John R. Padova

Individual Holdings (H)

PNC BANK (cash) — Interest

Citizens Bank (cash) — Interest

USAA Bank (cash) — Interest

Boston Capital 17 — Distribution — Sold

Exelon (EXC) — Dividend

Boston Cap SER 15 — Distribution

Vanguard Bond Market — Dividend — Sold (part)

Vanguard 500 INDEX — Dividend — Sold (part)

Account #1 (H)

AllianceBernstein Multi Manager Alt Fnd (AB15670) — None

Account #2 (H)

Bernstein Div. Mun (SNDPX) — Dividend

AB Discovery Value (ABYSK) — Dividend

AB Discovery Growth (CHCYX) — Dividend

AB Small Cap Core Portfolio (SCRYX) — Dividend

Adobe Systems Inc (ADBE) (Y)

Alphabet Inc-Cl C (GOOG) — None

Altria Group Inc (MO) (Y)

American Electric Power (AEP) — Dividend

Anthem Inc (ANTM) — Dividend

Apple (AAPL) — Dividend

Automatic Data Processing Inc (ADP) — Dividend — Buy

Autozone Inc (AZO) — None

Bank of America (BAC) — Dividend

Berkshire Hathaway Inc (BRK.A) — None — Buy

Berkshire Hathaway Inc (BRK.A) — Buy (add'l)

Biogen (BIIB) (Y)

Boeing Co/The (BA) — Dividend

Booking Holdings Inc (BKNG) — None

Broadcom Inc (AVGO) — None — Buy

CBRE Group Inc (CBRE) — None

CDW Corp/DE (CDW) — Dividend

Chevron Corp (CVX) — Dividend — Sold (part)

Cisco Systems (CSCO) — Dividend

Citigroup Inc (C) (X) — Dividend

Cognizant Tech Solution (CTSH) (Y)

Comcast (CMCSA) — Dividend

Constellation Brands Inc A (STZ) (Y)

Costco Wholesale Corp (COST) — Dividend

CubeSmart (CUBE) (Y)

Delta Airlines Inc (DAL) — Dividend

Dollar General Corp (DG) — Dividend — Sold

Edwards Lifesciences (EW) — None

Electronic Arts (EA) (X) — None

Eli Lilly (LLY) (X) — None — Sold

EOG Resources Inc (EOG) — Dividend

Everest Re Group Ltd (RE) — Dividend

Exxon Mobil Corp (XOM) — Dividend — Sold

Facebook Inc-A (FB) — None

Fidelity National Information (FIS) — Dividend

FNF Group (FNF) — Dividend

Gilead Sciences (GILD) — Dividend

Goldman Sachs Group Inc (GS) — Dividend

Home Depot (HD) — Dividend

Honeywell International Inc (HON) — Dividend

HP Inc (HPQ) (X) — Dividend

Intel Corp (INTC) (Y)

Intuitive Surgical Inc (ISRG) (Y)

JP Morgan Chase & Co (JPM) — Dividend

LyondellBasell Industries (LYB) (X) — None — Sold

L3 Technologies, Inc (LLL) (Y)

Magna International Inc (MGA) — Dividend

Marathon Petroleum Corp (MPC) — Dividend

Mcdonald's Corp (MCD) (Y)

Medtronic PLC (MDT) — Dividend

Merck & Co. Inc (MRK) — Dividend

Microsoft Corp (MSFT) — Dividend

Mid-America Apartment Comm (MAA) — Dividend

National Oil Well Varco Inc (NOV) (Y)

Nike Inc. - Cl B (NKE) — Dividend

Nisource Inc (NI) (Y)

Norfolk Southern Corp (NSC) — Dividend

Northrop Grumman Corp (NSC) (Y)

Novo Nordisk (NVO) (X) — None

Oracle Corp (ORCL) — Dividend

Paypal Holdings (PYPL) (X) — None

Pepsico Inc (PEP) — Dividend

Pfizer PFE (PFE) — Dividend

Phillips 66 (PSX) — None — Buy

Procter & Gamble (PG) (X) — Dividend

Progressive Corp (PGR) — None — Buy

Raytheon Company (RTN) — Dividend

Regency Centers Corp (REG) (X) — Dividend

Regeneron Pharmaceuticals (REGN) — None — Buy

Reinsurance Group of America (RGA) — Dividend — Buy

Roche Holding Ltd (RHHBY) — None — Buy

Ross Stores Inc (ROST) — Dividend

Royal Dutch Shell PLC-ADR (RDS.A) — Dividend

S&P Global Inc (SPGI) — Dividend — Sold

Starbucks Corp (SBUX) — Dividend — Buy

Synchrony Financial (SYF) — Dividend

T-Mobile US Inc (TMUS) (Y)

Texas Instruments Inc (TXN) — Dividend

TJX Companies (TJX) — Dividend — Buy

Total System Services Inc (TSS) — Dividend

Ulta Beauty Inc (ULTA) (Y)

Unitedhealth Group Inc (UNH) — Dividend

US Foods Holding Corp (USFD) — None

Verizon Communications, Inc (VZ) — Dividend

Vertex Pharmaceuticals (VRTX) (X) — None

VISA Inc (V) — Dividend

VMware Inc (VMW) — None — Buy

Wal-Mart Stores Inc (WMT) — Dividend

Walt Disney (DIS) — Dividend

Wells Fargo (WFC) — Dividend

Westlake Chemical (WLK) (X) — Dividend

Xilinx Inc (XLNX) — Dividend

Zoetis Inc (ZTS) — Dividend

Bernstein Tax-Man Inter. (SNIVX) — Dividend — Buy (add'l)

AB International Strategic Equities Portfolio (STEYX) — Dividend — Buy (add'l)

AB International Small Cap Portfolio (IRCYX) — Dividend — Buy (add'l)

Bernstein Emerging Mkts Fund (SNEMX) (X) — Dividend

Account #3 (H)

Alliance Bernstein (cash) — Interest

Bernstein Diversified Municipal Portfolio (SNDPX) — Dividend — Buy (add'l)

Bernstein Diversified Municipal Portfolio (SNDPX) — Sold (part)

Bernstein Diversified Municipal Portfolio (SNDPX) — Buy (add'l)

Bernstein Diversified Municipal Portfolio (SNDPX) — Buy (add'l)

Bernstein Diversified Municipal Portfolio (SNDPX) — Buy (add'l)

Bernstein Diversified Municipal Portfolio (SNDPX) — Buy (add'l)

AB Discovery Value Fnd (ABYSX) — Dividend

AB Discovery Growth Fnd (CHCYX) — Dividend

AB Small Cap Core Portfolio Adv (SCRYX) — Dividend

Adobe Systems Inc (ADBE) — None

Alphabet Inc-Cl C (GOOG) — None — Buy (add'l)

Altria Group Inc (MO) — Dividend

American Electric Power (AEP) — Dividend

Anthem Inc (ANTM) — Dividend

Apple Inc (AAPL) — Dividend

Automatic Data Processing Inc (ADP) — Dividend — Buy

Autozone Inc (AZO) (X) — None

Bank of America (BAC) — Dividend

Berkshire Hathaway (BRK.A) — None — Buy

Biogen Inc (BIIB) (Y)

Boeing Co/The (BA) — Dividend

Booking Holdings Inc (BKNG) — None

Broadcom Inc (AVGO) — None — Buy

CBRE Group Inc (CBRE) (X) — None

CDW Corp/DE (CDW) — Dividend

Check Point Software (CHKP) (X) — None

Chevron Corp (CVX) — Dividend

Cisco Systems Inc (CSCO) — Dividend

Citigroup Inc (C) — Dividend

Cognizant Tech Solutions A (CTSH) (Y)

Comcast Corp-Class A (CMCSA) — Dividend

Constellation Brands Inc-A (STZ) — Dividend

Costco Whlse Corp (COST) — Dividend

CubeSmart (CUBE) (X) — None

Delta Air Lines (DAL) (X) — None

Dollar General Corp (DG) — Dividend — Sold

Eaton Corporation (ETN) (X) — Dividend

Edwards Lifesciences (EW) — None

Electronic Arts (EA) (X) — None

Eli Lilly (LLY) — None — Buy

EOG Resources (EOG) — Dividend

Everest Re Group Ltd (RE) — Dividend

Exxon Mobil Corp (XOM) — Dividend — Sold

Facebook Inc-A (FB) — None

Fidelity National Information (FIS) — Dividend

FNF Group (FNF) — Dividend

Fiserv Inc (FISV) (Y)

Gilead Sciences (GILD) — Dividend

Goldman Sachs Group Inc. (GS) — Dividend

Home Depot Inc (HD) — Dividend

Honeywell International Inc (HON) — Dividend

HP Inc (HPQ) (Y)

Intel Corp (INTC) (Y)

Intuitive Surgical Inc (ISRG) (Y)

JP Morgan Chase & Co (JPM) — Dividend

LyondellBasell Indu-Cl A (LYB) (Y)

Magna International Inc (MGA) — Dividend

Marathon Petroleum Corp (MPC) (Y)

Mcdonald's Corp (MCD) (Y)

Medtronic Plc (MDT) — Dividend

Merck & Co. Inc (MRK) — Dividend

Microsoft Corp (MSFT) — Dividend

Mid-America Apartment Comm (MAA) — Dividend

National Oilwell Varco Inc (NOV) (Y)

Nike Inc-CL B (NKE) — Dividend

Nisource Inc. (NI) (Y)

Nokia Corp-Spon ADR (NOK) (Y)

Norfolk Southern Corp (NSC) — Dividend

Northrop Grumman (NOC) (Y)

Novo Nordisk (NVO) (X) — None

Oracle Corp (ORCL) — Dividend

Paypal Holdings Inc (PYPL) — None — Buy

Pepsico Inc. (PEP) — Dividend

Pfizer (PFE) — Dividend

Phillips 66 (PSX) — Dividend — Buy

PNC Financial Svcs (PNC) (X) — None

Procter & Gamble (PG) (X) — Dividend

Progressive Corp (PGR) — Dividend — Buy

Raytheon Company (RTN) — Dividend

Regency Centers Corp (REG) (X) — Dividend

Regeneron Pharmaceuticals (REGN) — None — Buy

Reinsurance Group of America (RGA) — Dividend — Buy

Roche Holding (RHHBY) — None — Buy

Ross Stores Inc. (ROST) — Dividend

Royal Dutch Shell PLC-ADR (RDS.A) — Dividend

S & P Global Inc (SPGI) — Dividend

Starbucks Corp (SBUX) (X) — Dividend

Sun Communities Inc (SUI) — Dividend

Synchrony Financial (SYF) — Dividend

T-Mobile US Inc (TMUS) — None

Texas Instruments Inc (TXN) — Dividend

TJX Companies (TJX) — Dividend — Buy

Total System Services (TSS) (Y)

Tyson Foods Inc.-Cl-A (TSN) (Y)

Unitedhealth Group Inc (UNH) — Dividend

US Foods Holding Corp (USFD) (X) — None

Verizon Communications (VZ) — Dividend

Vertex Pharmaceuticals (VRTX) (X) — Dividend

Visa Inc. - Class A Shares (V) — Dividend

Wal-mart Stores Inc (WMT) — Dividend

Walt Disney Co (DIS) — Dividend

Wells Fargo (WFC) — Dividend

Westlake Chemical Corp (WLK) (X) — Dividend

Xerox Corp (XRX) (Y)

Xilinx Inc (XLNX) (Y)

Zoetis Inc (ZTS) — Dividend

Bernstein Tax-Managed International Portfolio (SNIVX) — Dividend — Buy (add'l)

AB International Strategic Equities Portfolio (STEYX) — Dividend — Buy (add'l)

AB International Small Cap Portfolio (IRCYX) — Dividend

AB Emerging Markets Port (SNEMX) — Dividend

Tax-Aware Overlay A Portfolio (SATOX) — Dividend — Buy (add'l)

Tax-Aware Overlay A Portfolio (SATOX) — Sold (part)

Tax-Aware Overlay A Portfolio (SATOX) — Sold (part)

Tax-Aware Overlay A Portfolio (SATOX) — Buy (add'l)

Tax-Aware Overlay B Portfolio (SBTOX) — Dividend — Buy (add'l)

Tax-Aware Overlay B Portfolio (SBTOX) — Sold (part)

Tax-Aware Overlay B Portfolio (SBTOX) — Buy (add'l)

Exelon Corporation (EXC) — Dividend

Account #4 (H)

Bernstein Diversified Municipal Portfolio (SNDPX) — Dividend — Buy (add'l)

AllianceBernstein Discovery Value Fund (ABASX) — Dividend

AllianceBernstein Discovery Growth Fund (CHCLX) — Dividend

AB Small Cap Core Portfolio (SCRYX) — None

Adobe Systems Inc (ADBE) — None

Alphabet Inc-CL C (GOOG) — None — Buy (add'l)

Alphabet Inc-CL C (GOOG) — Sold (part)

Alphabet Inc-CL C (GOOG) — Buy (add'l)

Altria Group Inc (MO) — Dividend — Sold

American Electric Power (AEP) — Dividend

Anthem Inc (ANTM) — Dividend

Apple Inc (AAPL) — Dividend — Sold (part)

Automatic Data Processing Inc (ADP) — Dividend — Buy

Autozone Inc (AZO) — None — Sold (part)

Autozone Inc (AZO) — Sold (part)

Bank of America (BAC) — Dividend

Berkshire Hathaway (BRK.A) — None — Buy

Berry Global Group (BERY) (X) — None — Sold

Biogen Inc (BIIB) (Y)

Boeing Co/The (BA) — Dividend

Booking Holdings Inc (BKNG) (X) — None — Buy (add'l)

Broadcom Inc (AVGO) — Dividend — Buy

CBRE Group Inc (CBRE) — None

Cdw Corp/DE (CDW) — Dividend

Chevron Corp (CVX) (X) — None — Sold (part)

Cisco Systems Inc (CSCO) — Dividend

Citigroup Inc (C) — Dividend

Citrix Systems (CTXS) (X) — Dividend

Cognizant Tech Solutions - A (CTSH) (Y)

Comcast Corp-Class A (CMCSA) — Dividend

Constellation Brands Inc-A (STZ) — Dividend — Sold

Costco Wholesale Corp (COST) — Dividend

CubeSmart (CUBE) — Dividend

Delta Air Lines (DAL) — Dividend

Dollar General Corp (DG) — Dividend — Sold

Eaton Corp (ETN) — Dividend — Buy

Edwards Lifeciences (EW) — None

Electronic Arts (EA) — None — Buy

Eli Lilly (LLY) — Dividend — Buy

Eli Lilly (LLY) — Sold

EOG Resources (EOG) — Dividend

Everest RE Group LTD (RE) — Dividend — Sold (part)

Exxon Mobil Corp (XOM) — Dividend — Sold

Facebook Inc-A (FB) — None

Fidelity National Information (FIS) (X) — Dividend

FNF Group (FNF) — Dividend

F5 Networks (FFIV) (X) — None

Fiserv (FISV) — None — Sold

Gilead Sciences Inc (GILD) — Dividend

Goldman Sachs Group (GS) — Dividend

Home Depot Inc (HD) — Dividend

Honeywell International Inc (HON) — Dividend

HP Inc (Hewlett-Packard) (HPQ) — Dividend — Sold

Intel Corp (INTC) — Dividend — Sold (part)

Intel Corp (INTC) — Sold

Intel Corp (INTC) — Buy

Intuitive Surgical Inc (ISRG) (Y)

JP Morgan Chase & Co (JPM) — Dividend — Sold (part)

Lyondellbasell (LYB) — None — Sold

Magna International Inc (MGA) — Dividend

Marathon Petroleum Corp (MPC) (Y)

Mcdonald's Corp (MCD) — Dividend

Medtronic PLC (MDT) — Dividend — Buy (add'l)

Merck & Co. Inc (MRK) — Dividend

Microsoft Corp (MSFT) — Dividend — Buy (add'l)

Mid-America Apartment Comm (MAA) — Dividend

Nextera Energy (NEE) — Dividend — Buy

Nike Inc. - Cl B (NKE) — Dividend

Nisource Inc (NI) (Y)

Nokia Corp-Spon ADR (NOK) (Y)

Norfolk Southern Corp (NSC) — Dividend

Northrop Grumman Corp (NOC) — Dividend — Sold (part)

Northrop Grumman Corp (NOC) — Sold

Novo Nordisk (NVO) — Dividend — Buy

Oracle Corp (ORCL) — Dividend

Paypal Holdings Inc (PYPL) — None — Buy

Pepsico Inc (PEP) — Dividend

Pfizer Inc (PFE) — Dividend

Phillips 66 (PSX) — Dividend — Buy

Procter & Gamble (PG) — Dividend — Buy

Progressive Corp (PGR) — Dividend — Buy

Progressive Corp (PGR) — Buy (add'l)

Raytheon Company (RTN) — Dividend — Buy (add'l)

Regency Centers Corp (REG) (X) — Dividend — Buy (add'l)

Regeneron Pharmaceuticals (REGN) (X) — None

Reinsurance Group of America (RGA) — Dividend — Buy

Roche Holding Ltd (RHHBY) — None — Buy

Ross Stores Inc (ROST) — Dividend

Royal Dutch Shell PLC (RDS.A) (X) — Dividend — Buy (add'l)

S & P Global, Inc. (SPGI) — Dividend — Sold

Starbucks Corp (SBUX) — Dividend — Buy (add'l)

Sun Communities Inc (SUI) (X) — Dividend — Sold (part)

Synchrony Financial (SYF) (X) — Dividend

T-Mobile US Inc (TMUS) (Y)

Texas Instruments Inc (TXN) — Dividend

TJX Companies (TJX) — None — Buy

Total System Services Inc (TSS) — Dividend

Ulta Beauty (ULTA) — None — Sold

Unitedhealth Group (UNH) — Dividend

US Foods Holding Corp (USFD) — None

Verizon Communications (VZ) — Dividend

Vertex Pharmaceuticals Inc (VRTX) — None

Visa Inc Class A Shrs (V) — Dividend

VMware Inc (VMW) — None — Buy

VMware Inc (VMW) — Sold

Wal-Mart Stores Inc (WMT) — Dividend

Walt Disney (DIS) — Dividend

Wells Fargo (WFC) — Dividend

Westlake Chemical Corp (WLK) — Dividend — Buy

Xerox (XRX) — Dividend

Xilinx Inc (XLNX) — Dividend

Zoetis Inc (ZTS) — Dividend

Bernstein Tax-Managed Int'l Portfolio (SNIVX) — Dividend — Buy (add'l)

Bernstein Tax-Managed Int'l Portfolio (SNIVX) — Buy (add'l)

AB International Strategic Equities (STEYX) — Dividend — Buy (add'l)

AB International Small Cap Portfolio (IRCYX) — Dividend

Bernstein Emerging Mkts (SNEMX) — Dividend

Tax-Aware Overlay A Portfolio Class 1 (SBTOX) — Dividend

Tax-Aware Overlay B Portfolio Class 1 (SBTTX) — Dividend — Buy (add'l)

Account #5 (H)

Bernstein Intermediate Duration Portfolio (SNIDX) — Dividend — Buy (add'l)

Bernstein Intermediate Duration Portfolio (SNIDX) — Sold (part)

AB Global Bond Fund Adv (ANAYX) — Dividend — Sold (part)

AB Discovery Value Fund (ABYSX) — Dividend — Sold (part)

AB Discovery Growth (CHCYX) — Dividend — Sold (part)

AB Small Cap Core Portfolio Adv Cl (SCRYX) — None — Sold (part)

Adobe Systems Inc. (ADBE) (Y)

Alphabet Inc Cl-C (GOOG) — None — Buy (add'l)

Alphabet Inc Cl-C (GOOG) — Sold (part)

Altria Group (MO) (Y)

American Electric Power (AEP) — Dividend

Anthem Inc (ANTM) (X) — Dividend

Apple Inc (AAPL) — Dividend — Sold (part)

Automatic Data Processing Inc (ADP) — Dividend — Buy

Autozone Inc (AZO) — None — Sold (part)

Autozone Inc (AZO) — Buy

Autozone Inc (AZO) — Sold (part)

Bank of America (BAC) — Dividend

Berkshire Hathaway (BRK.A) — None — Buy

Biogen Inc (BIIB) — None — Sold

Boeing Co/The (BA) — Dividend

Broadcom Inc (AVGO) — None — Buy

CBRE Group Inc (CBRE) — None

CDW Corp/DE (CDW) — Dividend

Check Point Software (CHKP) (X) — None

Chevron Corp (CVX) — Dividend

Cisco Systems Inc (CSCO) — Dividend

Citigroup (C) — Dividend

Cognizant Tech Solutions-A (CTSH) (Y)

Comcast Corp-Class A (CMCSA) — Dividend

Constellation Brands Inc-A (STZ) (Y)

Costco Wholesale (COST) — Dividend

CubeSmart (CUBE) — Dividend

Delta Air Lines Inc (DAL) — Dividend

Dollar General Corp (DG) (X) — Dividend — Sold

Dollar General Corp (DG) (X) — Buy

Eaton Corp (ETN) — None — Buy

Edwards Lifesciences (EW) — None

Eli Lilly (LLY) — None — Buy

Eli Lilly (LLY) — Sold

Electronic Arts (EA) (X) — None

EOG Resources Inc (EOG) — Dividend

Everest Re Group Ltd (RE) — Dividend — Sold (part)

Exxon Mobil Corp (XOM) — Dividend — Sold

Facebook Inc-A (FB) — None — Sold (part)

Fidelity National Information (FIS) — Dividend

FNF Group (FNF) — Dividend

Gilead Sciences Inc (GILD) (Y)

Goldman Sachs Group Inc (GS) — Dividend — Sold (part)

Home Depot Inc (HD) — Dividend

Honeywell International Inc (HON) — Dividend

HP Inc (HPQ) (Y)

Intel Corp (INTC) — None — Sold

Intel Corp (INTC) — Buy

JP Morgan Chase & Co (JPM) — Dividend

LyondellBasell Indu-Cl A (LYB) (Y)

Magna International Inc (MGA) — Dividend

Marathon Petroleum Corp (MPC) (Y)

Mcdonald's Corp (MCD) — Dividend — Sold (part)

Mcdonald's Corp (MCD) — Sold

Medtronic PLC (MDT) — Dividend

Merck & Co (MRK) — Dividend

Microsoft Corp (MSFT) — Dividend — Sold (part)

Mid-America Apartment Comm (MAA) — Dividend

Nextera Energy (NEE) — Dividend — Buy

Nike Inc - CL B (NKE) — Dividend

Nisource Inc (NI) (Y)

Norfolk Southern Corp (NSC) — Dividend

Northrop Grumman Corp (NOC) (Y)

Novo Nordisk (NVO) — None — Buy

Oracle Corp (ORCL) — Dividend

Paypal Holdings Inc (PYPL) — None — Buy

Pepsico Inc (PEP) — Dividend

Pfizer Inc (PFE) — Dividend

Phillips 66 (PSX) — None — Buy

PNC Financial Svcs (PNC) — None — Buy

Procter & Gamble (PG) (X) — Dividend

Progressive Corp (PGR) — None — Buy

Raytheon Company (RTN) — Dividend

Regency Centers Corp (REG) (X) — Dividend

Regeneron Pharmaceuticals (REGN) — None — Buy

Reinsurance Group of America (RGA) — None — Buy

Roche Holding (RHHBY) — None — Buy

Ross Stores Inc (ROST) — Dividend

Royal Dutch Shell PLC-ADR (RDS.A) — Dividend

S&P Global Inc (SPGI) — Dividend — Sold (part)

S&P Global Inc (SPGI) — Sold

Starbucks Corp (SBUX) — None — Buy

Synchrony Financial (SYF) — Dividend

T-Mobile US Inc (TMUS) (Y)

Texas Instruments Inc (TXN) — Dividend

TJX Companies (TJX) — None — Buy

Unitedhealth Group (UNH) — Dividend — Sold (part)

US Foods Holding Corp (USFD) — None

Verizon Communications (VZ) — Dividend

Vertex Pharmaceuticals Inc (VRTX) — None

VISA Inc (V) — Dividend

VMware (VMW) (X) — None — Sold

Wal-Mart Stores Inc (WMT) — Dividend

Walt Disney Co (DIS) — Dividend

Wells Fargo (WFC) — Dividend

Westlake Chemical Corp (WLK) (X) — Dividend

Xerox Corp (XRX) (Y)

Xilinx Inc (XLNX) (Y)

Zoetis Inc (ZTS) — Dividend

Bernstein International (SIMTX) — Dividend — Sold (part)

AB International Strategic Equities Portfolio (STEYX) — Dividend — Sold (part)

AB International Small Cap Portfolio (IRCYX) — Dividend

Bernstein Emerging Market (SNEMX) (X) — Dividend

Overlay A Portfolio Class (SAOOX) — Dividend — Sold (part)

Overlay B Portfolio Class (SBOOX) — Dividend — Sold (part)

Overlay B Portfolio Class (SBOOX) — Buy (add'l)

Advisory Board, Regina Academics

Board of Trustees, Chestnut Hill Hospital

Reimbursement — New York Intellectual Property Lawyers Association — March 22-23, 2019 — New York, NY — Annual Judiciary Dinner — Transportation, meals, lodging

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII of this report has been restructured for greater clarity, and assets are now listed by account with designated headers. Cash accounts have been

consolidated by bank, duplicate entries have been deleted, and the names of some assets have been adjusted to comport more closely with brokerage

reporting. These adjustments are not indicative of reportable transactions.