Stephen Rogers Bough

529 Plan - (H)

Invest Ed Balanced PRT A — Dividend — Sold (part)

Ivy Limited-Term Bond E — Dividend — Sold (part)

Roth IRA - (H)

Ivy Fund - High Income A — Dividend

Ivy Fund - Small Cap Fund A — Dividend

Ivy Global Real Estate A — Dividend

Ivy Managed Inter Opp A — Dividend

Ivy Mid Cap Income Opp A — Dividend

Ivy Limited-Term Bond A — Dividend

Ivy Asset Strategy A — Dividend

Simple 401K - (H)

Ivy Fund High Income A — Dividend

Ivy Core Equity A — Dividend

Ivy International Core Equity A — Dividend

Ivy Global Equity Income A — Dividend

Ivy Asset Strategy A — Dividend

JTN TOD - (H)

Ivy Core Equity A — Dividend — Sold

Ivy Fund Small Cap A — Sold

Ivy Managed Intern Opp A — Sold

Ivy Large Cap Growth A — Dividend — Sold (part)

Ivy Apollo Multi-Asset Income A — Dividend — Sold (part)

Ivy Limited-Term Bond A — Dividend

529 Plan - (H)

Ivy Limited-Term Bond E — Dividend — Sold

Exclusive K - (H)

Ivy Fund Small Cap A — Dividend

Ivy International Core Equity A — Dividend

Ivy Apollo Multi-Asset Income A — Dividend

Ivy Limited-Term A — Dividend

Ivy Science and Tech A — Dividend

Roth IRA - (H)

Ivy Mid Cap Growth A — Dividend

Ivy Science and Technology A — Dividend

Ivy Small Cap Growth A — Dividend

Ivy Balanced A — Dividend

Ivy High Income A — Dividend

UTMA - (H)

Ivy Limited-Term Bond A — Dividend — Sold

Missouri Bank & Trust - BOK — Int./Div.

Lewis Rice Profit Sharing BOK Financial TRP Retire 2035 — Dividend

Lewis Rice 401K BOK Financial TRP Retire 2035 — Dividend

Past-President, Federal Bar Association - Western District of Missouri and District of Kansas

Board member, UMKC Law Foundation

Board member, Lawyers Encouraging Academic Performance

Advisory Board, Second Chance

Agreement — 2014 — Blake Heath purchased the assets of The Law Offices of Stephen R. Bough with a written agreement for 25% of the contingent fee at the end of the litigation

Liability — Kansas City Christian High School — Tuition Agreement

Liability — Dept. of Educaiton - Direct Loan MOHELA — Student Loan

Liability — Chase credit card — Credit Card

Reimbursement — University of Georgia Law School — April 11 - 13, 2019 — Athens, GA — Judge Moot Court, teach two classes — Hotel, rental car, air, food

Reimbursement — Ogletree Deakins — Sept. 19 - 20, 2019 — Indianapolis, IN — Speak at Diversity Conference — Hotel, transportation, air, food

Income — 2019 — Blake Heath Trial Attorney LLC, pursuant to the written agreement referenced in Part II. The agreeement is a fixed percenteage of the contingent fee. — $69,958.74

Spouse's income — 2019 — Lewis Rice, salary

Spouse's income — 2019 — City of Kansas City, salary