Nancy V. Alquist

PERSONALLY OWNED (HEADER)

M & T CHECKING — Interest

VANGUARD INSTITUTIONAL INDEX — Dividend

HARBOUR CAPITAL APPRECIATION — Dividend

SPOUSE OWNED (HEADER)

M & T CHECKING — Interest

BAIRD MONEY MARKET — Interest

IRA (HEADER)

ROYCE FUNDS PENNSYLVANIA RYPCX — None — Sold

BAIRD MONEY MARKET — Interest

LEGG MASON CAP [MILLER OPPTY] MANAGEMENT OPPORTUNITY LMOPX — Sold — SOLD PRIOR TO 2018

PRUDENTIAL INV. JENNISON EQUITY INCOME JEIBX — Int./Div. — Sold

PRUDENTIAL INV. JENNISON 20/20 FOCUS PTWBX — Int./Div. — Sold (part)

PRUDENTIAL INV. JENNISON 20/20 FOCUS PTWBX — Sold

PUTNAM CAPITAL SPECTRUM CL B PVSBX — Dividend — Sold

PRINCIPAL SMALL MID CAP DIVIDEND INCOME PMDAX — Dividend — Sold

MILLER INCOME OPPTY LMCIX — Int./Div. — Sold

FEDERATED INT LEADERS FGFAX — Dividend — Sold

HARTFORD GROWTH OPPTYS CL A HGOAX — Dividend — Sold

VISA INC CL A V — Dividend — Sold

HARTFORD BALANCED INCOME CL A HDLAX — Dividend — Sold

DAVIS GLOBAL CL A DGFAX — Dividend

FEDERATED KAUFMANN SMALL CAP CL A FKASX — Dividend

OPPENHEIMER GLOBAL OPPTYS CL A OPGIX — Dividend — Buy

OPPENHEIMER GLOBAL OPPTYS CL A OPGIX — Buy (add'l)

EDGEWOOD GROWTH INSTL CL REINVESTMENTS EGFIX — None — Buy

AMERICAN CENTURY EQUITY INCOME CL I — Interest — Buy

FMI LARGE CAP INSTL C; REINVESTMENTS FMIQX — Dividend — Buy

JOHN HANCOCK CLASSIC VALUE CL I — Dividend — Buy

HARBOR SMALL CAP VALUE INSTL CL REINVESTMENTS HASCX — Dividend — Buy

OAKMARK INTL INSTL CL REINVESTMENTS OANIX — Dividend — Buy

LOOMIS SAYLES GROWTH CL Y REINVESTMENTS LSGRX — Dividend — Buy

MFS INSTL INTL EQUITY REINVESTMENTS MIEIX — Dividend — Buy

PARNASSUS MID CAP INSTL CL REINVESTMENTS PFPMX — Dividend — Buy

PEAR TREE POLARIS FOREIGN VALUE INSTL CL REINVESTMENTS QFVIX — Dividend — Buy

T ROWE PRICE GROWTH STOCK INVESTOR CL PRGFX — Dividend — Buy

PRINCIPAL MID CAP INSTL CL REINVESTMENTS PCBIX — Dividend — Buy

STERLING CAPITAL MID VALUE INSTL CL REINVESTMENTS OVEIX — Dividend — Buy

VIRTUS KAR SMALL CAPM GROWTH CL I REINVESTMENTS — None — Buy

WELLS FARGO EMERGING MARKETS EQUITY INTL CL REINVESTMENTS EMGNX — Dividend — Buy

PRINCIPAL DIVERSIFIED REAL ASSET INSTL CL REINVESTMENTS PDRDX — Dividend — Buy

BAIRD SHORT TERM BOND INSTL CL REINVESTMENTS BSBIX — Dividend — Buy

BLACKROCK HIGH YIELD BOND INSTL CL REINVESTMENTS BHYIX — Dividend — Buy

BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL REINVESTMENTS BSIIX — Dividend — Buy

DODGE & COX INCOME REINVESTMENTS DODIX — Dividend — Buy

METROPOLITAN WEST TOTAL RETURN BOND CL I REINVESTMENTS MWTIX — Dividend — Buy

Reimbursement — FJC — March 14-16, 2018 — New Orleans, LA — NCBJ Mid-year meeting — Travel, lodging

Reimbursement — American Bankruptcy Institute — August 2-4, 2018 — Hershey, PA — Mid-Atlantic Bankruptcy Workshop — Mileage, lodging

Reimbursement — Commerce Dept; Commercial Law Development Program — September 23-29, 2018 — Casablanca, Morocco — Meeting/teaching/seminar — Travel, lodging

Reimbursement — Commerce Dept; Commercial Law Development Program — November 10-20, 2018 — Kabul, Afghanistan — Meeting/teaching/seminar — Travel, lodging

Reimbursement — SPOUSE - TRAVEL

Reimbursement — Saul Zaentz Charitable Foundation — January 8-10, 2018 — Berkeley, CA — Board Meeting — Travel, lodging

Reimbursement — George Mason University — January 25-28, 2018 — Key Largo, FL — Seminar — Travel, lodging

Reimbursement — Saul Zaentz Charitable Foundation — March 1-3, 2018 — Chicago, IL — Board Meeting — Travel, lodging

Reimbursement — Saul Zaentz Charitable Foundation — May 8-9, 2018 — Berkeley, CA — Board Meeting — Travel, lodging

Reimbursement — University of Pittsburgh — May 30 to June 1, 2018 — Pittsburgh, PA — Seminar — Travel, lodging

Reimbursement — Eastern District of Virginia - Inn of Court — June 7, 2018 — Alexandria, VA — Seminar — Travel