Joan B. Gottschall

Vanguard Wellington Fund Investor CL VWELX (WH) — Dividend — Buy

Vanguard Wellington Fund Investor CL VWELX (WH IRA) — Int./Div. — Sold (part)

Vanguard Wellington Fund Investor CL VWELX (WH IRA) — Int./Div. — Sold (part)

Vanguard Wellington Fund Investor CL VWELX (WH IRA) — Int./Div. — Sold (part)

Vanguard Wellington Fund Symbol VWENX (WH) — Dividend

Vanguard Wellington Fund Symbol VWENX (VAN) 0521-09858123334 — Dividend — Sold (part)

Vanguard Wellesley Fund Symbol VWIAX (WH) — Dividend

Vanguard Wellesley Income Fd VWINX (WH IRA) — Int./Div.

Vanguard Wellesley Fund Symbol VWIAX (VAN) 0527-0985812334 — Dividend — Sold (part)

Vanguard Index Trust Symbol VINIX (VAN) 0540-88245207635 — Dividend — Sold (part)

Vanguard Index Trust Symbol VINIX (VAN) 0540-09858123334 — Dividend — Sold (part)

Vanguard Prime Portfolio Symbol VMMXX (VAN) 0030-09858123334 — Dividend — Sold (part)

Vanguard 500 Index Fund Admiral VFIAX (VAN) 0540-88018878987 — Dividend

Fed Empl Credit Union Accts — Interest

IBM c/stock — Dividend

Intel c/stock — Dividend

Waste Management c/stock — Dividend

CVS Caremark c/stock — Dividend

Vanguard Capital Opportunity Fund Symbol VHCOX (VAN) 0111-09858123334 — Dividend — Sold (part)

Dodge & Cox Fds Intl Stk Fd Symbol DODFX (WH) — Dividend

American Fund Capital Income Bldr Symbol CAIFX (WH) — Int./Div.

American Income Fund Symbol AMEFX (WH) — Dividend

American Balanced Fund Symbol AMBFX (WH) — Int./Div.

American Mut Fund Symbol AMRFX (WH) — Dividend

Capital World Growth Inc. Fund Symbol WGIFX (WH) — Int./Div.

Wintrust Financial Corp. Accoutns (*See Part VI, No. 1) — Interest

Eanes TX Indpt Sch Dist C:270083-ZR-2 — Interest — Redeemed

Fishers IN Redev Auth C:33803T-JR-8 — Interest — Redeemed

Henrico Cnty VA Wtr & Swr C:426170- JW-7 — Interest — Redeemed

Nextera Energy C:65339K-10-0 — Interest

South Dakota Conservancy C:837545-HN-5 — Interest — Redeemed

Cloverleaf OH Loc Sch Dist C:18925P- AA-6 — Interest — Redeemed

Conn St Gen Rev Rvlvng C:207737-FP-7 — Interest — Redeemed

Downingtown PA Area School C: 261097- UK-3 — Interest — Redeemed

East Side Un High S/D CA C: 275282-CH-2 — Interest — Redeemed

Grove City PA C:399540-DN-0 — Interest — Redeemed

Las Vegas Vly NV Wtr C:517845-DR-1 — Interest — Redeemed

Maryland St 1st Ser B C:574192-8C-7 — Interest — Redeemed

Massachusetts St College C:575832-RZ-5 — Interest — Redeemed

NC Tpk Auth Triangle Expwy C: 65830R- AJ-8 — Interest — Redeemed

Oregon Hlth Sciences C: 685869-CP-2 — Interest — Redeemed

Pennsylvania St 2nd Ser C: 70914P-KK-7 — Interest — Redeemed

Pennsylvania St Tpk C: 709224-SY-6 — Interest — Redeemed

Pennsylvania St Tpk Comm C: 709223- WS-6 — Interest — Redeemed

Pennsylvania St Tpk Comm C: 709224- VV-8 — Interest — Redeemed

Washington St Univ Revs C: 940093-X4-4 — Interest — Redeemed

Boston MA Ser A G/O C: 100853-FV-7 — Interest — Redeemed

Durango CO Sales & Use Tax C: 266463- ED-6 — Interest — Redeemed

Clearwater FL W&S Rev Ser C: 185328- HH-7 — Interest — Redeemed

TRI Cnty Met Transn Dist C: 89546R-HP-2 — Interest — Redeemed

Coppell TX Indpt Sch C: 217489-5P-4 — Interest — Redeemed

North TX Mun Wtr Dist C: 66283A-CL-8 — Interest — Redeemed

Fairfax Cnty VA Swr Rev C: 303867-GF-6 — Interest — Redeemed

Salt River PJ AZ Agric C: 79575D-B7-4 — Interest — Redeemed

Mobile AL Pub Edl Bldg C: 607202-DC-9 — Interest — Redeemed

Greenbrier Cnty WV Brd Ed Pub Sch C: 393658-CY-3 — Interest — Redeemed

Oregon St Dpt Admin Svcs C: 68608V- BN-3 — Interest — Redeemed

Hawaii St Dept Hawaiian Home C: 41980P- BG-6 — Interest — Redeemed

Houston TX Until Sys Rev C: 44244C- HV-2 — Interest — Redeemed

New Jersy HC Facs Fing C: 64580A-AT-8 — Interest — Redeemed

Houston TX Prerefunded C: 442331-M2-7 — Interest — Redeemed

Lower Co Riv Auth TX Rev C: 54811A- EK-5 — Interest — Redeemed

Pennsylvania St TPK Commn C: 709224- VV-8 — Interest — Redeemed

Pennsylvania St TPK Commn C: 709224- VU-0 — Interest — Redeemed

Pennsylvania St Commn TPK C: 709224- TM-1 — Interest — Redeemed

New York St Dorm Auth C: 64990H-M3-1 — Interest — Redeemed

Anderson SC W&S sys C: 034074-CD-2 — Interest — Redeemed

North Carolina St Grant C: 658268-BY-2 — Interest — Redeemed

Pennsylvania St TPK Commn C: 709224- QM-4 — Interest — Redeemed

Orange Cnty FL Sch Brd C: 684517-NS-0 — Interest — Redeemed

San Jacinto TX Cmnty C: 798025-HE-5 — Interest — Redeemed

Missouri St Hlth & EFA C: 60635H-W8-8 — Interest — Redeemed

State Pub Sch Bldg Auth C: 857322-6B-2 — Interest — Redeemed

Citizens Gas Util Dist C: 174702-FA-3 — Interest — Redeemed

Bettendorf IA Ser A G/O C: 087671-F4-0 — Interest — Redeemed

Pennsylvania St TPK C: 709223-ZM-6 — Interest — Redeemed

Houston TX Util Sys Rev C: 44244C-HV-2 — Interest — Redeemed

South Carolina St Pub Svc Auth C: 837151- NR-6 — Interest — Redeemed

Lower CO Riv TX C: 54811A-MF-7 — Interest — Redeemed

Kingsport TN Ser B C: 496443-DK-5 — Interest — Redeemed

New York St Urban Dev C: 650035-5M-6 — Interest — Redeemed

New York St Dorm Auth C: 649905-UM-6 — Interest — Redeemed

Saint Charles Cnty MO C: 787642-W2-9 — Interest — Redeemed

Harrisburg Sch Dist C: 414834-NR-8 — Interest — Redeemed

Univ Pittsburgh of the Cmwth C: 91335V- HR-0 — Interest — Redeemed

Southwest High Ed Auth Inc TX C: 845040- HF-4 — Interest — Redeemed

Pennsylvania St TPK C: 709223-ZY-0 — Interest — Redeemed

Miami Dade Cnty FL Aviation C: 59333P- VY-1 — Interest — Redeemed

Opelika AL Utils Brd C: 683548-AP-6 — Interest — Redeemed

Pennsylvania St TPK C:709221-RZ-0 — Interest — Redeemed

Oregon St Dpt Admin Svcs C: 68608V- CE-2 — Interest — Redeemed

Lancaster Cnty PA C:514040-ZN-7 — Interest — Buy

Philadelphia PA Wtr & Waste C:717893- M5-7 — Interest — Buy

Washington St Var Purp C:93974C-SJ-0 — Interest — Buy

Ohio St High Edl Fac C:67756D-KB-1 — Interest — Buy

Allegheny Cnty PA C:01728V-TJ-9 — Interest — Buy

Clarendon Sc Hsp Dist C:18041C-BF-2 — Interest — Buy

LA St Univ Agric&Mech C:546540-HZ-1 — Interest — Buy

Phoeniz AZ Civic Impt C:71883M-HE-7 — Interest — Buy

Indiana St Fin Auth Rev C:455057-7G-8 — Interest — Buy

Pennsylvania St TPK C:709224-TS-8 — Interest — Buy

Washington St Var Purp C:93974C-WL-0 — Interest — Buy

Brewton AL PreRefunded C:107781-KY-1 — Interest — Buy

Bucks Cnty PA W&S Auth C:118683-BP5 — Interest — Buy

Phoenix AZ Civic Impt C:71883M-HE-7 — Interest — Buy

Palm Bch Cnty FL Auth C:69650Q-AM-2 — Interest — Buy

Orlando & Orange Cnty Expway C:686543- SN-0 — Interest — Buy

West Ottawa MI Pub S/D C:955023-SL-1 — Interest — Buy

JEA FL Wtr & Swr Sys Rev C:46613P-5K-8 — Interest — Buy

Howard Cnty MD C:44256P-FG-3 — Interest — Buy

Pennsylvania st TPK C:709224-F3-8 — Interest — Buy

JEA FL Elec Sys Rev Sub C:46613S-BU-3 — Interest — Buy

Pennsylvania St TPK C:709224-XX-2 — Interest — Buy

Pennsylvania St TPK C:709223-D5-7 — Interest — Buy

North TX Twy Auth Rev C:66285W-JD-9 — Interest — Buy

Orlando & Orange Cnty Expway C:686543- SN-0 — Interest — Buy

Allegheny Cnty PA Ser C:01728V-LG-3 — Interest — Buy

Butler Cnty OH Hsp Facs C:123550-GZ-2 — Interest — Buy

Indiana St Hsg & Cmnty DV C:45506C- AC-1 — Interest — Buy

Pennsylvania St TPK C:709223-A7-6 — Interest — Buy

Virginia St Res Auth C:92818L-VH-2 — Interest — Buy

Washington St Var Purp Srv C:93974C- WU-0 — Interest — Buy

Pennsylvania St Fin Auth C:70915C-LZ-1 — Interest — Buy

Pennsylvania St Fin Auth C:70915C-LY-4 — Interest — Buy

Hopkins Cnty KY Sch Dist C:439767-TC-8 — Interest — Buy

Pennsylvania St Tpk C:709223-G3-9 — Interest — Buy

Sheboygan WI Area Sch Dist C:821023- ML-9 — Interest — Buy

Scranton PA Swr Auth C:810844-CE-8 — Interest — Buy

Thomasville GA Hsp C:884633-AT-5 — Interest — Buy

Lake Travis TX Indept Sch C:511074-ST-4 — Interest — Buy

Kentucky St TPK Auth Econ C:491552- XD-2 — Interest — Buy

North TX Twy Auth Rev C:66285W-FW-1 — Interest — Buy

JEA FL Elec Sys Rev C:46613S-EX-4 — Interest — Buy

New York NY City C:64972H-M9-0 — Interest — Buy

Lackawanna Cnty PA C:505480-Q3-0 — Interest — Buy

Philadelphia PA RFDG C:717813-MZ-9 — Interest — Buy

Alaska St HSG Fin Corp C:011839-PQ-4 — Interest — Buy

Miami Bch FL Stormwater C:59324P-CH-0 — Interest — Buy

Spokane Cnty WA Sch Dist C:848712-PF-6 — Interest — Buy

Viridian Mun Mgmt Dist C:92823P-AB-2 — Interest — Buy

West Travis Cnty TX Pub Util C:95632C- BE-8 — Interest — Buy

Kentucky St TPK Auth Econ C:491552- YV-1 — Interest — Buy

Orlando FL Cap Impt Spl C:68641H-HV-9 — Interest — Buy

Woodbridge Twp NJ Rfdg Swr C:978862- N6-3 — Interest — Buy

Cumberland Cnty NC Ltd. C:230593-AU-9 — Interest — Buy

Mississippi St Univ Edl Bldg C:605699- LA-3 — Interest — Buy

New York NY City Transnl C:64971W-3C-2 — Interest — Buy

Howard Cnty MD Rfdg Bds C:44256P- NW-9 — Interest — Buy

Manatee Cnty FL Sch Brd C:56185N-FF-0 — Interest — Buy

Mississippi St Univ Edl Bldg C:605699- KY-2 — Interest — Buy

Austin TX Wtr & Wastewater Sys C:052476-6F-0 — Interest — Buy

Blackhawk PA Sch Dist C:092903-GK-3 — Interest — Buy

Hempfield PA Area Sch Dist C:423725- NG-1 — Interest — Buy

Pennsylvania St TPK C:709224-TP-4 — Interest — Buy

North TX Twy Auth Rev C:66285W-FX-9 — Interest — Buy

Osceola WI Sch Dist Go Sch Fac C:688124- JU-1 — Interest — Buy

Park Creek Met Dist CO C:700387-CL-5 — Interest — Buy

Member, Visiting Committee to the Divinity School, University of Chicago

VII, Line 21 is a "sweep" account in both brokerage and IRA accounts in which money is held pending investment; money is constantly being put into and taken

out of the account.

VII, Line 68 (Minnesota St Prerefunded C: 604129-6E-1) on the FDR 2018 Calendar Year report was sold on 08/01/18.

VII, Line 74 (New York NY City Transtnl C: 64971W-RK-9) on the FDR 2018 Calendar Year report was sold on 02/01/18.