Thomas S. Hixson

What was filed

93
investments
1
positions
0
gifts
1
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Association of Business Trial Lawyers

As filed

Individual Assets (H)

Bank of America (cash) — Interest

Capital One (cash) — Interest

Goldman Sachs (cash) — Interest — Open

HSBS Bank (cash) — Interest — Open

IRA #1 (H)

Charles Schwab Bank Sweep (cash) — Dividend

Schwab Intl Equity ETF (SCHF) — Dividend — Buy (add'l)

Schwab US Large Cap ETF (SCHX) — Dividend

Schwab US Small Cap ETF (SCHA) — Dividend

BMO Interm Tax Free CL Y (MITFX) — Dividend

Northern CA Inter Tax Exempt Fd (NCITX) — Dividend

Lazard Intl Strategic Equity Open Shs (LISOX) — Dividend

Schwab Total Stock Mkt Index (SWTSX) — Dividend

IRA #2 (H)

Fidelity Govt Money Market (SPAXX) — Dividend

Fidelity Intl Enhanced Ix Fd (FIENX) — Dividend — Buy (add'l)

Fidelity Intl Enhanced Ix Fd (FIENX) — Buy (add'l)

Fidelity Total Bond (FTBFX) — Dividend — Buy (add'l)

Fidelity Total Bond (FTBFX) — Buy (add'l)

iShares Core S&P Total US Stock Mkt ETF (ITOT) — Dividend — Buy (add'l)

iShares Core S&P Total US Stock Mkt ETF (ITOT) — Buy (add'l)

iShares Core S&P 500 ETF (IVV) — Dividend — Buy (add'l)

iShares Core S&P 500 ETF (IVV) — Buy (add'l)

iShares Core S&P Mid-Cap ETF (IJH) — Dividend — Buy (add'l)

iShares Core S&P Mid-Cap ETF (IJH) — Buy (add'l)

iShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)

iShares Core S&P Small-Cap ETF (IJR) — Buy (add'l)

iShares Trust Core MSCI Total Intl Stk ETF (IXUS) — Dividend — Buy (add'l)

iShares Trust Core MSCI Total Intl Stk ETF (IXUS) — Buy (add'l)

RETIREMENT ACCT #1 (H)

ML&B Cash Balance Plan (cash) — None

Vanguard Tot Intl Stock Ix Inst (VTSNX) — Dividend

Vanguard Total Bond Mkt Index Inst (VBTIX) — Dividend

Vanguard Extended Mkt Index Inst (VIEIX) — Dividend

Vanguard Inst Index Fund Inst Plus (VIIIX) — Dividend

RETIREMENT ACCT #2 (H)

Vanguard Tot Intl Stock Ix Inst (VTSNX) — Dividend

Vanguard Total Bond Mkt Index Inst (VBTIX) — Dividend

Vanguard Extended Mkt Index Inst (VIEIX) — Dividend

Vanguard Inst Index Fund Inst Plus (VIIIX) — Dividend

BROKERAGE #1 (H)

Schwab Bank Savings Sweep (cash) — Interest

Charles Schwab US REIT ETF (SCHH) — Dividend

iShares Gold ETF (IAU) — None

Schwab Emerg Mkts Equity ETF (SCHE) — Dividend

Schwab Fund Emg Mkts Large ETF IV (FNDE) — Dividend — Buy (add'l)

Schwab Fund Inl Large Com ETF (FNDF) — Dividend

Schwab Fund Intl Small Com ETF (FNDC) — Dividend — Buy (add'l)

Schwab Fund US Large ETF IV (FNDX) — Dividend

Schwab Fund US Small Com ETF (FNDA) — Dividend

Schwab Intermed Term US Treas ETF (SCHR) — Dividend

Schwab Intl Equity ETF (SCHF) — Dividend — Buy (add'l)

Schwab Intl Small Cap Eqy ETF (SCHC) — Dividend

Schwab US Large Cap ETF (SCHX) — Dividend

Schwab US Small Cap ETF (SCHA) — Dividend

Schwab US TIPS ETF (SCHP) — Dividend — Buy (add'l)

SPDR Blmbrg Brcly Emg Mkt Lcl ETF (EBND) — Dividend — Buy (add'l)

SPDR Intermed Term ETF (SPIB) — Dividend

Vaneck Vectors JPMorgan Emerg Mkts Loc Curr Bd ETF (EMLC) — Dividend

Vanguard Global Ex US Real Est ETF IV (VNQI) — Dividend

Vanguard Mortgage Backed Sec ETF (VMBS) — Dividend

Xtrackers USD High Yield Cor Bnd ETF (HYLB) — Dividend

Board Member, Association of Business Trial Lawyers

Agreement — 01/01/2015 — Morgan, Lewis & Bockius Cash Balance Pension Plan

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.