Thomas L. Ambro

M&T Bank Account — None

M&T Bank Account — None

Trust Account #6 (H)

Harris Assoc Oakmark I — Dividend — Sold (part)

Harris Assoc Oakmark I — Sold (part)

Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest

IRA Account #2 (H)

Fairholme Fund — Dividend

Dodge & Cox Intl Stock FD — Dividend

Federated Strategic Value Dividend FD — Dividend

Natixis FDS TR I Oakmark Intl FD — Dividend

Brandes Invt TR Instl Emerging Mkts FD — Dividend

Matthews Asia Dividend FD — Dividend

Primecap Odyssey FDS Aggressive Growth FD — Dividend

Pimco Equity SER — Dividend

Neuberger Berman Alternative FDS — Dividend — Sold (part)

Primecap Odyssey Growth — Dividend

Virtus Emerging Markets Opportunities Fund — Dividend

JP Morgan TR I Strategic Income Opportunity — Dividend

Dodge & Cox Stock FD — Dividend

Dodge & Cox Income FD — Dividend

Doubleline FDS TR Total Return BD FD — Dividend

Harris Assoc Invt TR Oakmark Global Select FD — Dividend

Federated Equity FDS Intl Strategic Value Div FD — Dividend

Saratoga Advantage TR James Alpha Glbl Real Estate Invst — Dividend

T Rowe Price New Era Fund — Dividend

Steelpath MLP FDS TR Oppenheimer — Dividend

Artisan Partners FDS Inc Global Value FD Adv — Dividend

Guggenheim FDS TR Macro Opportunities FD Instl CL — Dividend

Kinetics MUT FDS INC Paradigm Fund Instl CL — Dividend

Kinetics MUT FDS Inc Small Cap Opportunities FD Instl CL — None

Pimco Low Duration Income Fund — Dividend

Pimco FDS Income FD Instl CL — Dividend

Trust for Advised port Miller Opportunity TR — None

Artisan Intl Small Cap Fund Investor Series — Dividend

Brown Cap Mgmt Small Co FD Instl CL — Dividend

Devon Energy Corp — Dividend

Exxon Mobil Corp — Dividend

Fairholme FDS In Fosused Income Fund — Dividend — Sold (part)

Oakmark International Small Cap FD Advisor CL — Dividend

Knot Offshore Partners LP — Dividend

Marine Harvest Asaspon Adr — Dividend

Matthews Intl FD Asian Growth & Income FD — Dividend

Miller Invt Trust Convertible BD FD — Dividend — Sold (part)

Miller Invt Trust Convertible BD FD — Sold (part)

Miller Invt Trust Convertible BD FD — Sold (part)

Professionally Managed Portfolio CL Instl Hodges Small Cap — Dividend

Rex Energy Corp — None — Closed

Sunoco LP — Distribution

Vanguard Specialized Energy FD Admiral Shares — Dividend

American Midstream Partners LP — Dividend — Buy

Buckeye Partners LP — Distribution — Buy

Crossamerica Partners LP — Distribution — Buy

Enbridge Energy Partners LP — Distribution — Buy

Enbridge Energy Partners LP — Merged (with line 56)

Enbridge Inc — Dividend — Buy

Enbridge Inc — Buy (add'l)

Enbridge Inc — Buy (add'l)

Golar LNG LTD — Dividend — Buy

Hoegh LNG Partners LP — Dividend — Buy

Hoegh LNG Partners LP — Buy (add'l)

Alger Funds Small Cap Focus FD — Dividend — Buy

Matthews Asia Funds Innovators Fund Investor CL IV — Dividend — Buy

Oppenheimer Emerging Markets Local Debt Fund — Dividend — Buy

Vanguard World FD Intl Growth FD — Dividend — Buy

Wasatch Advisors FDS Core Growth FD — Dividend — Buy

Ensco Plc — Dividend — Buy

Ensco Plc — Distributed

Transocean LTD — None — Buy

Transocean LTD — Distributed

General Electric Company — Dividend — Buy

General Electric Company — Sold

Trust Account #12 (H)

Fairholme Fund — Dividend — Sold (part)

Fairholme Fund — Sold (part)

Fairholme Fund — Sold

Dodge & Cox Intl Stock FD — Dividend

Matthews Asia Dividend FD — Dividend

Primecap Odyssey FDS Aggressive Growth FD — Dividend

Dodge & Cox Stock Fund — Dividend

Wells Fargo Bank, N.A.Bank Deposit Sweep — Interest

Saratoga Advantage TR James Alpha Glbl Real Estate — Dividend

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Dividend — Sold (part)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

American Funds Developing World Growth & Income FD — Dividend

Artisan Intl Small Cap Fund Investor Series — None — Sold

Oakmark Global Select Fund Advisor Class — Dividend

Oakmark International Small Cap FD Advisor CL — Dividend

Matthews Intl FD Asain Growth & Income FD — Dividend

Nuveen Muni TR HIgh Yield Mun BD FD — Dividend — Sold (part)

Nuveen Muni TR HIgh Yield Mun BD FD — Sold (part)

Nuveen Muni TR HIgh Yield Mun BD FD — Sold (part)

Virtus Funds Vontobel Emerging Mkts Opportunities FD — Dividend

Ensco Plc — Dividend — Buy (add'l)

Brown Cap Mgmt Mut FDS Brown Cap Mgmt Small Co FD — Dividend

BHP Billiton LTF Spon Adr — Dividend

Cabot Oil & Gas — Dividend

Enbridge Inc — Dividend — Buy (add'l)

Enterprise Products Partners — None

Energy Trsnsfer Partners — None

Johnson & Johnson — Dividend

Medley Capital Corp — Dividend

Microsoft Corp — Dividend — Sold (part)

National Oil Well Varco Inc — Dividend

Natixis FDS TR II Vaughan Nelson Select FD CL Y — Dividend — Sold (part)

Natixis Fund Trust II Vaughan Nelson Value Class Y — Dividend

Plains GP Holdings LP — Dividend — Sold

Range Resources — Dividend

Rex Energy — None — Sold

Rio Tinto Plc Spon Adr — Dividend

South32 LTD Spon — Dividend

Southwestern Energy Co — None — Buy (add'l)

Southwestern Energy Co — Sold (part)

Southwestern Energy Co — Buy (add'l)

USA Compression Partners LP Com — None

Vanguard Funds Dividend Growth Fund Investor Class — Dividend

Vanguard Sprcialized Portfolios Energy Port Investor Class — Dividend — Sold (part)

Weatherford International PLC WFT — None

WSFS Financial Corp — Dividend

T Rowe Price New Era fund — None — Buy

T Rowe Price New Era fund — Sold

Steelpath MLP FDS TR Oppnheimer — Dividend — Buy

Buckeye Partners LP Unit LTD Partnersihp — None — Buy

Voya CBRE Global Infrastructure FD CL I — Dividend — Buy

Springside, LLC (2000 - $300,000, 2012- $20,123) — Rent

Trust #16 (H)

Apollo Investment Corp — Dividend

Blackrock Kelso Capital Corp — Dividend

Medley Capital Corp — Dividend

Wells Fargo Bank, N.A.Bank Deposit Sweep — None

Golub Cap BDC Inc — Dividend

TPG Specialty Lending Inc — Dividend

PCM Family LLC — Dividend

The Sequoia Fund — Dividend — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

Trust #18 (H)

Wells Fargo Bank, N.A.Bank Deposit Sweep — Interest

West Wilson Util Dist TN WTR WKS Rev — Interest

Montana ST BRD Regents High Ed Rev — Interest

Ocean Cnty NJ RFDG SER A G/O Unl TD — Interest

Port Seattle WA REV RFDG Inter Ser a — Interest

Metropolitan Transn Auth NY Rev — Interest

New York NY City Transtnl FIn Auth Bldg Aid Rev — Interest — Redeemed

New Mexico Fin Auth Rev SR Lien Pub Proj Rvlvng FD Ser C — Interest

New York ST Envmntl Facs Corp Rev ST Ser D — Interest

Central Puget Sound WA Regl Tran Auth Sales & Use Tax Rev — Interest

New York ST Dorm Uth Revs Non ST Supported Debt CPN — Interest

USF Fing Corp FL CTF Partn Rfdg Mstr Lse PG Ser — Interest

Hawaii St Unrefunded Balance Rfdg Ser Ed — Interest

Athens Clarke Cnty GA Uni Govt Dev Auth Rev Rfdg Univ GA — Interest — Sold

Harris Cnty TX Cultural Ed Facs Fin Corp Med FA CS Rev — Interest

Hays Cnty TX LTD Tax G/O — Interest — Sold

Salt Riv Proj Agric Impt & PWR Dist AZ Elec SY S Rev BD — Interest

Huntsville AL GO WTS 2018 A G/O — None — Buy

Jefferson Cnty Co Sch Dist R G/O — None — Buy

York County PA GO RFDG BDS 2017 G/ O — Interest — Buy

Westfield IN High Sch 1995 Building Corp Unltd — None — Buy

Trust #19 (H)

Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest

iShares Russell 1000 Value FD — None — Sold

iShares Core S&P 500 Index FD — Dividend — Sold (part)

Vanguard FTSE Developed Markets ETF — Dividend — Buy (add'l)

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Dividend — Buy (add'l)

Vanguard Mid Cap — Dividend — Sold (part)

Vanguard REIT — Dividend — Buy (add'l)

Vanguard Small Cap Value VBR — Dividend — Buy (add'l)

Vanguard Small Cap VB — Dividend — Sold (part)

Vanguard Total Bond Market BND — Dividend — Buy (add'l)

Vanguard Total Stock Market ETF — Dividend — Buy (add'l)

Vanguard Mid-Cap Value ETF Index Fund — Dividend — Buy

Vanguard Value ETF — Dividend — Buy

IRA #6 (H)

Invesco Global Real Estate — Dividend — Sold

DWS Enhanced Commdty Strat Fund — Dividend

Columbia Select Large Cap Growth Fund CL Z — Dividend — Sold (part)

Columbia Select Large Cap Growth Fund CL Z — Sold (part)

Columbia Select Large Cap Growth Fund CL Z — Sold (part)

Eaton Vance Mutual FDS Trust Global Macro Abslt Return Advtg FD — Dividend — Buy (add'l)

Eaton Vance Mutual FDS Trust Global Macro Abslt Return Advtg FD — Distributed (part)

John Hancock FDS II Global Absolute Return Strategies FD CL I — Dividend — Buy (add'l)

John Hancock FDS II Global Absolute Return Strategies FD CL I — Distributed (part)

Hotchkis & Wiley FDS Mid Cap Value FD CL I — Dividend

John Hancock Funds II Absolute Return Currency FD CL I — None — Buy (add'l)

John Hancock Funds II Absolute Return Currency FD CL I — Distributed (part)

MFS Ser TR I Value FD — Dividend

MFS Ser TR X Emerging Mkts Debt FD CL I — Dividend — Buy (add'l)

MFS Ser TR X Emerging Mkts Debt FD CL I — Distributed (part)

JP Morgan TR I US Large Cap Core Plus FD SEL CL — Dividend — Sold (part)

Neuberger Berman Alternative FDs Long Short FD Instl CL — Dividend

American Europacific Growth FU CL F2 — Dividend

Oppenheimer Dev Mkts CL Y — Dividend

Oppenheimer Intl BD FD CL Y — Dividend

Principal FDS Inc High Yield FD Instl CL — Dividend — Buy (add'l)

Principal FDS Inc High Yield FD Instl CL — Distributed (part)

Victory Sycamore Small Co Oppty FD CL I — Dividend

AQR FDS Managed Futures Strategy FL CL I — None

Principal FDS Inc Global Multi Strategy FD Instl CL — Dividend

Wells Fargo Funds TR Special Mid Cap Value FD CL I — Dividend

American Century Invt TR Diversified BD FD — Dividend — Buy (add'l)

American Century Invt TR Diversified BD FD — Buy (add'l)

American Century Invt TR Diversified BD FD — Distributed (part)

American Century Invt TR Diversified BD FD — Distributed (part)

Brown Advisory FDS Small Cap Growth FD — Dividend — Buy (add'l)

Brown Advisory FDS Small Cap Growth FD — Distributed (part)

MFS Series TR XII Global Real Estate Fund — Dividend — Buy

Roth IRA #1 (H)

Ensco PLC Class 1 — Dividend — Open

Transocean LTD — None — Open

Roth IRA #2 (H)

Exxon Mobil Corp — Dividend — Buy

Brown Advisory FDS Adisory Small Cap Growth FD — Dividend — Open

MFS SER TR X Emerging MKTS Debt FD CL1 — Dividend — Open

American Century Invt Diversified BD FD — Dividend — Open

American Century Invt Diversified BD FD — Sold

Eaton Vance Mutual FD TR Global Macro Abslt Return — None — Open

Eaton Vance Mutual FD TR Global Macro Abslt Return — Sold

John Hancock FDS II Global Absolute Return Strategies — None — Open

John Hancock FDS II Global Absolute Return Strategies — Sold

John Hancock FDS II Absolute Return Currency FD CL I — None — Open

John Hancock FDS II Absolute Return Currency FD CL I — Sold

Principal FDS Inc High Yield FD Instl CL — Dividend — Open

Principal FDS Inc High Yield FD Instl CL — Sold

Trustee, Thomas L. Ambro Revocable Trust

Member (Emeritus), Georgetown University Alumni Admissions Program Board of Advisors

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Georgetown University Law Center Board of Visitors

Member, Board of Editors, Delaware Lawyer

Member, Advisory Board, Working Group on Legal Opinions Foundation

Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 139)

Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 139)

Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 139)

Reimbursement — Aspen Institute — July 20-22, 2018 — Queenstown, MD — The Justice and Society Program — Transportation, Lodging

Reimbursement — Georgetown University — September 9-10, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 16-17, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 23-24 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 1-2, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 21-22, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 28-29, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 5, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 11-12, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 17-19, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 25-26, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 30, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 2-3, 2018 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 17-18, 2018 — Washington, DC — Teaching Class — Transportation

Income — 2018 — Georgetown University - teaching — $6,250.00

Asset listed in Part VII, Line 48 went bankrupt. No proceeds received.

Asset listed in Part VII, Lines 68 and 70 were transferred to Roth #1 reported on lines 231-232 as open.

Asset listed in Part VII, Line 139, has rental activity from property located near Newark, DE.

Asset listed in Part VII, Line 147, has rental activity from property located in New Castle County, DE.

Assets listed in Part VII, line 198 changed its name from Deutsche Secs TR Enhanced Commodity Strat FD Instl Class to DWS Enhanced Commdty Strat Fund.

Assets listed in Part VII, lines 203, 205, 208, 211, 218, 225, 226, 228 were transferred to Roth #2 and reported on lines 234-237 as open.