David Eugene Rice

PNC Bank Accounts — Interest

Pentagon FCU Account — Interest

APG FCU Account — Interest

USAA Federal Accounts — Interest

New Perspective Mutual Fund — Dividend

McCormick Common (MKC) — Dividend

PNC Bank IRA's CD's — Interest

TD Ameritrade Money Market Account — Interest

Facebook, Inc. (FB) — None — Sold (part)

Groupon, Inc. (GRPN) — None — Sold (part)

Netflix, Inc. (NFLX) — None — Sold (part)

Zynga, Inc. (ZNGA) — None — Sold (part)

Square, Inc. (SQ) — None — Sold (part)

Snap, Inc. (SNAP) — None — Sold (part)

Blue Apron Holdings, Inc. (APRN) — None — Sold (part)

SPDR Energy Select Sector Fund (XLE) — Dividend — Buy

United States Oil Fund (DSO) — None — Buy

Brokerage Account #1 (H)

Invesco S&P 500 Low Volatility ETF (SPVL) — Dividend — Sold (part)

iShares S&P 500 Growth ETF (IVW) — Dividend — Sold (part)

iShares S&P 500 Value ETF (IVE) — Dividend — Sold (part)

Oppenheimer S&P 500 Revenue ETF (now Invesco S&P 500 Revenue ETF)(RWL) — Dividend — Sold (part)

Schwab U.S. Large-Cap Growth ETF (SCHG) — Dividend — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Sold (part)

Vanguard S&P Mid-Cap 400 Growth ETF (IVOG) — Dividend — Sold (part)

Vanguard S&P Mid-Cap 400 Growth ETF (IVOG) — Sold (part)

Vanguard S&P Mid-Cap 400 Value ETF (IVOV) — Dividend — Sold (part)

Wisdomtree Managed Futures Strategy ETF (WTMF) — Dividend — Sold

American Century Emerging Markets Fund (AMKIX) — Dividend — Sold (part)

Baron Small Cap Fund (BSFIX) — Dividend — Sold (part)

Goldman Sachs Absolute Return Tracker Fund (GJRTX) — Dividend — Buy (add'l)

Goldman Sachs Absolute Return Tracker Fund (GJRTX) — Sold (part)

Guggenheim Macro Opportunities Fund (GIOIX) — Dividend — Sold (part)

Janus Henderson International Opportunities Fund (HFOIX) — Dividend — Sold (part)

Lord Abbett Total Return Fund (LTRFX) — Dividend — Sold (part)

Neuberger Berman Core Bond Fund (NCRLX) — Dividend — Sold (part)

PGIM Absolute Return Bond Fund (PADZX) — Dividend — Sold (part)

Royce Opportunity Fund (RYPNX) — Dividend — Sold (part)

Morgan Stanley Bank account — Interest

IBM Common (IBM) — Dividend — Sold (part)

American EuroPacific Growth Fund (AEPFX) — Dividend — Sold

IRA #1 (H)

MSLiquidAssetFund (now MS Private Bank, N.A.) — Interest

Godman Sachs Absolute Return Fund (GJRTX) — Dividend — Buy (add'l)

Godman Sachs Absolute Return Fund (GJRTX) — Sold (part)

AMG Timessquare International Small Cap Fund (TQTIX) — Dividend — Sold

American Centruy Emerging Mkts Fund (AMKIX) — Dividend — Sold (part)

Janus Henderson Int'l Opportunity Fund (HFOIX) — Dividend — Sold (part)

Vanguard FTSE Developed Mkts Fund (VEA) — Dividend — Sold

iShares S&P 500 Value ETF (IVE) — Dividend — Sold (part)

iShares S&P 500 Growth ETF (IVW) — Dividend — Sold (part)

iShares S&P 500 Growth ETF (IVW) — Sold

Baron Small Cap Inst Fund (BSFIX) — Dividend — Sold

Touchstone Sands Capital Select Growth Fund (CFSIX) — Dividend — Sold (part)

Royce Opportunity Fund (RYPNX) — Dividend — Buy (add'l)

Oppenheimer Large Cap Revenue ETF(now Invesco S&P 500 Revenue ETF(RWL) — Dividend — Sold (part)

PGIM Jennison Mid-CapGrowth Fund (PEGZX) — Dividend — Sold (part)

iShares S&P Mid-Cap 400 Value ETF (IJJ) — Dividend — Sold (part)

Wisdomtree Managed Futures Strategy ETF (WDTI) — Dividend — Sold

Hartford Multifactor Developed Markets ETF (RODM) — Dividend — Buy

Hartford Multifactor Developed Markets ETF (RODM) — Sold (part)

Federated Kaufmann Small Cap Fund (FKAIX) — Dividend — Buy

Federated Kaufmann Small Cap Fund (FKAIX) — Sold (part)

Lord Abbett Total Return Fund (LTRFX) — Dividend — Buy

Neuberger Berman Core Bond Fund (NCRLX) — Dividend — Buy

Invesco S&P 500 Low Volatility Fund (SPVL) — Dividend — Buy

PGIM Absolute Return Bond Fund (PADZX) — Dividend — Buy

Guggenheim Marco Opportunities Fund (GIOIX) — Dividend — Buy

AB Concentrated Growth Fund (WPSGX) — Dividend — Buy

IRA #2 (H)

Morgan Stanley Bank deposit account — Interest

Columbia Strategic Income Fund (LSIZX) — Dividend — Sold (part)

Eaton Vance Tax Managed Income Fund (ETB) — Dividend — Sold (part)

iShares Cohen & Steers REIT Fund (ICF) — Dividend — Sold (part)

iShares IBOXX Inv. Grade Corp. Bond Fund (LQD) — Dividend — Sold

Invesco S&P 500 High Dividend Low Volatility Fund (SPHD) — Dividend — Sold (part)

SPDR BBG Barclays Convertible Sec. Fund (CWB) — Dividend — Sold (part)

SPDR S&P Dividend Fund (SDY) — Dividend — Sold (part)

Voya Global Advantage Fund (IGA) — Dividend — Sold (part)

AB High Income Fund (AGDYX) — Dividend — Sold (part)

AB High Income Fund (AGDYX) — Sold (part)

Janus Henderson Global Equity Income Fund (HFQIX) — Dividend — Sold (part)

Janus Henderson Global Equity Income Fund (HFQIX) — Sold (part)

Principal Preferred Securities Fund (PPSIX) — Dividend — Sold (part)

PGIM Absolute Return Bond Fund (PADZX) — Dividend — Sold (part)

Guggenheim Macro Opportunities Fund (GIOIX) — Dividend — Buy

Guggenheim Macro Opportunities Fund (GIOIX) — Sold (part)

Trust #1 (H)

Comerica Bank deposit account — None

MBIA Bond — Interest — Sold (part)

Enbridge, Inc. (ENB) — Dividend

Allianzgi Income Growth Fund (AZNCX) — Dividend

Invesco High Yield Municipal Fund (ACTDX) — Dividend — Buy (add'l)

PIMCO Income Fund (PONPX) — Dividend

First Trust MLP Fund (FEI) — Dividend

Janus Henderson Global Equity Fund (HFQIX) — Dividend

Nexpoint Credit Strategies Fund (NHF) — Dividend — Buy (add'l)

Guggenheim Floating Rate Fund (GIFIX) — Dividend — Sold

Lord Abbett Floating Rate Fund (LFRFX) — Dividend — Sold (part)

Lord Abbett Floating Rate Fund (LFRFX) — Sold

Pioneer Multi-Asset Income Fund (PMFYX) — Dividend

Highland Global Allocation Fund (HGLB) — Dividend — Buy

Highland Global Allocation Fund (HGLB) — Buy (add'l)

Highland Global Allocation Fund (HGLB) — Buy (add'l)

Angel Oak Multi-Strategy Income Fund (ANGIX) — Dividend — Buy

Angel Oak Multi-Strategy Income Fund (ANGIX) — Buy (add'l)

Angel Oak Multi-Strategy Income Fund (ANGIX) — Buy (add'l)

Columbia Strategic Income Fund (LSIZX) — Dividend — Buy

Mineral Rights, Dimmit County, TX — Royalty

Mineral Rights, Canadian County, OK — None

Mineral Rights, Franklin County, AR — None

Mineral Rights, Lincoln County, OK — None

Mineral Rights, Pontotoc County, OK — None

PNC Bank (CD) — Interest

M&T Bank Accounts — Interest

Bank of America Accounts — Interest

President, Egenton Home, Inc.

Trustee, Trust #1

Reimbursement — National Conference of Bankruptcy Judges — 10/30-11/1/2019 — Washington, D.C. — Seminar — Hotel

Reimbursement — Turnaround Management Association — 6/5-6/6/2019 — Atlantic City, NJ — Seminar — Hotel

Reimbursement — Bankruptcy Bar Association for the District of Maryland — 5/3/2019 — Annapolis, MD — Seminar — Meals, hotel