Andrew Jay Kleinfeld

2019

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Pull out the substance of this filing.

What was filed

  • 49

    investments

  • 1

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 3

    income

  • 2

    spouse income

Named parties

  • Trust #1
  • State of Alaska, Permanent Fund Dividend
  • Metropolitan Life Insurance Co (lifetime annuity)
  • Prudential Life Insurance Co (lifetime annuity)
  • State of Alaska, Retirement

As filed

Morgan Stanley - Money Mkt Account — Dividend

Radio Shack Common Stock (Y)

DWS CROCI International Fund — Dividend

Keogh Plan -Administered by ABA Stable Asset Return Fund — Int./Div. — Sold

Keogh Plan - Administered by ABA Moderate Risk Fund — Int./Div. — Sold

Black Rock Total Return Fund — Dividend

IRA Rollover Plan w/Vanguard Tot Intl Stock Ix Admiral — Int./Div.

IRA Rollover Plan w/Vanguard Total Stock Mkt Idx Admiral — Int./Div.

403(b) Plan w/Vanguard Total Int'l Stock Ix Inv — Int./Div.

403(b) Plan w/Vanguard Total Stock Mkt Idx Inv A — Int./Div.

Centurylink Common Stock — Dividend — Sold

Am Elect Power Common Stock — Dividend

Northrop Grumman, Common Stock — Dividend

Denali State Bank Accounts — Interest

MetLife Policyholder Trust (MetLife Stock) — Dividend

Northern Income Equity Fund, NOIEX (Trust #1) — Dividend — Sold

TIAA-CREF Retirement Annuity TIAA Traditional — Int./Div.

TIAA-CREF Retirement Annuity Cref Stock R2 — Int./Div.

Northern Money Mrt Account (Trust #1) — Interest

Transamerica Whole Life Policy — Interest

Transamerica Whole Life Policy — Interest

Wells-Evergreen Money Market — Interest

American Funds Euro Growth Fnd, AEPFX — Dividend

First Eagle Sagen Fds, SGIIX — Dividend

Growth Fnd America, GFFFX — Dividend

Legg Mason Fds Clearbridge Aggressive Growth Fd, SAGYX — Dividend

Loomis Sayles lnvt Fds Bond Fd, LBSRX — Dividend

PIMCO FDS Pac Invt Mgmt Ser Total Return Fd Instl Cl, PTTRX — Dividend

Davis NY Venture Fd Inc Cl Y, DNVYX — Dividend

Vanguard Index Tr Mid Cap Index Fd Admiral Sh, VIMAX — Dividend — Buy (add'l)

MFO Vanguard Fixed Inc Secs, VIPSX (Trust #1) — Dividend

MFC Ishares Tr MSCI Emerg Mks, EEM (Trust #1) — Dividend

MFB N Funds Stk Index Fd, NOSIX (Trust #1) — Dividend — Sold (part)

Frontier Communications Common Stock (Y)

Huntington Ingalls Industries Stock — Dividend

MCF Ishares S-T Corp bd ETF, IGSB (Trust #1) — Dividend

MCF Shares TR MSCI EAFE ETF, EFA (Trust #1) — Dividend

MCF Flexshr TR Morningstr Gbl Upstm Nat Res lndx Fd, GUNR (Trust #I) — Dividend

MFB Northern FDS Global Real Estate Index Fd, NGREX (Trust #1) — Dividend — Sold (part)

MFB Northern Mid Cap Index Fd, NOMIX (Trust #1) — Dividend — Sold (part)

MFB Northern Fds Small Cap Index Fd, NSIDX (Trust #1) — Dividend — Sold (part)

MFC Flexshr Tr IBOX 3yr Target Duration Tips Index Fd, TDTT (Trust #1) — Dividend

MCF Flexshr Tr Stoxx GLB Broad Infrastructure Index FD, NFRA — Dividend

Brighthouse Financial, Inc. — Dividend — Sold

Vanguard REIT Index FD, VGSLX — Dividend — Buy

Vanguard Developed Mkts Index FD VTMGX — Dividend — Buy

Vanguard Energing Mkt Stock Index FD VEMAX — Dividend — Buy

Vanguard Total Stk Mkt Index Fd VTSAX — Dividend — Buy

Vanguard cash account — Interest — Open

Co-Trustee, Trust #1

Agreement — 2019 — ABA Members Retirement Program, no control - The agreement ended 6/2/19 when the person reporting rolled over the funds to an IRA at Wells Fargo Bank.

Income — 2019 — State of Alaska, Permanent Fund Dividend — $1,606.00

Income — 2019 — Metropolitan Life Insurance Co (lifetime annuity) — $21,936.00

Income — 2019 — Prudential Life Insurance Co (lifetime annuity) — $20,652.00

Spouse's income — 2019 — State of Alaska, Permanent Fund Dividend

Spouse's income — 2019 — State of Alaska, Retirement

Various stocks (including, but not limited to, Centurylink, American Electric, and Northrup Grumman, accrue additional shares through dividend reinvestment

programs.

Judge Kleinfeld (Person Reporting) is a Co-Trustee of a trust (Trust #1). Northern Trust Bank of Florida is the other Co-Trustee. Judge Kleinfeld receives income

and has the power to invade principal subject to a standard. The trust was established pursuant to Judge Kleinfeld's parents' estate plan, with his children as the

beneficiaries. The descriptions of the assets controlled by the trust are listed in Part VII of the disclosure report, and are followed by a (Trust# 1) designation.

Various descriptions of assets, under Part VII, have been edited for typos and minor corrections, so they won't perfectly match up with the 2018 Financial

Disclosure Report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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