Walter Herbert Rice

What was filed

370
investments
9
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Trust #1
Trust #2
Building Bridges
National Aviation Heritage Foundation
Wright Dunbar
University of Dayton School of Law
Dayton Dialogue on Race Relations
Ex-Offender Reentry Council
American Veterans Heritage Commission
Ohio Public Employees Retirement System; monthly pension checks

As filed

Boeing Company (BA) — Sold

INDIVIDUAL ASSETS (H)

Fifth-Third Bank (cash) — Interest

KeyBank (cash) — Interest

Wright-Patterson Credit Union (cash) (Y)

TRUST #1 (H)

ML Bank Deposit Program (cash) — Interest

Air Producrs & Chem (APD) — Dividend — Sold (part)

Air Producrs & Chem (APD) — Sold (part)

Air Producrs & Chem (APD) — Sold

Air Producrs & Chem (APD) — Buy

Air Producrs & Chem (APD) — Buy (add'l)

Air Producrs & Chem (APD) — Sold (part)

Air Producrs & Chem (APD) — Buy (add'l)

Amgen Inc Com (AMGN) — Dividend — Sold (part)

Health Care Select SPDR (XLV) — Dividend — Sold (part)

Health Care Select SPDR (XLV) — Buy (add'l)

Health Care Select SPDR (XLV) — Sold (part)

BB&T Corporation (BBT) — None — Buy (add'l)

BB&T Corporation (BBT) — Sold (part)

BB&T Corporation (BBT) — Sold

Boeing Company (BA) — Dividend — Sold (part)

Blackstone Group Inc Com Cl A (BX) — Dividend — Buy

Blackstone Group Inc Com Cl A (BX) — Buy (add'l)

Bristol-Myers Sqibb Co (BMY) — None — Buy

Bristol-Myers Sqibb Co (BMY) — Buy (add'l)

Bristol-Myers Sqibb Co (BMY) — Sold (part)

Bristol-Myers Sqibb Co (BMY) — Buy (add'l)

Broadcom Ltd (AVGO) — Dividend — Buy (add'l)

Broadcom Ltd (AVGO) — Buy (add'l)

Broadcom Ltd (AVGO) — Sold (part)

Caterpillar Inc Del (CAT) — None — Buy

Caterpillar Inc Del (CAT) — Buy (add'l)

Carnival Corp Paired SHS — Dividend — Sold (part)

Carnival Corp Paired SHS — Sold (part)

Carnival Corp Paired SHS — Sold

Chevron Corp (CVX) — Dividend — Sold (part)

Chevron Corp (CVX) — Sold (part)

Chubb Ltd (CB) — Dividend — Sold (part)

Chubb Ltd (CB) — Buy (add'l)

Chubb Ltd (CB) — Sold (part)

Cisco Systems Inc Com (CSCO) — Dividend — Sold (part)

Cisco Systems Inc Com (CSCO) — Sold (part)

Citigroup Inc Com New (C) — Dividend — Buy

Citigroup Inc Com New (C) — Buy (add'l)

Citigroup Inc Com New (C) — Sold (part)

Coca Cola Com (KO) — Dividend — Sold (part)

Crown Castle REIT Inc (CCI) — Dividend — Sold (part)

Crown Castle REIT Inc (CCI) — Sold (part)

Comm Services Select (XLC) — Dividend — Sold (part)

Comm Services Select (XLC) — Buy (add'l)

Comm Services Select (XLC) — Sold (part)

Comm Services Select (XLC) — Buy (add'l)

Consumer Discretionary SPDR (XLY) — Dividend — Buy (add'l)

Consumer Discretionary SPDR (XLY) — Buy (add'l)

Consumer Discretionary SPDR (XLY) — Sold (part)

Consumer Discretionary SPDR (XLY) — Buy (add'l)

Consumer Discretionary SPDR (XLY) — Sold (part)

Consumer Discretionary SPDR (XLY) — Buy (add'l)

Consumer Discretionary SPDR (XLY) — Sold (part)

Exelon Corporation (EXC) — Dividend — Buy (add'l)

Exelon Corporation (EXC) — Buy (add'l)

Exelon Corporation (EXC) — Sold (part)

Exelon Corporation (EXC) — Sold

Entergy Corp New (ETR) — Dividend — Buy

Entergy Corp New (ETR) — Buy (add'l)

Exxon Mobile Corp (XOM) — Dividend — Buy (add'l)

Exxon Mobile Corp (XOM) — Buy (add'l)

Exxon Mobile Corp (XOM) — Sold (part)

First Trust Dow Jones (Formerly First TR Exchange Traded Fund) (FDN) — None — Buy (add'l)

First Trust Dow Jones (Formerly First TR Exchange Traded Fund) (FDN) — Buy (add'l)

First TR Cloud Comp ETF (SKYY) — Dividend — Buy (add'l)

First TR Cloud Comp ETF (SKYY) — Buy (add'l)

Johnson & Johnson Com (JNJ) — Dividend — Sold (part)

Johnson & Johnson Com (JNJ) — Sold

Ishares Nasdaq Biotech (IBB) — Dividend — Sold (part)

Ishares Nasdaq Biotech (IBB) — Sold (part)

JP Morgan Chase & Co (JPM) — Dividend — Buy

JP Morgan Chase & Co (JPM) — Sold (part)

IShares S&P Small Cap 600 Growth (IJT) — Dividend

IShares S&P Small Cap 600 Value (IJS) — Dividend

IShares Core S&P US Growth ETF (IUSG) — Dividend — Sold (part)

IShares Core S&P US Value ETF (IUSV) — Dividend

Amn Elec Power (AEP) — Dividend — Buy (add'l)

Amn Elec Power (AEP) — Buy (add'l)

Amn Elec Power (AEP) — Sold (part)

Astrazeneca (AZN) — Dividend — Sold (part)

Astrazeneca (AZN) — Sold (part)

Astrazeneca (AZN) — Sold

AT&T Inc. (T) — Dividend — Buy (add'l)

AT&T Inc. (T) — Buy (add'l)

CME Group Inc. (CME) — Dividend — Sold (part)

CME Group Inc. (CME) — Sold (part)

CME Group Inc. (CME) — Sold

Digital Rlty Tr Inc. (DLR) — Dividend — Sold (part)

Digital Rlty Tr Inc. (DLR) — Sold (part)

Digital Rlty Tr Inc. (DLR) — Buy (add'l)

Digital Rlty Tr Inc. (DLR) — Sold (part)

Duke Energy Corp (DUK) — Dividend — Sold (part)

Duke Energy Corp (DUK) — Sold (part)

Duke Energy Corp (DUK) — Sold

Fifth Third Bancorp (FITB) — None — Buy

Fifth Third Bancorp (FITB) — Buy (add'l)

Home Depot Inc (HD) — Dividend — Buy

Home Depot Inc (HD) — Buy (add'l)

JP Morgan Chase & Co (JPM) — Dividend — Buy (add'l)

JP Morgan Chase & Co (JPM) — Sold (part)

Kinder Morgan Inc. (KMI) — Dividend — Buy

Kinder Morgan Inc. (KMI) — Buy (add'l)

Lockheed Martin Corp (LMT) — Dividend — Sold (part)

Lockheed Martin Corp (LMT) — Sold (part)

McDonalds Corp. (MCD) — Dividend — Sold (part)

McDonalds Corp. (MCD) — Sold (part)

Medtronic Plc SHS (MDT) — Dividend — Buy

Medtronic Plc SHS (MDT) — Buy (add'l)

Merk and Co Ins SHS (MRK) — Dividend — Buy (add'l)

Merk and Co Ins SHS (MRK) — Buy (add'l)

Merk and Co Ins SHS (MRK) — Sold (part)

Microsoft Corp (MSFT) — Dividend — Buy

Microsoft Corp (MSFT) — Sold (part)

Pepsico Inc (PEP) — Dividend — Sold (part)

Pepsico Inc (PEP) — Sold (part)

Pfizer Inc. (PFE) — Dividend — Buy (add'l)

Pfizer Inc. (PFE) — Buy (add'l)

Pfizer Inc. (PFE) — Sold (part)

Procter & Gamble Co (PG) — None — Buy

Procter & Gamble Co (PG) — Buy (add'l)

Prudential Financial Inc (PRU) — Dividend — Buy

Prudential Financial Inc (PRU) — Buy (add'l)

Real Estate Select Sector SPDR FD SHS (XLRE) — Dividend — Sold (part)

Royal Bank Canada (RY) — Dividend — Buy

Royal Bank Canada (RY) — Buy (add'l)

Royal Bank Canada (RY) — Sold (part)

Royal Dutch Shell PLC Spons ADR B (RDSB) — Dividend — Buy (add'l)

Royal Dutch Shell PLC Spons ADR B (RDSB) — Buy (add'l)

Royal Dutch Shell PLC Spons ADR B (RDSB) — Sold (part)

Simon Property Group Del (SPG) — Dividend — Sold (part)

Simon Property Group Del (SPG) — Sold (part)

Simon Property Group Del (SPG) — Sold

Sysco Corporation (SYY) — None — Sold (part)

Sysco Corporation (SYY) — Sold (part)

Sysco Corporation (SYY) — Sold

Suntrust Bks Inc (STI) — None — Buy

Suntrust Bks Inc (STI) — Buy (add'l)

Suntrust Bks Inc (STI) — Merged (with line 265)

Truist Finl Corp (TFC) (X) — None

Target Corp (TGT) — Dividend — Sold (part)

Target Corp (TGT) — Sold (part)

Sector SPDR Financial (XLF) — Dividend — Buy (add'l)

Sector SPDR Financial (XLF) — Sold (part)

Toronto Dominion Bank (TD) — Dividend — Sold (part)

Toronto Dominion Bank (TD) — Sold (part)

United Parcel Svc CL B (UPS) — Dividend — Buy

United Parcel Svc CL B (UPS) — Buy (add'l)

United Parcel Svc CL B (UPS) — Sold (part)

United Parcel Svc CL B (UPS) — Buy (add'l)

United Techs Corp Com (UTX) — Dividend

V F Corporation (VFC) — None — Buy

V F Corporation (VFC) — Buy (add'l)

Vanguard Consumer (VDC) — Dividend — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Buy (add'l)

Vanguard Industrial (VIS) — Dividend — Sold (part)

Vanguard Industrial (VIS) — Sold (part)

Vanguard Information Tech (VGT) — Dividend — Buy (add'l)

Vanguard Information Tech (VGT) — Sold (part)

Vanguard Information Tech (VGT) — Buy (add'l)

Vanguard Information Tech (VGT) — Sold (part)

Vanguard Information Tech (VGT) — Buy (add'l)

Vanguard Information Tech (VGT) — Sold (part)

Vanguard Materials (VAW) — Dividend

Verizon Communicatns Com (VZ) — Dividend — Buy (add'l)

Verizon Communicatns Com (VZ) — Buy (add'l)

Verizon Communicatns Com (VZ) — Sold (part)

Verizon Communicatns Com (VZ) — Sold

Walmart Inc (WMT) — Dividend — Buy (add'l)

Walmart Inc (WMT) — Buy (add'l)

Walmart Inc (WMT) — Sold (part)

Wells Fargo & Co New Del (WFC) — None — Sold

TRUST #2 (H)

BIF Money Fund (cash) — Interest

Alaska Mun Bd Bk Ak Mun (01179PX93) — Interest — Redeemed

Florida St Brd Ed Pub Cap Outlay (34153PP93) — Interest — Redeemed

Massachusetts ST Dev Fin (57584XUB5) — Interest

Wake Cnty NC Ltd Oblig (930876CL9) — Interest

Minnesota St. Ser D (60412AGR8) — Interest

Mississippi St Lt SER B (605581HZ3) — Interest

North Dakota Pub Fin (65887PRK3) — Interest

Milwaukee Wis Sew Rev (60242MCD3) — Interest — Buy

Virginia CBA Va Ed (92778WAE6) — Interest — Redeemed

Alburquerque NM Mun SD (013595TG8) — Interest

Delaware Cnty PA Auth Rev Villanova Univ (245913LA4) — Interest

Met GVT Nashville-Davidson Co Tn Rf (592112LW4) — Interest

Delaware St Ser B RF (246381FC6) — Interest

Chicago Ill O Hare Intl (167593B92) — Interest

Honolulu HI CY-CO WWTR Sys Rev Sr- First BD (438701J96) — Interest

New York St Dorm Auth St Pers Income Tax Rev D RF (64990E5P8) — Interest

Sioux Falls SD Sales Tax (829594LQ1) — Interest

Denver Colo City & Cnty Sch Dist NO1 Sch GTD (249174VF7) — Interest

New Jersey St Tpk Auth (646139B20) — Interest

Fort Bend Tex Indpt Sch Dist (346843QN8) — None — Buy

Washington St Var Purp (93974D2S6) — Interest

IRA #1 (H)

Comm Services Select Sector (XLC) — Dividend — Buy

Consumer Discretionary (XLY) — Dividend — Sold (part)

First TR Exchange Traded (FDN) — None

Health Care Select SPDR (XLV) — Dividend — Sold (part)

IShares NASDAQ Biotech (IBB) — Dividend

IShares Core S&P US Growth ETF (IUSG) — Dividend — Sold (part)

IShares Core S&P US Value ETF (IUSV) — Dividend — Sold (part)

Ishares MSCI Emerging (EEMA) — Dividend

Materials Select Sector (XLB) — Dividend

Real Estate Select (XLRE) — Dividend

Sector SPDR Consmrs Stpl (XLP) — Dividend — Sold (part)

Sector SPDR Energy (XLE) (X) — Dividend

Sector SPDR Industrial (XLI) — Dividend — Sold (part)

Sector SPDR Industrial (XLI) — Sold (part)

Sector SPDR Utilities (XLI) (X) — Dividend

Vanguard Financials ETF (VFH) — Dividend — Sold (part)

Vanguard Information (VGT) — Dividend — Sold (part)

Vanguard Information (VGT) — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Dividend — Sold (part)

Trust #3 (H)

ML Bank Deposit - BOA (cash) — Interest

Trustee, Trust #1

Trustee, Trust #2

Board of Directors, Building Bridges

Trustee, National Aviation Heritage Foundation

Trustee, Wright Dunbar

Board of Advisors, University of Dayton School of Law

Chairperson, Dayton Dialogue on Race Relations

Co-chair, Ex-Offender Reentry Council

Chairman of the Board, American Veterans Heritage Commission

Spouse's income — 2019 — Ohio Public Employees Retirement System; monthly pension checks

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.