Charles J. Siragusa

INDIVIDUAL ASSETS (H)

M & T BANK — Interest

ACCOUNT # 1 (H)

MORGAN STANLEY PRIVATE BANK NA (CASH) — Interest

ADIDAS AG (ADDYY) — Dividend

ADOBE SYSTEMS (ADBE) — None

ADVANCE AUTO PARTS (AAP) (X) — Dividend

ADYEN N V UNSPONSORED ADR (ADYEY) (X) — None

AFLAC INCORPORATED (AFL) (Y)

AIA GROUP LTD (AAGIY) — Dividend — Buy

AIRBUS SE UNSPONSORED ADR (EADSY) (X) — Dividend

AKAMAI TECHNOLOGIES (AKAM) — None

ALEXION PHARM INC (ALXN) — None — Buy

ALIBABA GROUP HLDG LTD (BABA) — None

ALLERGAN PLC SHS (AGN) — Dividend — Buy (add'l)

ALPHABET INC CL A (GOOGL) — None

ALPHABET INC CL C (GOOG) — None

AMADEUS IT GROUP S.A ADR (AMADY) — Dividend

AMAZON COM INC (AMZN) — None

AMDOCS LIMITED ORD (DOX) (X) — Dividend

AMERICAN EXPRESS CO (AXP) — Dividend

ANADARKO PETROLEUM CORP. (APC) — Dividend — Buy (add'l)

ANADARKO PETROLEUM CORP. (APC) — Redeemed

ANHEUSER-BUSCH INBEV SPONS (BUD) (X) — Dividend

APPLE INC (AAPL) — Dividend

ASML HLDG NV NEW YORK REG (ASML) — Dividend

AUTODESK INC (ADSK) — None

BIOGEN INC COM (BIIB) — None

BIOMARIN PHARMAC SE (BMRN) (X) — None

BLACKROCK INC. (BLK) — Dividend

BROADCOM CORP (AVGO) — Dividend — Buy (add'l)

BURBERRY GROUP PLC SPONS ADR (BURBY) — Dividend — Buy

CDN PACIFIC RY LTD NEW (CP) — Dividend — Sold

CELGENE CORP (CELG) (Y)

CHARLES SCHWAB CORP (SCHW) — Dividend

CHECK POINT SOFTWARE TECH LTD (CHKP) (Y)

CHIPOTLE MEXICAN GRILL (CMG) — None — Sold

CITRIX SYSTEMS INC (CTXS) — Dividend

COCA COLA CO. (KO) (Y)

COMCAST CORP CL A-SPL (CMCSA) — Dividend

COSTCO WHOLESALE CORP NEW (COST) — Dividend

CREDIT AGRICOLE SA UNSP (CRARY) (X) — None

CREE RESEARCH INC (CREE) — None

DIAGEO PLC -SPONSORED ADR NEW (DEO) — Dividend

DISCOVERY COMM SER A (DISCA) — None

DOLBY LABORATORIES INC CLASS A (DLB) — Dividend

ECOLAB INC (ECL) — Dividend

EPIROC AKTIEBOLAG ADR (EPOKY) (X) — Dividend

EQUINIX INC (EQIX) — Dividend — Buy

ERSTE GROUP BANK AG SPONS ADR (EBKDY) — Dividend — Buy (add'l)

FACEBOOK INC CL-A (FB) — None — Buy (add'l)

FANUC CORPORATION UNSP ADR (FANUY) — Dividend — Buy

FIDELIY NATYL INFORMATION (FIS) (X) — Dividend

FIREEYE INC (FEYE) (X) — None

FLUOR CORP NEW (FLR) — Dividend — Buy

FREEPORT-MCMORAN INC (FCX) — Dividend

GIVAUDAN SA ADR (GVDNY) — Dividend

HDFC BANK LTD (HDB) — Dividend

HOME DEPOT (HD) — Dividend

HONEYWELL INTERNATIONAL INC (HON) — Dividend

HONG KONG EXCHANGES & CLEARING (HKXCY) (Y)

HOYA CORP SPONS ADR (HOCPY) — Dividend

ICON PLC SP ADR (ICLR) — None

IHS MARKIT LTD (INFO) — None

INDUSTRIA DE DISENO TEXTIL IND (IDEXY) (X) — Dividend

IONIS PHARMACEUTICALS (IONS) — None

JOHNSON & JOHNSON (JNJ) — Dividend

JOHNSON CTLS INTL PLC (JCI) — Dividend

KAO CORP SPONS ADR (KCRPY) — Dividend

KBC GROUP NV UNSPONS ADR (KBCSY) — Dividend

L'OREAL CO ADR (LRLCY) — Dividend

L 3 TECHNOLOGIES INC. (LLL) — Dividend — Merged (with line 73)

L3 HARRIS TECHNOLOGIES INC (LHX) — Dividend

LEGRAND SA (LGRDY) — Dividend — Buy

LINDE PLC (LIN) — Dividend — Buy

LONDON STK EXCHANGE GROUP ADR (LNSTY) — Dividend

LVMH MOET HENNESSY (LVMUY) — Dividend — Buy

MC CORMICK AND CO NON VOTING (MKC) — Dividend

MEDTRONIC PLC SHS (MDT) — Dividend

METTLER TOLEDO INTERNATIONAL INC. COMMON STOCK (MTD) (Y)

MICROSOFT CORP (MSFT) — Dividend

NATIONAL OILWELL VARCO (NOV) — Dividend — Buy

NESTLE SA SPONSORED ADR REPSTG REG SH (NSRGY) — Dividend

NIDEC CORP (NJDCY) — Dividend — Buy

NINTENDO CO LTD ADR (NTDOY) — Dividend — Buy

NOVARTIS ADR (NVS) (X) — Dividend

NOVO NORDISK A S ADR (NVO) — Dividend

NUCOR CORP (NUE) — Dividend

NUTANIX INC CL A (NTNX) — None

NVIDIA CORP (NVDA) (X) — Dividend

ORACLE CORP (ORCL) — Dividend — Buy

ORIX CORP SPONS ADR (IX) (Y)

PALO ALTO NETWORKS INC (PANW) — None

PAYPAL HLDGS INC COM (PYPL) (Y)

PING AN INSURANCE (PNGAY) — Dividend — Buy

PIONEER NATURAL RESOURCES (PXD) (X) — Dividend

QUALCOMM INC (QCOM) — Dividend

QURATE RETAIL (QRTEA) (Y)

RED HAT INC (RHT) (Y)

REGENERON PHARM (REGN) (Y)

RENTOKIL GROUP PLC SP ADR (RTOKY) — Dividend

ROCHE HOLDINGS ADR (RHHBY) (X) — Dividend

ROGERS COMM INC (RCI) (X) — Dividend

SALESFORCE.COM, INC. (CRM) (X) — None

SAP AG (SAP) — Dividend

SEAGATE TECHNOLOGY (STX) — Dividend

SHISEIDO LTD SPON ADR (SSDOY) — Dividend

SHOPIFY INC (SHOP) (X) — None

SPLUNK INC (SPLK) — None

SPOTIFY TECH (SPOT) (X) — None

SUNCOR ENERGY INC NEW COM (SU) (Y)

STONECO LTD CL (STNE) (X) — None

TAIWAN SMCNDCTR (TSM) (X) — Dividend

TE CONNECTIVITY LTD NEW (TEL) — Dividend

TECHNOPRO HLDGS (TCCPY) (X) — Dividend

TELEPERFORMANCE SA (TLPFY) — Dividend — Buy

TEMENOS GROUP AG SPON ADR (TMSNY) — Dividend

TEXAS INSTRUMENTS (TXN) — Dividend

THERMO FISHER SCIENTIFIC (TMO) — Dividend

THOMSON REUTERS CORP (TRI) (X) — Dividend

TWITTER INC (TWTR) — None

UBER TECH (UBER) (X) — None

UMICORE SA ADR (UMICY) (X) — Dividend

UNITED PARCEL SERVICE CL B (UPS) — Dividend

UNITEDHEALTH GROUP INC. (UNH) — Dividend

VERTEX PHARMACEUTICALS (VRTX) — None

VISA INC (V) — Dividend

VMWARE INC CLASS A (VMW) — None

WW GRAINGER (GWW) — Dividend

WALT DISNEY CO (DIS) — Dividend

WESTERN DIGITAL CORP (WDC) — Dividend — Buy

YUM CHINA HOLDINGS (YUMC) (Y)

ZOETIS INC CLASS-A (ZTS) — Dividend

ISHARES CORE RUSSELL US GR ETF (IUSG) — None — Sold

ISHARES MSCI EAFE ETF (EFA) — None — Sold

ISHARES RUSSELL 1000 GRW ETF (IWF) — Dividend — Sold

ACCOUNT # 2 (H)

BLACKROCK ADV US TOTAL MARKET I (MASPX) — Dividend

BLACKROCK TECHNOLOGY OPPORTUNITY INST (BGSIX) — Dividend

ACCOUNT # 3 (H)

MORGAN STANLEY BANK, N.A. — Interest

IRA #1 (H)

CERES TACTICAL SYSTEMATIC LP — None — Redeemed

IRA #2 (H)

GOLDMAN SACHS SM CAP VAL A (GSSMX) — Dividend

IRA #3 (H)

BLACKROCK VALUE OPPORTUNITIES FUND INC CL INSTL (MASPX) — Dividend

IRA #4 (H)

BLACKROCK VALUE OPPORTUNITIES FUND INC CL INSTL (MASPX) — Dividend

NY's COLLEGE SAVINGS PROGRAM #1 (H)

VALUE STOCK INDEX PORTFOLIO — None — Sold (part)

VALUE STOCK INDEX PORTFOLIO — Buy (add'l)

VALUE STOCK INDEX PORTFOLIO — Sold (part)

VALUE STOCK INDEX PORTFOLIO — Sold (part)

CONSERVATIVE GROWTH PORTFOLIO — None — Sold (part)

CONSERVATIVE GROWTH PORTFOLIO — Buy (add'l)

CONSERVATIVE GROWTH PORTFOLIO — Sold (part)

CONSERVATIVE GROWTH PORTFOLIO — Sold (part)

NY'S COLLEGE SAVINGS PROGRAM #2 (H)

VALUE STOCK INDEX PORTFOLIO — None — Sold (part)

VALUE STOCK INDEX PORTFOLIO — Buy (add'l)

VALUE STOCK INDEX PORTFOLIO — Sold (part)

VALUE STOCK INDEX PORTFOLIO — Sold (part)

CONSERVATIVE GROWTH PORTFOLIO — None — Sold (part)

CONSERVATIVE GROWTH PORTFOLIO — Buy (add'l)

CONSERVATIVE GROWTH PORTFOLIO — Sold (part)

CONSERVATIVE GROWTH PORTFOLIO — Sold (part)

DEFERRED COMPENSATION (H)

FIDELITY LARGE CAP STOCK FUND — None

VT FIDELITY CONTRAFUND — None

LAZARD INTERNATIONAL STRATEGIC EQUITY (Y)

OAKMARK INTERNATIONAL INSTITUTIONAL — None

IRA #5 (H)

COHEN & STEERS INTL REALTY FUND A (IRFAX) — Dividend — Buy (add'l)

COHEN & STEERS INTL REALTY FD C (IRFCX) — Dividend — Sold (part)

ACCOUNT # 4 (H)

MORGAN STANLEY BANK, N.A. — Interest

ACCENTURE PLC IRELAND CL A (ACN) — Dividend

ADOBE SYSTEMS (ADBE) — None

ADVANCE AUTO PARTS (AAP) (X) — Dividend

AES CORP (AES) — Dividend

AKAMAI TECHNOLOGIES (AKAM) — None

ALASKA AIR GROUP INC (ALK) (X) — Dividend

ALEXION PHARM INC (ALXN) — None — Buy

ALIBABA GROUP (BABA) (X) — None

ALLERGAN PLC SHS (AGN) — Dividend — Buy (add'l)

ALLERGAN PLC SHS (AGN) — Sold (part)

ALLISON TRANSMN HLDGS INC (ALSN) — Dividend

ALPHABET INC CL A (GOOGL) — None

ALPHABET INC CL C (GOOG) — None

AMAZON (AMZN) — None

AMERICAN INTL GROUP (AIG) — Dividend — Buy

AMERICAN EXPRESS CO (AXP) — Dividend

AMERICAN HOMES 4 RENT (AMH) — Dividend

ANADARKO PETROLEUM CORP (APC) — Dividend — Buy (add'l)

ANADARKO PETROLEUM CORP (APC) — Redeemed

ANHEUSER-BUSCH (BUD) — Dividend — Buy

AP MOLLAR-MAERSK A/S ADR (AMKBY) — Dividend — Buy

APPLE INC (AAPL) — Dividend

ARISTA NETWORKS INC (ANET) (X) — None

ATOS ORIGIN SA ADR (AEXAY) (X) — Dividend

AUTODESK INC. (ADSK) — None

AUTOZONE INC (AZO) — None

AXA ADS (AXAHY) — Dividend

BAIDU INC ADS (BIDU) (X) — None

BANCO SANTANDER S.A. (SAN) — Dividend — Buy

BANK OZK (OZK) — Dividend — Buy

BARCLAYS PLC ADR (BCS) (X) — Dividend

BASF SE SP ADR (BASFY) — Dividend — Buy

BAYER AG SPONSORED ADR (BAYRY) — Dividend — Buy

BAYERISCHE MOTOREN WERKE ADR (BMWYY) — Dividend — Buy

BIOGEN INC COM (BIIB) — None — Sold (part)

BIOMARIN PHARMAC (BMRM) (X) — None

BLACKROCK INC. (BLK) — Dividend

BNP PARIBAS SP ADR REPSTG (BNPQY) — Dividend — Buy

BOEING CO. (BA) — Dividend

BP PLC ADS (BP) — Dividend

BRISTOL MYERS SQUIBB CO (BMY) — Dividend — Buy

BROADCOM CORP CL A (AVGO) — Dividend

CAPRI HOLDINGS LIMITED (CPRI) (X) — None

CELGENE CORP (CELG) (Y)

CEMEX SAB DE CV (CX) — Dividend — Buy

CHARLES SCHWAB CORP (SCHW) — Dividend

CHINA CONSTRUCTION BANK CORP (CICHY) (X) — Dividend

CHIPOTLE MEXICAN GRILL (CMG) — None — Sold

CHOW TAI FOOK JEWLLERY (CJEWY) (X) — Dividend

CISCO SYS INC (CSCO) — Dividend — Sold (part)

CISCO SYS INC (CSCO) — Sold

CITIGROUP INC NEW (C) — Dividend

CITRIX SYSTEMS INC (CTXS) — Dividend

CNH INDL N V SHS (CNHI) (X) — Dividend

COCA-COLA CO. (KO) (Y)

COMCAST CORP CL A (CMCSA) — Dividend

CONAGRA BRANDS INC (CAG) (X) — Dividend

CONTL AG SPONS ADR (CTTAY) (X) — Dividend

CORTEVA INC (CTCVA) — Dividend — Spinoff (from line 249)

COSTCO WHOLESALE CORP NEW (COST) — Dividend

COVETRUS INC (CVET) (X) — None

CREDIT SUISSE GROUP (CS) — None — Buy

CREDIT SUISSE GROUP (CS) — Sold

CREE RESEARCH INC (CREE) — None

CVS HEALTH CORP COM (CVS) (X) — Dividend

DISCOVERY COMMUNICATIONS SER A (DISCA) (X) — None

DANONE SPONSORED ADR (DANOY) (X) — Dividend — Sold

DIAGEO PLC SPON ADR NEW (DEO) (X) — None — Sold

DISCOVER FINCL SVCS (DFS) (Y)

DOLBY LABORATORIES INC CLASS A (DLB) — Dividend

DOW (DOW) (X) (Y)

DOWDUPONT INC (DWDP) (Y)

DUPONT DE NEMOURS INC (DD) (X) — Dividend

DXC TECHNOLOGY COMPANY (DXC) (X) — Dividend

E TRADE FINANCIAL CORP (ETFC) (X) — Dividend

ECOLAB INC (ECL) — Dividend

ENCANA CORP (ECA) — Dividend — Buy

EQUINIX INC (EQIX) — Dividend — Buy

EURONET WORLDWIDE INC (EEFT) — None — Buy

EXELON CORP (EXC) — Dividend

FACEBOOK INC (FB) — None

FAIRFAX FIN HLDG SUB VTG (FRFHF) (X) — Dividend

FIDELITY NATL INFORMATION SE (FIS) (X) — Dividend

FIREEYE INC (FEYE) (X) — None

FIRST AMERICAN FINL CORP (FAF) (X) — Dividend

FLUOR CORP NEW (FLR) — Dividend — Buy

FOOT LOCKER (FL) (X) — Dividend

FREEPORT-MCMORAN INC (FCX) — Dividend

G4S PLC UNSPONS ADR (GFSZY) — Dividend — Buy

GATX CORP (GATX) — Dividend

GENTEX CORP (GNTX) (Y)

GLENCORE PLC ADR (GLNCY) (X) — Dividend

GRAY TELEVSION CL B COM (GTN) (X) — None

GREEK ORGANISATION OF FOOTBALL (GOFPY) (X) — Dividend

HALLIBURTON CO HOLDINGS CO (HAL) — None — Buy

HALLIBURTON CO HOLDINGS CO (HAL) — Sold

HITACHI 10 COM NEW ADR (HTHIY) — Dividend — Buy

HITACHI 10 COM NEW ADR (HTHIY) — Sold (part)

HOME DEPOT INC. (HD) — Dividend

HONDA MOTOR COMPANY LTD ADR (HMC) — Dividend — Buy

HONEYWELL INTL INC (HON) — Dividend

HOYA CORP (HOCPY) — Dividend

HYPERA SA ADR (HYPMY) (X) — Dividend

IHS MARKIT LTD (INFO) — None

IMPERIAL BRANDS PLC SPD ADR (IMBBY) (X) — Dividend

INCITEC PIVOT LIMITED ADR (INCZY) — None — Buy

INCITEC PIVOT LIMITED ADR (INCZY) — Sold

INFINEON TECH AG (IFNNY) (X) — None

INFOSYS LIMITED (INFY) — Dividend

INTESA SANPAOLO ADR (ISNPY) — Dividend — Buy

IONIS PHARMACEUTICALS (IONS) — None

ITAU UNIBANCO MULTIPLE ADR (ITUB) — Dividend

JOHNSON & JOHNSON (JNJ) — Dividend

JOHNSON CTLS INTL PLC (JCI) — Dividend — Buy (add'l)

KEYCORP - NEW (KEY) — Dividend — Buy (add'l)

KINDER MORGAN INCORP (KMI) — Dividend — Buy

KINDER MORGAN INCORP (KMI) — Buy (add'l)

L3 HARRIS TECHNOLOGIES (LHX) — Dividend — Sold (part)

LIBERTY MEDIA C SER C SIRIUSXM (LSXMK) — None

LINDE PLC (LIN) — Dividend — Buy

MC CORMICK AND CO NON VOTING (MKC) — Dividend

MEDTRONIC PLC SHS (MDT) — Dividend

MERCK & CO INC. (MRK) — Dividend — Sold (part)

MGIC INVT CORP (MTG) — Dividend

MICROSOFT (MFST) — Dividend

MURPHY USA INC COM (MUSA) — Dividend

MYLAN N V (MYL) — None — Buy

MYLAN N V (MYL) — Sold

NATIONAL OILWELL VARCO INC (NOV) — Dividend — Buy

NETAPP INC COM (NTAP) — Dividend — Buy

NOVARTIS AG ADR (NVS) — Dividend

NUANCE COMMUNICATIONS INC (NUAN) (X) — None

NUCOR CORP (NUE) — Dividend

NUTANIX INC CL A (NTNX) — None

NUTRIEN LTD (NTR) — Dividend — Buy

NVIDIA CORPORATION (NVDA) (X) — Dividend

ONEMAIN HLDGS INC (OMF) — Dividend

ORACLE CORP (ORCL) — Dividend — Buy (add'l)

ORACLE CORP (ORCL) — Buy (add'l)

OWENS CORNING (OC) — Dividend

PALO ALTO NETWORKS INC (PANW) — None

PAYPAL HLDGS INC COM (PYPL) (Y)

PEBBLEBROOK HOTEL TRUST (PEB) — Dividend

PIONEER NATURAL RESOURCES (PXD) — Dividend — Buy

PJSC GAZPROM (OGZPY) (X) — Dividend

POSCO ADS (PKX) (X) — Dividend

QUALCOMM INC (QCOM) — Dividend

QURATE RETAIL (QRTEA) (Y)

RED HAT INC (RHT) (Y)

REGENERON PHARM (REGN) (Y)

RIO TINTO PLC SPON ADR (RIO) — None — Sold

ROCHE HOLDINGS (RHHBY) — Dividend

ROYAL BK SCOTLAND GROUP SP ADR (RBS) — Dividend — Buy

ROYAL DUTCH SHELL PLC (RDS'A) — Dividend — Sold

SALESFORCE.COM, INC (CRM) (X) — None

SANDERSON FARMS (SAFM) — Dividend

SANOFI ADR (SNY) — None — Buy

SCHLUMBERGER LTD (SLB) (X) — None

SCHNEIDER ELEC SA UNSP ADR (SBGSY) (X) — Dividend

SEAGATE TECHNOLOGY (STX) — Dividend

SENSATA TECHNOLOGIES (ST) — None

SERVICE CORP INTL (SCI) — Dividend

SIGNET JEWELERS LIMITED (SIG) (Y)

SPLUNK INC (SPLK) — None

SPROUTS FARMERS MARKET INC (SFM) — None — Buy

STANDARD CHARTERED PLC ADR (SCBFY) — None — Buy

STANLEY BLACK & DECKER INC (SWK) — Dividend

SUMITOMO MITSUI FINL GROUP INC (SMFG) — Dividend — Buy

SUMITOMO MITSUI FINL GROUP INC (SMFG) — Sold

SUNCOR ENERGY INC (SU) — Dividend

SYNCHRONY FINANCIAL (SYF) — Dividend — Buy (add'l)

TE CONNECTIVITY LTD-CHF (TEL) — Dividend

TEXAS INSTRUMENTS INC. (TXN) — Dividend

THERMO FISHER SCIENTIFIC (TMO) — Dividend

TOTAL S A SPON ADR (TOT) — Dividend

TWITTER INC (TWTR) — None — Sold (part)

US BANCORP (USB) — Dividend — Buy

UBER TECH (UBER) (X) — None

UBS GROUP AG SHS (UBS) (X) — Dividend

UNILEVER PLC (NEW) ADS (UL) — Dividend

UNITED PARCEL SERVICE (UPS) — Dividend

UNITEDHEALTH GROUP INC. (UNH) — Dividend

VERIZON COMM (VZ) — Dividend — Buy (add'l)

VERIZON COMM (VZ) — Buy (add'l)

VERTEX PHARMACEUTICALS (VRTX) — None — Sold (part)

VIACOMCBS INC CL B (VIAC) — Dividend — Buy

VISA INC COM (V) — Dividend

VISTRA ENERGY CORP (VST) (X) — Dividend

VMWARE INC CLASS A (VMW) (X) — None

VODAFONE GROUP (VOD) — Dividend

VOYA FINL INC (VOYA) — Dividend

W W GRAINGER INC (GWW) — Dividend

WALT DISNEY CO. (DIS) — Dividend

WELLS FARGO & CO NEW (WFC) — Dividend — Buy (add'l)

WESTERN DIGITAL CORPORATION (WDC) — Dividend — Buy

WEYERHAEUSER CO. COMMON STOCK (WY) (X) — Dividend

WIENERBERGER AG SPON ADR (WBRBY) (X) — Dividend

YUM CHINA HLDNGS (YUMC) (Y)

ZOETIS INC CLASS A (ZTS) — Dividend

VOLKSWAGEN AG RP ADR (VWAPY) — Dividend — Buy

ISHARES CORE RUSSELL US GROWTH (IUSG) — None — Buy (add'l)

ISHARES CORE RUSSELL US GROWTH (IUSG) — Sold

ISHARES CORE RUSSELL US VALUE ETF (IUSV) — None — Buy (add'l)

ISHARES CORE RUSSELL US VALUE ETF (IUSV) — Sold

ISHARES RUSSELL 1000 ETF (IWF) — None — Sold

VANGUARD FTSE DEVELOPED MKTS E — None — Buy (add'l)

VANGUARD FTSE DEVELOPED MKTS E — Sold

NEW YORK ST TWY AUTH GEN REV (650009Q89) — Interest — Buy

NYS URB DEV CORP SER CONTR REV REF EMP ST (650035UM8) — Interest — Redeemed

NEW YORK ST URBAN DEV CORP INCOME TAX REV-B-1 (6500355H7) — Interest — Redeemed

NEW YORK ST DORM AUTH 3RD GENL (64990HMG2) — Interest — Redeemed

ERIE CNTY NY FISCAL STABILITY AUTH (29508RGJ9) — Interest — Redeemed

ONONDAGA CNTY N Y TR CULTURAL RES REV (68276FAK6) — Interest — Redeemed

METROPOLITAN TRANSPORTATION AUTHORITY REV-E (59259YN54) — Interest

SYRACUSE N Y PUB IMPT GENL OBLIG REF-A (871702U53) — Interest

SUFFOLK CNTY NY GENL OBLIG REF SER-B (86476PPN2) — Interest

LONG ISLAND PWR AUTH N Y ELEC SYS REV-B (5426907W6) — Interest

TRIBOROUGH BRIDGE TUNNEL NY AU MTA BRDG TUNNEL GEN (89602NZE7) — Interest

ROCKLAND CNTY NY SOLID WASTE MGMT AUGH GENL OB REF-A (773562EN9) — Interest

BUFFALO NY GENL OBLIG REF-A (119677MP4) — Interest

ROCKLAND CNTY NY GENL OBLIG REF (77355PVK6) — Interest

NEW YORK CITY MUN WTR FIN (64972GUP7) — Interest — Buy

UTIL DEBT NY SEC AUTH (91802RCS6) — Interest — Buy

NEW YORK ST DORM AUTH REVS NON ST SUPPOR REV-A (64990CUX7) — Interest

NASSAU CNTY N Y FOR ISSUES DTD PRIOR TO (63165TWF8) — Interest

NEW YORK NY CITY MUN WTR FIN AUTH WTR (64972GRP1) — Interest

ST OF NEW YORK AUTH UNIV REV-A (64990CEG2) — Int./Div.

LONG ISLAND PWR AUTH N Y ELEC SYS (5426907Y2) — Interest — Buy

WESTCHESTER CNTY N Y GENL OBLIG SER-B (95736UR89) — Interest

HUDSON YDS INFRASTRUCTURE CORP N Y SECOND INDENTURE REV- A (44420RAK6) — Interest

ONEIDA CNTY NY PUB IMPT (682455DU1) — Interest — Buy

WESTERN NASSAU CNTY N Y WTR AUTH WTR SYS REV-B (958792DR1) — Interest

NEW YORK ST ENVIRONMTL FACS CO RP CLEAN WTR (64986DDH5) — Interest

NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT REV-A (64990BT29) — Interest

NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT REV-B (64990BUN1) — Interest

LONG IS PWR AUTH NY ELEC SYS REV (542691AF7) — Interest

TRIBOROUGH BRIDGE TUNNEL AUTH GENL REV-A (89602N5D2) — Interest

NEW YORK N Y CITY TR CULTURAL RES REV-A (649717UE3) — Interest

YONKERS NY GENL OBLIG (986082A47) — Interest — Buy

NEW YORK LIBERTY DEV CORP (649519CD5) — Interest — Buy

SALES TAX ASSET RECEIVABLE CORP REV-A (794665FS3) — Interest — Buy

ACCOUNT # 5 (H)

MORGAN STANLEY BANK, N.A. — Interest

MSILF GOVERNMENT PTF INST (MVRXX) — Dividend — Buy

DELAWARE LIFE NY SUN UL PROTECTOR (whole life) — None

IRA # 6 (H)

AQR EQ MARKET NEUTRAL INST (QMNIX) — None — Sold

AQR MANAGED FUTURES STATEGY 1 (AQMIX) — Dividend

GOLDMAN SACHS SM CAP VAL I (GSSIX) — Dividend

LORD ABBETT FLT RT F (LFRFX) — Dividend — Sold

LORD ABBETT SHT DURATION INC F (LDLFX) — Dividend — Buy

PUTNAM MLTI ASSET ABS RET Y (PDMYX) — None — Buy

IRA #7 (H)

MORGAN STANLEY BANK N.A. (CASH) — Interest

ABB LTD (ABB) (X) — Dividend

ACCENTURE PLC IRELAND CL A (ACN) — Dividend

ACI WORLDWIDE INC (ACIW) (X) — None

ADVANCED DISPOSAL SERVICES (ADSW) (Y)

ALLERGAN PLC SHS (AGN) — Dividend — Buy (add'l)

ALLERGAN PLC SHS (AGN) — Sold (part)

ALPHABET INC CL C (GOOG) — None

ALTRA HLDGS INC (AIMC) — Dividend

AMER INTL GP INC NEW (AIG) — Dividend — Sold (part)

ANHEUSER BUSCH INBEV SA SPON (BUD) (Y)

AON PLC SHS CL-A (AON) — Dividend

ASSA ABLOY AB UNSP ADR (ASAZY) — Dividend

AXALTA COATING SYSTEMS LTD. (AXTA) — None

BANCORPSOUTH INC (BXS) — Dividend

BB SEGURIDADE PARTICIPACOES (BBSEY) (X) — Dividend

BEIERSDORF AG UNSPONS ADR (BDRFY) (X) — Dividend

BERKLEY W R CORP (WRB) — Dividend — Sold (part)

BERKSHIRE HATHAWAY CL-B NEW (BRK'B) — None

BHP BILLITON LTD (BHP) — Dividend

BLACK KNIGHT INC (BKI) — None — Sold (part)

BMC STK HLDGS INC (BMCH) (X) — None

BNP PARIBAS SP ADR REPSTG (BNPQY) (X) — Dividend

BROOKFIELD ASSET MGNT CL A LTD (BAM) — Dividend — Sold (part)

BROOKS AUTOMATION INC (BRKS) — Dividend

BRUNSWICK CORP (BC) (X) — Dividend

CARLSBERG AS (CABGY) — Dividend

CASELLA WASTE SYS INC CL A (CWST) (X) — None

CERNER CORP (CERN) — Dividend — Buy

CERNER CORP (CERN) — Buy (add'l)

CERNER CORP (CERN) — Sold (part)

COMPAGNIE FIN RICHEMONTAG ADR (CFRUY) — Dividend

COMPASS GROUP PLC SPD ADR (CMPGY) — Dividend

CVB FINCL CP (CVBF) — Dividend

DAIWA HOUSE IND LTD ADR (DWAHY) — Dividend

DBS GROUP HOLDINGS LTD SP (DBSDY) — Dividend

DELTA AIR LINES NEW (DAL) — Dividend — Buy

DELTA AIR LINES NEW (DAL) — Buy (add'l)

DIAGEO PLC SPON ADR NEW (DEO) — Dividend

ENGIE SPONS ADR (ENGIY) (X) — Dividend

ENN ENERGY HOLDINGS LTD UNSPON (XNGSY) (X) — Dividend

EQUINOR ASA (EQNR) (Y)

ESCO TECH (ESE) (X) — Dividend

FASTENAL CO (FAST) — Dividend — Sold (part)

FASTENAL CO (FAST) — Sold (part)

FERGUSON PLC SPONSORED ADR (FERGY) — Dividend

FULLER HB & CO (FUL) (X) — Dividend

GIBRALTAR INDUSTRIES INC (ROCK) (X) — None

GLACIER BANCORP (GBCI) — Dividend

GRUPO FINANCIERO BANORTE SAB (GBOOY) (X) — Dividend

IBERIA BK CORP (IBKC) — Dividend

ICF INTL INC (ICFI) (X) — None

ICICI BANK LTD (IBN) — Dividend

ILL TOOL WORKS INC (ITW) — Dividend — Sold (part)

INDEPENDENT BK MASS (INDB) — Dividend

INTEGER HOLDINGS CORP (ITGR) (X) — None

J&J SNACK FOODS (JJSF) (X) — Dividend

JOHNSON & JOHNSON (JNJ) — Dividend — Sold

KAO CORP (KAOOY) (X) — Dividend

KOMATSU LTD SPON ADR NEW (KMTUY) (X) — Dividend

LA Z BOY INCORPORATED (LZB) — Dividend

LOWES COMPANIES INC (LOW) — Dividend — Sold (part)

MAKITA CORPORATION LTD ADR NEW (MKTAY) — Dividend

MARKEL CORP (HOLDING CO) (MKL) — None

MASTERCARD INC CL A (MA) — Dividend — Sold (part)

MASTERCARD INC CL A (MA) — Sold (part)

MATADOR RES CO (MTDR) (X) — None

MEDTRONIC PLC SHS (MDT) — Dividend

MOWI ASA ADR (MHGVY) (X) — Dividend

NINTENDO CO LTD ADR NEW (NTDOY) (X) — Dividend

NORDEA NK SWEDEN AB (PUBL) ADR (NRBAY) — Dividend

NOVARTIS AG ADR (NVS) — Dividend

NXP SEMICONDUCTORS (NXPI) — Dividend — Sold (part)

ONE GAS INC (OGS) (X) — Dividend

ORACLE CORP (ORCL) — Dividend

PEBBLEBROOK HOTEL TR COM (PEB) — Dividend

PEPSICO INC NC (PEP) — Dividend

PHYSICIANS REALTY TRUST (DOC) (X) — Dividend

PING AN INSURANCE ADR (PNGAY) — Dividend

PLEXUS CORP (PLXS) (X) — None

PRUDENTIAL PLC ADR (PUK) — Dividend

QTS RLTY TR INC COM CL A (QTS) — Dividend

RED ELECTRICA CORPORACION SA (RDEIY) (Y)

RELX PLC SPONSORED ADR (RELX) — Dividend

ROGERS CORP (ROG) (Y)

ROYAL DSM NV SPONSORED ADR (RDSMY) (X) — Dividend

ROYAL DUTCH SHELL PLC (RDS'A) — Dividend

RYANAIR HLDGS PLC ADR (RYAAY) (X) — None

RYOHIN KEIKAKU CO LTD ADR (RYKKY) — Dividend

SAFRAN SA (SAFRY) — Dividend

SAMPO OYJ UNSPON ADR (SAXPY) — Dividend

SANLAM LTD ADR (SLLDY) (Y)

SAP AG (SAP) — Dividend

SCHLUMBERGER LTD (SLB) — Dividend — Sold

SELECTIVE INS GRP (SIGI) — Dividend

SHIN ETSU CHEM CO LTD ADR (SHECY) (X) — Dividend

SOUTH ST CORP COM (SSB) (X) — Dividend

STARBUCKS CORP WASHINGTON (SBUX) — Dividend — Sold (part)

STARBUCKS CORP WASHINGTON (SBUX) — Sold (part)

STRYKER CORP (SYK) — Dividend

SUMITOMO MITSUI FINL GROUP INC (SMFG) — Dividend

SUNCOR ENERGY INC (SU) — Dividend

SYNNEX CORP (SNX) — Dividend

TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) — Dividend

TELENOR ASA ADS (TELNY) — Dividend

TENCENT HLDGS LTD UNSPON ADR (TCEHY) — Dividend — Sold (part)

TENCENT HLDGS LTD UNSPON ADR (TCEHY) — Sold (part)

TESCO PLC SPONSORED ADR (TSCDY) (X) — Dividend

THERMO FISHER SCIENTIFIC (TMO) — Dividend — Sold (part)

TJX COS INC NEW (TJX) — Dividend — Sold (part)

UBISOFT ENTMT SA UNSPON ADR (UBSFY) (Y)

UNILEVER PLC (NEW) ADS (UL) — Dividend

UNITED TECHNOLOGIES CORP (UTX) — Dividend

US ECOLOGY INC NEW (ECOL) (Y)

VINCI SA ADR (VCISY) — Dividend

VIVENDI SA UNSPON ADR (VIVHY) — Dividend

WOLTERS KLUWER NV SPON ADR (WTKWY) — Dividend

WOLVERINE WORLD WIDE (WWW) — Dividend

VOLKSWAGEN AG RP (VWAPY) — Dividend

VERIZON COMMUNICATIONS (92343VBR4) — Interest

BANK OF AMERICA CORP (06051GFB0) — Interest

GOLDMAN SACHS GROUP INC (38141GVM3) — Interest

SHELL INTERNATIONAL FINANCE BV (822582BT8) — Interest

WELLS FARGO CO F XD (95000U2A0) — Interest

CITIGROUP INC 3.66 FXD TO 07/24/2027 FLTS THRFTR (172967LP4) — Interest

COMCAST CORP (20030NCT6) — Interest — Buy

JPMORGAN CHASE & CO (46647PAV8) — Interest — Buy

JP MORGAN CHASE & CO (4662HHS2) — Interest — Sold

GENERAL ELECTRIC CAPITAL CORP (36962G3P7) — Interest — Sold (part)

MICROSOFT CORP (594918CA0) — Interest

ENTERPRISE PRODUCTS OPER (29379VBU6) — Interest

BP CAPITAL MARKETS PLC (05565QDB1) — None — Sold

UNITED STATES TREASURY NOTE (9128284Y3) — Interest — Buy (add'l)

UNITED STATES TREASURY NOTE (9128284Y3) — Sold (part)

UNITED STATES TREASURY NOTE (912828F21) — Interest — Sold

UNITED STATES TREASURY NOTE (9128283W8) — Interest — Sold

UNITED STATES TREASURY BOND (912810RM2) — Interest — Buy (add'l)

UNITED STATES TREASURY BOND (912810RQ3) — Interest

UNITED STATES TREASURY BOND (912810SF6) — Interest — Buy

UNITED STATES TREASURY BOND (912810SF6) — Buy (add'l)

FED NATL MTG ASSN (31359MGK3) — Interest

FHLMC 30 YR GOLD (3128MJZB9) — Interest — Buy

FEDERAL NATIONAL MTG ASSN POOL MA3521 (31418C4F8) — Interest — Buy

FEDERAL NATIONAL MTG ASSN POOL MA3521 (31418C4F8) — Buy (add'l)

FEDERAL NATIONAL MTG ASSN POOL MA3527 (31418C4M3) — Interest — Buy

FEDERAL NATIONAL MTG ASSN POOL MA3527 (31418C4M3) — Buy (add'l)

FHLMC 30 YR GOLD (3132ADWF1) — Interest — Buy

FHLMC 30 YR GOLD (31335APZ5) — Interest — Sold

FHLMC 30YR GOLD (3128MJW71) (X) — Interest — Sold

FED NATL MTG ASSN POOL MA3803 (31418DGM8) — Interest — Buy

FEDERAL NATIONAL MTG ASSN POOL BM1285 (3140J5NB1) — Interest — Sold

FEDERAL NATIONAL MTG ASSN POOL MA3210 (31418CR89) — Interest — Sold

AQR STYLE PREMIA ALTERNATIVE I (QSPIX) — Dividend — Buy (add'l)

WESTERN ASSET SMASH SERIES C (LMLCX) — Dividend — Sold (part)

WESTERN ASSET SMASH SERIES EC (LMECX) — Dividend — Sold (part)

WESTERN ASSET SMASH SERIES EC (LMECX) — Buy (add'l)

WESTERN ASSET SMASH SERIES M (LMSMX) — Dividend — Sold (part)

WESTERN ASSET SMASH SERIES M (LMSMX) — Buy (add'l)

WESTERN ASSET SMASH SERIES M (LMSMX) — Buy (add'l)

WESTERN ASSET SMASH SERIES M (LMSMX) — Buy (add'l)

WESTERN ASSET SMASH SERIES M (LMSMX) — Buy (add'l)

Agreement — 2005 — NEW YORK STATE RETIREMENT SYSTEM (DEFINED BENEFIT PENSION PLAN)

Income — 2019 — NEW YORK STATE RETIREMENT SYSTEM — $33,339.24

Spouse's income — 2019 — ATTORNEY (SELF-EMPLOYED)

Spouse's income — 2019 — BROWN, GRUTTADARO, GAUJEAN & PRATO, PLLC (SALARY)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

VIACOMCBS INC CL B (VIAC) was CBS CORP NEW CL B SHRS (CBS).

L3 HARRIS TECHNOLOGIES (LHX) was L3 TECHNOLOGIES INC. (LLL)