Timothy B. Dyk

LOT - TRURO, MA (PARCEL 1) ($235,100) — None

CARLYLE FUND — Dividend

MORGAN STANLEY PRIVATE BANK ACCOUNT — Int./Div.

SPECIAL SITUATION LIFE SCIENCES INNOVATION FUND — None — Buy (add'l)

SPECIAL SITUATION LIFE SCIENCES INNOVATION FUND — None — Buy (add'l)

JAPAN EQUITY FUND — Dividend

BANK OF AMERICA (COMMON STOCK) — Dividend

NUVEEN AMT FREE QUALITY MUNI INCOME FUND — Dividend

CRIMSON WINE GROUP (COMMON STOCK) — None

NUVEEN AMT FREE MUNI CREDIT INCOME FUND — Interest

ROYAL DUTCH SHELL (COMMON STOCK) — Dividend

VANGUARD FEDERAL MONEY MARKET FUND — Dividend

VANGUARD TAX EXEMPT MONEY MARKET FUND — Dividend

VANGUARD LTD-TERM TAX EXEMPT ADMIRAL FUND — Dividend

TRUIST FIN. CORP. (PREFERRED STOCK) (FORMERLY BB&T CORP.) — Dividend

BANK OF CALIFORNIA (PREFERRED STOCK) — Dividend

WABTEC (COMMON STOCK) — Dividend — Spinoff (from line 32)

WABTEC (COMMON STOCK) — Dividend — Sold (part)

UNITED NATURAL FOODS (COMMON STOCK) — None — Buy

US TREASURY BILL (due 3/26/2020) — Dividend — Buy

VANGUARD INTERMEDIATE TERM T/ E ADMIRAL FUND — Dividend

NY COMM BK CORP (COMMON STOCK) — Dividend

WESTERN INTERMEDIATE MUNI FUND — Interest

VANGUARD PRIME MONEY MARKET FUND — Interest

TOTAL S.A. (COMMON STOCK) — Dividend

ATLAS AIR WORLDWIDE (COMMON STOCK) — None — Buy (add'l)

U.S. TREASURY NOTE 7/15/19 — Interest — Redeemed

PA ST MUNI BD — Interest

LAWRENCE MA MUNI BD — Interest

NEWPORT-MESA CA UNION SCH DIST MUNI BD — Interest

ALTONA WI MUNI BD — Interest

GENERAL ELECTRIC (COMMON STOCK) — Dividend

WASHINGTON STATE MUNI BD — Interest

U.S. TREASURY BD STRIP — Interest

U.S.TREASURY NOTE (DUE 4/15/2020) — Interest — Buy

TRI COUNTY METRO TRANP DIST OR MUNI BD — Interest — Matured

FEDERATED INSTITUTIONAL MONEY MARKET FUND — Interest — Sold (part)

METROPOLITAN DC AIRPORT AUTHORITY MUNI BD — Interest

JEFFERSON MORGAN SCHOOL DISTRICT MUNI BD — Interest

DEUTSCHE BK (COMMON STOCK) — Interest

NUVEEN SELECT MATURITY (MUNICIPAL FUND) — Interest

VANGUARD IRA #4 (H)

ISHARES MSCI JAPAN — Dividend

NEW AMERICA HIGH INCOME FUND — Dividend

WESTERN ASSET HIGH INC OPP FUND — Dividend

FIDELITY JAPAN SMALL CO. FUND — Dividend

GLADSTONE COMM CORP FUND — Dividend

VANGUARD FEDERAL MONEY MARKET FUND — Dividend

VANGUARD PRIME MONEY MARKET FUND — Dividend

VANGUARD TREASURY MONEY MARKET FUND — Dividend

BLACKSTONE MORT TRUST — Dividend

OCCIDENTAL PETROLEUM (COMMON STOCK) — Dividend — Buy

CRIMSON WINE GROUP (COMMON STOCK) — None

PEOPLES UNITED (COMMON STOCK) — Dividend

WISDOMTREE DYNAMIC BEARISH FUND — None

VANGUARD IRA - #1 (H)

BANK OF AMERICA (COMMON STOCK) — Dividend

FIDELITY JAPAN SM CO FUND — Dividend

VALARIS (COMMON STOCK) (PREVIOUSLY ENSCO) — Dividend

CVS (COMMON STOCK) — Dividend — Buy

CVS (COMMON STOCK) — Dividend — Sold

ISHARES JAPAN INDEX FUND — Dividend

GENESIS ENERGY (COMMON STOCK) — Dividend

VANGUARD FEDERAL MONEY MARKET FUND — Dividend

VANGUARD PRIME MONEY MARKET FUND — Dividend

VANGUARD TREASURY MONEY MARKET FUND — Dividend

LUMINENT (COMMON STOCK) — None

FRONTLINE (COMMON STOCK) — None — Sold

UNITED NATURAL FOODS (COMMON STOCK) — None

GLADSTONE COMMERCIAL CORP (COMMON STOCK) — Dividend

VANGUARD IRA #2 (H)

VANGUARD TREASURY MONEY MARKET FUND — Dividend

VANGUARD PRIME MONEY MARKET FUND — Dividend

VANGUARD FEDERAL MONEY MARKET FUND — Dividend

FIDELITY INV TRUST JAPAN SMALL CO FUND — Dividend

WISDOMTREE DYNAMIC BEARISH FUND — None

VALLEY NATIONAL BANK — Dividend

LUMINENT (COMMON STOCK) — None

VANGUARD IRA #3 (H)

VANGUARD FEDERAL MONEY MARKET FUND — Dividend

VANGUARD PRIME MONEY MARKET FUND — Dividend

VANGUARD TREASURY MONEY MARKET FUND — Dividend

DEUTSCHE BANK (COMMON STOCK) — Dividend

EXXONMOBIL (COMMON STOCK) — Dividend

AXALTA COATING (COMMON STOCK) — None — Sold

MERCURY GENERAL CORP. (COMMON STOCK) — Dividend — Buy

OCCIDENTAL PETROLEUM (COMMON STOCK) — Dividend — Buy

BRIGHTHOUSE FINANCIAL — None

SUBURBAN PROPANE (COMMON STOCK) — Distribution — Sold

GLADSTONE COMMERCIAL CORP. (COMMON STOCK) — Dividend

TD AMERITRADE INSURED DEPOSIT ACCOUNT — Dividend

TD AMERITRADE IRA #2 (H)

CATHAY BANK CD — Interest — Redeemed

WELLS FARGO CD — Interest

SPEC SITUATION LIFE SCIENCES FUND — Dividend

TD AMERITRADE INSURED DEPOSIT ACCOUNT — Dividend

NORTHERN LIGHTS NORTH STAR DIVIDEND LIGHTS FUND — Dividend

ISHARES US PREFERRED STOCKS ETF — Dividend

VANGUARD IRA #5 (H)

VANGUARD FEDERAL MONEY MARKET FUND — Dividend

VANGUARD PRIME MONEY MARKET FUND — Dividend

EXXONMOBIL (COMMON STOCK) — Dividend — Buy

GLADSTONE COMMERCIAL (COMMON STOCK) — Dividend — Buy

BP PLC (COMMON STOCK) — Dividend — Buy

NEW AMERICA HIGH INCOME FUND — Dividend

NUVEEN PREFERRED INCOME FUND — Dividend

NY COMMUNITY BK (COMMON STOCK) — Dividend — Buy

NY COMMUNITY BK (COMMON STOCK) — Dividend — Buy (add'l)

AXALTA COATING SYSTEM (COMMON STOCK) — None — Sold

SUBURBAN PROPANE (COMMON STOCK) — Dividend — Sold

NEW YORK UNIVERSITY 403(B) PLAN (NOW MANAGED BY TIAF) — Dividend

VANGUARD FEDERAL MONEY MARKET FUND — Dividend — Sold

TIAA TRADITIONAL FUND — Dividend — Buy

VANGUARD SH TERM INV GRADE BOND FUND — Dividend — Buy

VANGUARD SH TERM INV GRADE BOND FUND — Dividend — Buy (add'l)

VANGUARD SH TERM INV GRADE BOND FUND — Dividend — Buy (add'l)

VANGUARD SH TERM INV GRADE BOND FUND — Dividend — Sold

MASS MUTUAL LIFE INSURANCE (WHOLE) — Dividend

ING LIFE INSURANCE (WHOLE) — Dividend

PNC BANK WASHINGTON DC — Interest

US BONDS — Interest

JJ GUMBERG LIMITED PARTNERSHIP — Distribution

VIRGINIA RETIREMENT SYSTEM — Interest

JUDICIAL COUNSELOR, GILES RICH INN OF COURT

Reimbursement — WILLIAM C. CONNOR INN OF COURT — 1/16/2019 - 1/17/2019 — NEW YORK, NY — WILLIAM C. CONNOR INN OF COURT ANNUAL RECEPTION AND DINNER — TRANSPORTATION, LODGING, MEALS

Reimbursement — THE AMERICAN LAW INSTITUTE — 3/7/2019 - 3/8/2019 — PHILADELPHIA, PA — ALI ADVISERS MEETING — TRANSPORTATION, LODGING, MEALS

Reimbursement — FEDERAL CIRCUIT BAR ASSOCIATION CHARITABLE & EDUCATIONAL FUND — 6/12/2019 - 6/14/2019 — COLORADO SPRINGS, CO — FEDERAL CIRCUIT BAR ASSOCIATION BENCH AND BAR CONFERENCE — TRANSPORTATION, LODGING, MEALS

Reimbursement — FEDERAL CIRCUIT BAR ASSOCIATION CHARITABLE & EDUCATIONAL FUND — 10/14/2019 - 10/17/2019 — HONOLULU, HI — FEDERAL CIRCUIT BAR ASSOCIATION GLOBAL SERIES — TRANSPORTATION, LODGING, MEALS

Income — 2019 — UNIVERSITY OF NEBRASKA - BOARD OF REGENTS (ROYALTY) — $416.00

Spouse's income — 2019 — NYU LAW SCHOOL - SALARY

Spouse's income — 2019 — WASHINGTON UNIVERSITY - HONORARIA - $8,000

Spouse's income — 2019 — COMMON GOOD - HONORARIA - $1,000

Spouse's income — 2019 — TVA, INC. - CONSULTANT

Spouse's income — 2019 — GEORGE MASON UNIVERSITY - HONORARIA - $6,000

1. TOTAL INCOME FOR IRA ACCOUNTS IS TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOUNT.

2. TRANSFERS FROM IRA MONEY MARKET TO PERSONAL ACCOUNTS (RMD) NOT SHOWN.

3. FAIR POINT COMMUNICATIONS PREVIOUSLY REPORTED (2018 REPORT LINE 87) IN VANGUARD IRA#3 HAS BEEN REMOVED BECAUSE

IT IS NO LONGER REPORTED BY VANGUARD BECAUSE THE INVESTMENT IS WORTHLESS.

4. PART VII, LINE 111: PERIODIC EMPLOYER CONTRIBUTIONS MADE TO THIS ACCOUNT (NEW YORK UNIVERSITY 403(B) PLAN) ARE

NOT REPORTED AS A SEPARATE BUY.

5. THE VANGUARD FEDERAL MONEY MARKET FUND IS AN SEC-MANDATED SETTLEMENT FUND FOR SECURITIES TRANSACTIONS.

PURCHASES AND SALES OF SECURITIES DISCLOSED IN THIS REPORT AUTOMATICALLY RESULTED IN CORRESPONDING SALES AND

PURCHASES IN THE FUND. MONEY MARKET TRANSACTIONS INVOLVING DEPOSITS OF EMPLOYMENT COMPENSATION OR A PAYMENT

OF PERSONAL EXPENSES AND EXCHANGES BETWEEN FUNDS NOT LISTED AS BEING IDENTICAL TO BANK ACCOUNT ACTIVITIES.