Thomas W. Phillips

Ameriprise SPS NQ Account

Ameriprise Cash — None

Lord Abbett Short Duration Income Fund Class F (LDLFX) — Int./Div. — Buy

Vanguard Value ETF (VTV) — Dividend — Buy

Vanguard Value ETF (VTV) — Buy (add'l)

Lord Abbett Floating Rate Fund Class F (LFRFX) — Int./Div. — Sold (part)

Lord Abbett Floating Rate Fund Class F (LFRFX) — Sold (part)

Blackrock Strategic Income (BSIIX) — Int./Div. — Sold (part)

Vanguard Growth ETF (VUG) — Dividend — Sold

Ishares S& P Mid Cap 400 (IJK) — Dividend — Sold (part)

Columbia Balanced Fund A (CBALX) — Int./Div. — Sold (part)

American Century Emerging Markets Investors Class I (AMKIX) — Int./Div.

Ishares Russell 2000 Value ETF (IWN) — Dividend

Ishares Gold Trust (IAU) — None

Ivy International Core Equity Fund Class I (ICEIX) — Int./Div.

Pimco Income Class I (PONPX) — Int./Div.

Prudential Short Term Corp Bond Class Z (PIFZX) — Int./Div.

Vanguard Total Stock Market Index Fund ETF (VTI) — Dividend

Ameriprise ONE Account

Cash-Ameriprise Insured Money Market Account (AIMMA) — Interest

Ameriprise Trust Co. IRA

Cash-Dreyfus Government Cash (MMF) — Interest

Blackrock Strategic Income (BSIIX) — Int./Div. — Buy (add'l)

Blackrock Strategic Income (BSIIX) — Sold (part)

Pimco Income Class I (PONPX) — Int./Div. — Buy (add'l)

Pimco Income Class I (PONPX) — Sold (part)

Lord Abbett Floating Rate Class F (LFRFX) — Int./Div. — Sold (part)

Lord Abbett Floating Rate Class F (LFRFX) — Buy

Lord Abbett Floating Rate Class F (LFRFX) — Sold (part)

Lord Abbett Short Duration Income Fund Class F (LDLFX) — Int./Div. — Buy (add'l)

Lord Abbett Short Duration Income Fund Class F (LDLFX) — Sold (part)

Ishares Barclays Treasury Bond Fund (IEF) — Interest — Buy (add'l)

Ishares Barclays Treasury Bond Fund (IEF) — Sold (part)

Ishares MSCI EAFE Growth ETF (EFG) — Dividend — Sold (part)

Ishares MSCI EAFE Growth ETF (EFG) — Sold (part)

Vanguard Health Care ETF (VHT) — Dividend — Sold (part)

Vanguard Health Care ETF (VHT) — Sold (part)

Vanguard Emerging Markets Stock Index Fund (VWO) — Dividend — Sold (part)

Vanguard Emerging Markets Stock Index Fund (VWO) — Sold (part)

Vanguard Mid-Cap Index Fund ETF (VO) — Dividend — Sold (part)

Vanguard Mid-Cap Index Fund ETF (VO) — Sold (part)

Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Value ETF (VTV) — Dividend — Sold (part)

Vanguard Value ETF (VTV) — Sold (part)

Vanguard Small Cap Index Fund (VB) — Dividend — Sold (part)

Vanguard Small Cap Index Fund (VB) — Sold (part)

Ameriprise Brokerage

Cash-Ameriprise Insured Money Market (AIMMA) — Interest

Industrial Property REIT — Interest

Carey Watermark Investors REIT — Interest

Riversource Variable Annuity RAVA 5 Advantage

Columbia VP Managed Volatility Growth Fund — Int./Div.

Ameriprise Trust Co ROTH IRA

Cash-Dreyfus Government Cash (MMF) — Interest

Blackrock Strategic Income (BSIIX) — Int./Div. — Buy (add'l)

Pimco Income Class I (PONPX) — Int./Div. — Buy (add'l)

Lord Abbett Floating Rate (LFRFX) — Int./Div. — Buy (add'l)

Lord Abbett Short Duration Income Class F ( LDLFX) — Int./Div. — Buy (add'l)

Ishares Barclays Treasury Bond Fund (IEF) — Interest — Buy (add'l)

Vanguard Mid Cap Index Fund ETF (VO) — Dividend — Sold (part)

Vanguard Small Cap Index Fund (VB) — Dividend — Sold (part)

Vanguard Total Stock Market (VTI) — Dividend — Sold (part)

Ameriprise SPS IRA

Cash-Dreyfus Goverment Cash (MMF) — Interest

Blackrock Strategic Income (BSIIX) — Int./Div. — Buy (add'l)

Blackrock Strategic Income (BSIIX) — Sold (part)

Pimco Income Class I (PONPX) — Int./Div. — Buy (add'l)

Pimco Income Class I (PONPX) — Sold (part)

Lord Abbett Floating Rate (LFRFX) — Int./Div. — Buy (add'l)

Lord Abbett Floating Rate (LFRFX) — Sold (part)

Lord Abbett Short Duration Income Class F (LDLFX) — Int./Div. — Buy (add'l)

Lord Abbett Short Duration Income Class F (LDLFX) — Sold (part)

Ishares Barclays Treasury Bond Fund (IEF) — Interest — Buy (add'l)

Ishares Barclays Treasury Bond Fund (IEF) — Sold (part)

Ishares MSCI EAFE Growth Fund (EFG) — Dividend — Sold (part)

Ishares MSCI EAFE Growth Fund (EFG) — Sold (part)

Vanguard Mid Cap Index Fund ETF (VO) — Dividend — Sold (part)

Vanguard Mid Cap Index Fund ETF (VO) — Sold (part)

Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Value ETF (VTV) — Dividend — Sold (part)

Vanguard Value ETF (VTV) — Sold (part)

Vanguard Small Cap Index Fund (VB) — Dividend — Sold (part)

Vanguard Small Cap Index Fund (VB) — Sold (part)

Vanguard Health Care ETF (VHT) — Dividend — Sold (part)

Vanguard Emerging Markets Stock Index (VWO) — Dividend — Sold (part)

Vanguard Emerging Markets Stock Index (VWO) — Sold (part)

Member, Board of Trustees, Berea College, Berea, KY