Hildy Bowbeer

Individual Assets (H)

Wells Fargo Bank (cash) (X) — Interest

US Bank (cash) — Interest

Optum Bank HSA (cash) — Interest

USAA Federal Savings Bank (X) — Interest

Rental Property #1, Collier County, FL — None — Sold — Eric and Wendy Wright

Northwestern Mutual Whole Life Insurance (Policyholder #1) — Dividend

Northwestern Mutual Whole Life Insurance (Policyholder #2) — Dividend

Nassau RE Whole Life Policy (formerly Phoenix Life) — Dividend

Trust #1 (H)

Fidelity Government Money Market (SPAXX) (cash eq.) — Interest — Buy (add'l)

3M Company Stock (common) (MMM) — Dividend

TOD #1 (H)

Fidelity Government Money Market (SPAXX) (cash eq.) — Interest

3M Company VIP Excess (deferred compensation plan / no control) (cash) — None

3M Company Medical Savings Account (cash) — Interest

3M Company Stock Options — None — Redeemed (part)

3M Company Stock (MMM) — Dividend — Buy (add'l)

3M Company Stock (MMM) — Sold

Brokerage Account #1 (H)

Northwestern Mutual FDIC Insured Program (cash) (X) — Interest

Dreyfus General Money Market Fund Cl B (GMBXX) (cash eq.) — Interest — Redeemed

Russell Tax-Managed US Mid & Small Cap Fund Class S (RTSSX) — Dividend

Russell Tax-Exempt High Yield Bond Fund Class S (RTHSX) — Dividend

Russell Tax-Managed International Fund Class S (RTNSX) — Dividend

Russell Tax Managed US Large Cap Fund Class S (RETSX) — Dividend — Sold (part)

Russell Global Real Estate Securities Fund Class S (RRESX) — Dividend

Russell Tax Exempt Bond Fund Class S (RLVSX) — Dividend

Trust #2 (H)

RBC Prime Market Money Fund (TPMXX) (Y)

Federated Equity Kaufman Sm Cap IS (FKAIX) — Dividend

Federated Strategic Val Div Fd Instl (SVAIX) — Dividend

Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — Dividend — Buy

Hartford MUT FDS Inc Mid Cap FD CL I (HFMIX) — None — Buy

IShares Core S&P Mid Cap ETF (IJH) — Dividend

IShares Core S&P Small Cap ETF (IJR) — None — Sold

IShares Core S&P 500 ETF (IVV) — Dividend

Madison Fds Mid Cap Fd Cl Y (GTSGX) — None

MFS Growth Fund CL I (MFEIX) — Dividend

MFS SER TR I Value Fund (MEIIX) — Dividend

Harding Loevner Funds Intl Eq Port I (HLMIX) — None — Sold

Invesco Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Dividend

Oakmark Intl Fd Adv Cl (OAYIX) — None

Vanguard FTSE Dev Mkts ETF (VEA) — Dividend — Sold

AB Bd Fd Income Fd Advisor (ACGYX) — Dividend — Buy (add'l)

AB Bd Fd Income Fd Advisor (ACGYX) — Buy (add'l)

AB Global Bond Fund (ANAYX) — Dividend

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Dividend — Buy

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Buy (add'l)

JPMorgan Tr I Global Bd Opp I (GBOSX) — Dividend

Ivy Apollo Strategic Income Fund (IIPOX) — Dividend

Lord Abbett Bd Deb Fd Inc F (LBDFX) — Dividend — Buy (add'l)

Lord Abbett Short Dur Inc Fd F (LDLFX) — Dividend — Buy (add'l)

Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Dividend — Buy (add'l)

Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Dividend — Sold

Franklin Mutual Quest Fud CL Z (MQIFX) — Dividend — Buy

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Dividend — Buy

MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Dividend

IRA #1 (H)

Northwestern Mutual General Money Market Fund Class B (cash eq.) — Interest

Invesco Balanced-Risk Commodity Strategy Fund Class Y (BRCYX) — Dividend

American Century Short Duration Inflation Protection Bond (APOIX) — Dividend — Buy

Baron Asset Fund Institutional Class (BARIX) — Dividend — Buy

Dodge & Cox Income Fund (DODIX) — Dividend

Europacific Growth Fund Class F-2 (AEPFX) — Dividend

Fidelity Advisor Mid Cap Fund Class I (FIIMX) — Dividend — Sold

Fidelity Advisor New Insights Fund Class I (FINSX) — Dividend — Sold (part)

Goldman Sachs Intl Sm Cap Insights Fd Cl I (GICIX) — Dividend

Goldman Sachs Absolute Return Tracker Fund Instl Cl (GJRTX) — Dividend — Buy

The Oakmark International Fund Class I (OAKIX) — Dividend

John Hancock Disciplined Value Mid Cap Fund Class 1 (JVMIX) — Dividend

MFS Value Fund Class 1 (MEIIX) — Dividend — Sold (part)

New World Fund - Class F2 (NFFFX) — Dividend

Northern Small Cap Value Fund (NOSGX) — Dividend

PIMCO Income Fund Class I-2 (PONPX) — Dividend — Sold (part)

Principal Real Estate Securities FD CL 1 (PIREX) — Dividend — Buy

Principal Global Multi Strategy Fund Class I (PRMIX) — None — Buy

T Rowe Price Emerging Markets Stock Fund (PRMSX) — Dividend

T Rowe Price Real Estate Fund (TRREX) — None — Sold

TIAA-CREF Bond Fund Adv Class (TIBHX) — Dividend — Sold (part)

IRA #2 (H)

RBC Cash and Federated Money Market Fund (cash eq.) — Interest

Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Dividend — Buy (add'l)

Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Sold (part)

Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Sold (part)

Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Buy (add'l)

Federated Strategic Value Div Fd I (SVAIX) — Dividend — Buy (add'l)

Federated Strategic Value Div Fd I (SVAIX) — Buy (add'l)

Federated Strategic Value Div Fd I (SVAIX) — Buy (add'l)

Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — Dividend — Buy

Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — Buy (add'l)

Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — Buy (add'l)

Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — Sold (part)

Hartford MUT FDS Inc Mid Cap FD CL I (HFMIX) — Dividend — Buy

Ishares Core S&P Mid Cap ETF (IJH) — Dividend — Sold (part)

Ishares Core S&P Mid Cap ETF (IJH) — Buy (add'l)

IShares Core S&P Small Cap ETF (IJR) — None — Sold

Ishares Core S&P 500 Index ETF (IVV) — Dividend — Buy (add'l)

Ishares Core S&P 500 Index ETF (IVV) — Sold (part)

Ishares Core S&P 500 Index ETF (IVV) — Buy (add'l)

Ishares Tr Ishares Core Div Growth ETF (DGRO) — None — Buy

Ishares Tr Ishares Core Div Growth ETF (DGRO) — Sold

Madison Fds Mid Cap Fd Cl Y (GTSGX) — Dividend — Sold (part)

Madison Fds Mid Cap Fd Cl Y (GTSGX) — Sold (part)

Madison Fds Mid Cap Fd Cl Y (GTSGX) — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Dividend — Buy (add'l)

MFS Growth Mutual Fund (MFEIX) — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Sold (part)

MFS SER TR I Value Fund Cl I (MEIIX) — Dividend — Buy (add'l)

MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)

MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)

Harding Loevner Fds Intl Eq Port I (HLMIX) — None — Sold

Invesco Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Dividend — Buy (add'l)

Invesco Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Sold (part)

Invesco Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Buy (add'l)

Oakmark Intl Fd Adv Cl (OAYIX) — Dividend — Buy (add'l)

Oakmark Intl Fd Adv Cl (OAYIX) — Sold (part)

Oakmark Intl Fd Adv Cl (OAYIX) — Buy (add'l)

Oakmark Intl Fd Adv Cl (OAYIX) — Sold (part)

Vanguard FTSE Dev Mkts ETF (VEA) — Dividend — Sold (part)

Vanguard FTSE Dev Mkts ETF (VEA) — Sold (part)

Vanguard FTSE Dev Mkts ETF (VEA) — Sold (part)

Vanguard FTSE Dev Mkts ETF (VEA) — Sold

AB Bond Fund Inc Income Fd Adv (ACGYX) — Dividend — Sold (part)

AB Global Bond Fund (ANAYX) — Dividend — Buy (add'l)

AB Global Bond Fund (ANAYX) — Sold (part)

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Dividend — Buy

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Sold (part)

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Buy (add'l)

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Buy (add'l)

JPMorgan Tr I Gbl Bd Opp Fd I (GBOSX) — Dividend — Buy (add'l)

JPMorgan Tr I Gbl Bd Opp Fd I (GBOSX) — Sold (part)

JPMorgan Tr I Gbl Bd Opp Fd I (GBOSX) — Buy (add'l)

Ivy Apollo Strategic Income Fund CL I (IIPOX) — Dividend — Buy (add'l)

Ivy Apollo Strategic Income Fund CL I (IIPOX) — Sold (part)

Lord Abbett Bd Deb Fd Inc F (LBDFX) — Dividend — Buy (add'l)

Lord Abbett Bd Deb Fd Inc F (LBDFX) — Buy (add'l)

Lord Abbett Bd Deb Fd Inc F (LBDFX) — Sold (part)

Lord Abbett Short Dur Inc Fd F (LDLFX) — Dividend — Buy (add'l)

Lord Abbett Short Dur Inc Fd F (LDLFX) — Buy (add'l)

Lord Abbett Short Dur Inc Fd F (LDLFX) — Buy (add'l)

Lord Abbett Short Dur Inc Fd F (LDLFX) — Sold (part)

Lord Abbett Short Dur Inc Fd F (LDLFX) — Buy (add'l)

Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Dividend — Buy (add'l)

Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Sold (part)

Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Buy (add'l)

Loomis Sayles Investment Grade Bd Fd Y (LSIIX) — Buy (add'l)

Putnam Fds Tr Short Dur Inc Fd Y (PSDYX) — Dividend — Sold

Franklin Mutual Quest Fud CL Z (MQIFX) — Dividend — Buy

Franklin Mutual Quest Fud CL Z (MQIFX) — Buy (add'l)

Franklin Mutual Quest Fud CL Z (MQIFX) — Buy (add'l)

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Dividend — Buy

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Buy (add'l)

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Buy (add'l)

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Sold (part)

MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Dividend — Sold (part)

MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Buy (add'l)

MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Sold (part)

MFS SER Tr XIII Global Real Estate Fd I (MGLIX) — Sold (part)

Brokerage Account #2 (H)

RBC Money Market Bank Deposit Program (cash) — Interest

Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Dividend — Buy

Federated Equity FDS Kaufman Sm Cap Fd Cl I (FKAIX) — Sold (part)

Federated Strategic Value Div Fd I (SVAIX) — Dividend — Buy

Federated Strategic Value Div Fd I (SVAIX) — Buy (add'l)

Federated Strategic Value Div Fd I (SVAIX) — Sold (part)

Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — Dividend — Buy (add'l)

Franklin Temp ETF Tr LibQ US Sm Cap Eq (FLQS) — Buy (add'l)

Hartford MUT FDS Inc Mid Cap FD CL I (HFMIX) — Dividend — Buy

Hartford MUT FDS Inc Mid Cap FD CL I (HFMIX) — Sold (part)

Ishares Core S&P Mid Cap ETF (IJH) — Dividend — Buy

Ishares Core S&P Mid Cap ETF (IJH) — Buy (add'l)

IShares Core S&P 500 ETF (IVV) — Dividend — Buy

IShares Core S&P 500 ETF (IVV) — Buy (add'l)

Madison Fds Mid Cap Fd Cl Y (GTSGX) — Dividend — Buy

Madison Fds Mid Cap Fd Cl Y (GTSGX) — Sold (part)

Madison Fds Mid Cap Fd Cl Y (GTSGX) — Sold (part)

Ishares Core Hi Div ETF (HDV) — None — Sold

Ishares Tr Ishares Core Div Growth ETF (DGRO) — None — Sold

MFS Growth Mutual Fund (MFEIX) — Dividend — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Sold (part)

MFS SER TR I Value Fund Cl I (MEIIX) — Dividend — Buy

MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)

MFS SER TR I Value Fund Cl I (MEIIX) — Sold (part)

Vanguard Index Fds Vang Hi Div Yld ETF (VYM) — None — Sold

Ishares Tr Ishares Core MSCI Intl Dev Mkts ETF (IDEV) — None — Sold

Invesco Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Dividend — Buy (add'l)

Invesco Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Buy (add'l)

Invesco Oppenheimer Dev Mkts Fds Cl Y (ODVYX) — Sold (part)

Oakmark Internatl Fd Adv Cl (OAYIX) — Dividend — Sold (part)

Oakmark Internatl Fd Adv Cl (OAYIX) — Buy (add'l)

Oakmark Internatl Fd Adv Cl (OAYIX) — Sold (part)

Vanguard FTSE Dev Mkts ETF (VEA) — Dividend — Buy

Vanguard FTSE Dev Mkts ETF (VEA) — Sold

AB Global Bond Fund (ANAYX) — Dividend

AB Global Bond Fund (ANAYX) — Buy (add'l)

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Dividend — Buy

Blackrock FDS V Hgh Yld Bnd Portfolio Instl (BHYIX) — Sold (part)

JPMorgan Tr Gbl Bd Opps Fd Cl 1 (GBOSX) — Dividend

JPMorgan Tr Gbl Bd Opps Fd Cl 1 (GBOSX) — Buy (add'l)

AB High Income Municipal Portfolio CL Advisor (ABTYX) — Dividend — Sold (part)

AB High Income Municipal Portfolio CL Advisor (ABTYX) — Buy (add'l)

IShares Tr iBonds Dec 2023 Term Muni Bd ETF (IBML) — Dividend

IShares Tr iBonds Dec 2023 Term Muni Bd ETF (IBML) — Buy (add'l)

IShares Tr National Muni Bond ETF (MUB) — Dividend — Buy (add'l)

IShares Tr National Muni Bond ETF (MUB) — Sold (part)

IShares Tr National Muni Bond ETF (MUB) — Buy (add'l)

Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Dividend — Buy (add'l)

Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Sold (part)

Vanguard Muni Bond Fund HY Tax Exempt Admiral (VWALX) — Buy (add'l)

Franklin Mutual Quest Fud CL Z (MQIFX) — Dividend — Buy (add'l)

Franklin Mutual Quest Fud CL Z (MQIFX) — Sold (part)

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Dividend — Buy

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Sold

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Buy

Thornburg Invt TR Invt Income Builder FD CL I (TIBIX) — Sold (part)

MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Dividend — Sold (part)

MFS Ser Tr XIII Global Real Estate Fd I (MGLIX) — Sold (part)

IRA #3 (H)

Northwestern Mutual General Money Market Fund CL B (cash eq.) — Interest

American Century Short Duration Inflation Protection Bond (APOIX) — Dividend — Buy

Baron Asset Fund Institutional Class (BARIX) — Dividend — Buy

Deutsche Enhanced Commodity Strategy Fund (SKIRX) — Dividend

Dodge & Cox Income Fund (DODIX) — Dividend

Europacific Growth Fund Class F-2 (AEPFX) — Dividend

Fidelity Advisor Mid Cap II Fund Class I (FIIMX) — Dividend — Sold

Fidelity Advisors New Insights Fund Class I (FINSX) — Dividend — Sold (part)

Goldman Sachs Intl Sm Cap Insights Fd Cl I (GICIX) — Dividend

Goldman Sachs Absolute Return Tracker Fund Instl Cl (GJRTX) — Dividend — Buy

The Oakmark International Fund Investor Class (OAKIX) — Dividend

Hartford World Bond Fund Class I (HWDIX) — Dividend — Sold (part)

John Hancock Disciplined Value Mid Cap Fund Class I (JVMIX) — Dividend

MFS Value Fund Class I (MEIIX) — Dividend — Sold (part)

New World Fund Class F-2 (NFFFX) — Dividend

Northern Small Cap Value Fund (NOSGX) — Dividend

Pimco Income Fund Class I-2 (PONPX) — Dividend — Sold (part)

Principal Real Estate Securities FD CL 1 (PIREX) — Dividend — Buy

Principal Global Multi Strategy Fund Cl I (PSMIX) — None — Buy

T Rowe Price Real Estate (TRREX) — None — Sold

TIAA-CREF Bond Fund Advisor Class (TIBHX) — Dividend — Sold (part)

Trust #3 (H)

NM FDIC Ins Dep Program (cash) (X) — Interest

Macquarie Infrastructure Corp SHS (MIC) — Dividend

Trust #4 (H)

Northwestern Mutual General Money Market Fund CL B (cash eq.) — Interest

Baron Asset Fund Institutional Class (BARIX) — Dividend — Buy

DWS Enhanced Commodity Strategy Fund (SKIRX) — Dividend

Dodge & Cox International Fund (DODFX) — Dividend

Europacific Growth Fund Class F-2 (AEPFX) — Dividend

Fidelity Advisor Mid Cap II Fund Class I (FIIMX) — Dividend — Sold

Fidelity Advisor New Insights Fund Class I (FINSX) — Dividend

Fidelity Advisor Intermediate Muni Income Fund Class I (FZIIX) — Dividend

Franklin Federal Intermediate-Term Tax- Free Income Fund (FITZX) — Dividend

John Hancock Disciplined Value Mid Cap Fund Class I (JVMIX) — Dividend

MFS Value Fund Class I (MEIIX) — Dividend

New World Fund Class F-2 (NFFFX) — Dividend

Northern Small Cap Value Fund (NOSGX) — Dividend

Principal Real Estate Securities FD CL 1 (PIREX) — Dividend — Buy

T Rowe Price Emerging Markets Stock (PRMSX) — Dividend

T Rowe Price Real Estate (TRREX) — None — Sold

Gray Plant Mooty Retirement Savings Trust (H)

Dodge & Cox Stock (DODGX) — None

T Rowe Price Growth Stock (PRGFX) — None

Vanguard Institutional Index I (VINIX) — None

American Century Small Cap Value I (ACVIX) — None

Fidelity Small Cap Growth (FCPGX) — None

Vanguard Mid Cap Index Institutional (VMCIX) — None

Morgan Stanley Inst International E (MSIQX) — None

T Rowe Price International Discove (PRIDX) — None

American Funds American Balanced R5 (RLBFX) — None

T Rowe Price Short Term Bond (PRWBX) — None

Vanguard Total Bond Market Index I (VBMFX) — None

Retirement Account #2 (H)

Schwab Bank Cash Sweep (cash) — Interest

Misc Holdings (H)

Gray Plant Mooty Mooty and Bennett PA — Dividend

Rallyvest, LLC — Interest

Rallyvest III, LLC — None

Trustee, Trust #2

Trustee, Trust #1

Agreement — 1997 — 3M Company Pension Plan - former employer, no control other than to specify when pension payments will start; intend to recuse from all 3M matters before Court

Agreement — 1997 — 3M Company Long Term Incentive Plan (stock options and Restricted Stock Units) - former employer; options and RSUs already granted will vest over time

Reimbursement — American Intellectual Property Law Association — 01/30/19 - 01/31/19 — Tampa, FL — Panelist — Travel, lodging, meals

Reimbursement — Wisconsin Institute for International Legal Programs — 06/09/19 - 15/09/19 — Chengdu, China — Speaker — Travel, lodging, meals

Reimbursement — Sedona Conference — 11/03/19 - 011/05/19 — Charlotte, NC — Panelist and Judicial Advisor — Travel, lodging, meals

Income — 2019 — New Harbinger Publishing Company - book royalties — $1,280.00

Income — 2019 — Taylor & Francis Publishing Company - book royalties — $365.00

Spouse's income — 2019 — Gray, Plant, Mooty, Mooty & Bennett, PA - salary

Fidelity Individual Account is now Fidelity Government Money Market.

Oppenheimer Dev Mkts is now Invesco Oppenheimer Dev Mkts.

Deutsche Enhanced Commodity Strategy is now DWS Enhanced Commodity Strategy.

PIMCO Income Fund class change resulted from a corporate exchange, not a reportable transaction.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.