI MICRO CAP FUND INSTITUTIONAL CALSS — None — Sold

LOOMIS SAYLES GROWTH FUND CLASS A — Dividend

AMG MANAGERS (FORMERLY ASTON) SILVERCREST SMALL CAP FUND CLASS I — None — Sold

THE HARTFORD MIDCAP FUND CLASS Y — Dividend

IVY SMALL CAP GROWTH FUND — Dividend — Buy

VICTORY GLOBAL NATURAL RESOURCES FUND CLASS A — None — Sold

T. ROWE PRICE REAL ESTATE FUND — Interest

VANGUARD TAX-MANAGED SC ADM SH — Dividend — Buy

ACADIAN EMERGING MKTS FUND INVESTOR CLASS — Dividend — Buy

OAKMARK INTERNATIONAL FUND INVESTOR CLASS — Dividend — Buy

ABERDEEN EMERGING MARKETS FUND INSTITUTIONAL CLASS — None — Sold

CAUSEWAY INTERNATIONAL VALUE FUND INSTITUTIONAL CLASS — None — Sold

Agreement — 2012 — Self-directed retirement account with WILMERHALE (former law firm)

Spouse's income — 2018 — SUNY Stonybrook (salary)

Part II: Reportable holdings of this account are included in Part VII.

Part VII, line 5, Column C(2): The estimated value of this investment is determined by the LLC based upon the market value of its holdings (rental real estate);

a more precise valuation method is not available.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.