Catherine J. Furay

2019

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What was filed

  • 543

    investments

  • 6

    positions

  • 1

    gifts

  • 0

    agreements

  • 3

    debts

  • 9

    reimbursements

  • 2

    income

  • 1

    spouse income

Named parties

  • Villages of Bishops Bay Architectural Review Committee
  • University of Wisconsin-Eau Claire Foundation Inc.
  • Elections, Finance, and Online Learning Committees of the National Conference of Bankruptcy Judges
  • Turnaround Management Association
  • American Bankruptcy Institute
  • *See note in Part VIII
  • American Express
  • Visa
  • State Bar of Wisconsin
  • American Bar Association
  • State Bar of Wisconson
  • Bankruptcy Bar Association for the Southern District of Florida
  • Federal Bar Association
  • Iowa Chapter of the Federal Bar Association and Bankruptcy Seminars, Inc.
  • National Conference of Bankruptcy Judges
  • The University of Texas School of Law
  • LexisNexis - compensation for updating Construction Law treatise
  • Ginsberg & Martin - compensation for Editor-in-Chief of treatise
  • Steinhilber Swanson, LLC - salary

As filed

Bank Account Middleton Community Bank, n/k/a Monona Bank — Interest

The Peoples Community Bancshares — Interest

Mitzvah LLC — None

Bank Account Towne Bank — Interest

INVESTMENT ACCOUNT #1 (UBS): (H)

Cash (UBS) — Interest

Amgen Inc. (AMGN) — Dividend — Sold (part)

Amgen Inc. (AMGN) — Sold (part)

Amgen Inc. (AMGN) — Sold (part)

Apple Inc. (AAPL) — Dividend — Sold (part)

Apple Inc. (AAPL) — Sold (part)

Apple Inc. (AAPL) — Sold (part)

Apple Inc. (AAPL) — Sold (part)

Banco Santander (SAN) — Dividend — Buy (add'l)

Banco Santander (SAN) — Sold (part)

Banco Santander (SAN) — Sold (part)

Banco Santander (SAN) — Sold

Capital One Financial Corp (COF) — Dividend — Buy (add'l)

Capital One Financial Corp (COF) — Sold (part)

Capital One Financial Corp (COF) — Buy (add'l)

Capital One Financial Corp (COF) — Sold (part)

Capital One Financial Corp (COF) — Sold (part)

Carnival Corp New-Paired Stock (CCL) — Dividend — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Sold (part)

Carnival Corp New-Paired Stock (CCL) — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Sold (part)

Carnival Corp New-Paired Stock (CCL) — Sold

Cisco Systems Inc. (CSCO) — Dividend — Sold (part)

Cisco Systems Inc. (CSCO) — Sold (part)

Cisco Systems Inc. (CSCO) — Sold (part)

Cisco Systems Inc. (CSCO) — Sold (part)

Cisco Systems Inc. (CSCO) — Sold (part)

Citigroup Inc. (C) — Dividend — Buy (add'l)

Citigroup Inc. (C) — Sold (part)

Citigroup Inc. (C) — Buy (add'l)

Citigroup Inc. (C) — Sold (part)

Citigroup Inc. (C) — Sold (part)

Coca Cola Co. (KO) — Dividend — Buy (add'l)

Coca Cola Co. (KO) — Sold (part)

Coca Cola Co. (KO) — Sold (part)

Coca Cola Co. (KO) — Sold (part)

Coca Cola Co. (KO) — Sold (part)

Diageo PLC New (DEO) — Dividend — Sold (part)

Diageo PLC New (DEO) — Sold (part)

Diageo PLC New (DEO) — Sold (part)

Diageo PLC New (DEO) — Sold (part)

Diageo PLC New (DEO) — Sold

Duke Energy Corp (DUK) — Dividend — Sold (part)

Duke Energy Corp (DUK) — Sold (part)

Duke Energy Corp (DUK) — Sold (part)

Duke Energy Corp (DUK) — Sold (part)

Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)

Exxon Mobil Corp (XOM) — Sold (part)

Exxon Mobil Corp (XOM) — Buy (add'l)

Exxon Mobil Corp (XOM) — Sold (part)

Exxon Mobil Corp (XOM) — Sold

McDonald's Corp. (MCD) — Dividend — Sold (part)

McDonald's Corp. (MCD) — Sold (part)

McDonald's Corp. (MCD) — Sold (part)

Merck & Co Inc. (MRK) — Dividend — Sold (part)

Merck & Co Inc. (MRK) — Sold (part)

Merck & Co Inc. (MRK) — Sold (part)

Merck & Co Inc. (MRK) — Sold (part)

Merck & Co Inc. (MRK) — Sold (part)

Microsoft Corp. (MSFT) — Dividend — Sold (part)

Microsoft Corp. (MSFT) — Sold (part)

Microsoft Corp. (MSFT) — Sold (part)

Microsoft Corp. (MSFT) — Sold (part)

Mondelez International Inc. (MDLZ) — Dividend — Sold (part)

Mondelez International Inc. (MDLZ) — Sold (part)

Mondelez International Inc. (MDLZ) — Sold (part)

Mondelez International Inc. (MDLZ) — Sold (part)

Mondelez International Inc. (MDLZ) — Sold (part)

Nestle (NSRGY) — Dividend — Sold (part)

Nestle (NSRGY) — Sold (part)

Nestle (NSRGY) — Sold (part)

Nestle (NSRGY) — Sold (part)

Oracle Corp. (ORCL) — Dividend — Sold (part)

Oracle Corp. (ORCL) — Sold (part)

Oracle Corp. (ORCL) — Sold (part)

Oracle Corp. (ORCL) — Sold (part)

Oracle Corp. (ORCL) — Sold (part)

Qualcomm Inc. (QCOM) — Dividend — Buy (add'l)

Qualcomm Inc. (QCOM) — Sold (part)

Qualcomm Inc. (QCOM) — Sold (part)

Qualcomm Inc. (QCOM) — Sold (part)

Qualcomm Inc. (QCOM) — Sold (part)

Sanofi Spon ADR (SNY) — Dividend — Buy (add'l)

Sanofi Spon ADR (SNY) — Sold (part)

Sanofi Spon ADR (SNY) — Sold (part)

Sanofi Spon ADR (SNY) — Sold (part)

Sanofi Spon ADR (SNY) — Sold (part)

Unilever NV (UN) — Dividend — Buy (add'l)

Unilever NV (UN) — Sold (part)

Unilever NV (UN) — Sold (part)

Unilever NV (UN) — Sold (part)

Unilever NV (UN) — Sold (part)

Walt Disney Co. (DIS) — Dividend — Sold (part)

Walt Disney Co. (DIS) — Sold (part)

Walt Disney Co. (DIS) — Sold (part)

Walt Disney Co. (DIS) — Sold (part)

Western Union (WU) — Dividend — Buy (add'l)

Western Union (WU) — Sold (part)

Western Union (WU) — Sold (part)

Western Union (WU) — Sold (part)

Western Union (WU) — Sold (part)

Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Sold

Wisdomtree Emerging Markets ETF (DGS) — Sold

SPDR Nuveen Barclays Municipal ETF (TFI) — Dividend — Sold (part)

SPDR Nuveen Barclays Municipal ETF (TFI) — Sold (part)

SPDR Nuveen Barclays Municipal ETF (TFI) — Buy (add'l)

SPDR Nuveen Barclays Municipal ETF (TFI) — Sold (part)

SPDR Nuveen Barclays Municipal ETF (TFI) — Sold (part)

Vaneck Vectors ETF High Yield Municipal (HYD) — Dividend — Sold (part)

Vaneck Vectors ETF High Yield Municipal (HYD) — Buy (add'l)

Vaneck Vectors ETF High Yield Municipal (HYD) — Sold (part)

Vaneck Vectors ETF High Yield Municipal (HYD) — Sold (part)

VISA Inc. (V) — Dividend — Sold (part)

VISA Inc. (V) — Sold (part)

VISA Inc. (V) — Sold (part)

VISA Inc. (V) — Sold (part)

VISA Inc. (V) — Sold (part)

Starbucks Corp. (SBUX) — Dividend — Sold (part)

Starbucks Corp. (SBUX) — Sold (part)

Starbucks Corp. (SBUX) — Sold (part)

Starbucks Corp. (SBUX) — Sold (part)

Starbucks Corp. (SBUX) — Sold (part)

Ishares MSCI ACWI (ACWI) — Dividend — Sold (part)

Ishares MSCI ACWI (ACWI) — Buy (add'l)

Ishares MSCI ACWI (ACWI) — Sold (part)

Ishares MSCI ACWI (ACWI) — Sold (part)

SPDR Nuveen Barclays Short-Term Muni (SHM) — Dividend — Sold (part)

SPDR Nuveen Barclays Short-Term Muni (SHM) — Sold (part)

SPDR Nuveen Barclays Short-Term Muni (SHM) — Buy (add'l)

SPDR Nuveen Barclays Short-Term Muni (SHM) — Sold (part)

SPDR Nuveen Barclays Short-Term Muni (SHM) — Sold (part)

iShares Core S&P 500 ETV (IVV) — Dividend — Sold

Royal Dutch Shell (RDSA) — Dividend — Buy (add'l)

Royal Dutch Shell (RDSA) — Sold (part)

Royal Dutch Shell (RDSA) — Sold (part)

Royal Dutch Shell (RDSA) — Sold (part)

Royal Dutch Shell (RDSA) — Sold

ABB Ltd. (ABB) — Dividend — Buy

ABB Ltd. (ABB) — Sold (part)

ABB Ltd. (ABB) — Sold (part)

ABB Ltd. (ABB) — Sold (part)

Ford Motor Co. (F) — Dividend — Buy

Ford Motor Co. (F) — Sold (part)

Ford Motor Co. (F) — Sold (part)

Ford Motor Co. (F) — Sold (part)

Ford Motor Co. (F) — Sold (part)

HSBC Holdings plc (HSBC) — Dividend — Buy

HSBC Holdings plc (HSBC) — Sold (part)

HSBC Holdings plc (HSBC) — Sold (part)

HSBC Holdings plc (HSBC) — Sold (part)

HSBC Holdings plc (HSBC) — Sold

Lockheed Martin Corp. (LMT) — Dividend — Buy

Lockheed Martin Corp. (LMT) — Sold (part)

Lockheed Martin Corp. (LMT) — Sold (part)

Lockheed Martin Corp. (LMT) — Sold (part)

Westpac Banking Corp. (WBK) — Dividend — Buy

Westpac Banking Corp. (WBK) — Sold (part)

Westpac Banking Corp. (WBK) — Sold (part)

Westpac Banking Corp. (WBK) — Sold (part)

Westpac Banking Corp. (WBK) — Sold

IRA #1 (UBS): (H)

Cash (UBS) — Interest

Abb Ltd Spon Adr (ABB) — Dividend — Buy (add'l)

Abb Ltd Spon Adr (ABB) — Buy (add'l)

Abb Ltd Spon Adr (ABB) — Buy (add'l)

Abb Ltd Spon Adr (ABB) — Sold (part)

America Movil (AMX) (Y) *

Amgen Inc. (AMGN) — Dividend — Sold (part)

Amgen Inc. (AMGN) — Buy (add'l)

Amgen Inc. (AMGN) — Sold (part)

Apple Inc. (AAPL) — Dividend — Sold (part)

Apple Inc. (AAPL) — Buy (add'l)

Apple Inc. (AAPL) — Sold (part)

Apple Inc. (AAPL) — Sold (part)

Banco Santander (SAN) — Dividend — Buy (add'l)

Banco Santander (SAN) — Buy (add'l)

Banco Santander (SAN) — Sold (part)

Banco Santander (SAN) — Sold (part)

Capital One Financial Corp (COF) — Dividend — Buy (add'l)

Capital One Financial Corp (COF) — Buy (add'l)

Capital One Financial Corp (COF) — Buy (add'l)

Capital One Financial Corp (COF) — Sold (part)

Carnival Corp New-Paired Stock (CCL) — Dividend — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Sold (part)

Cisco Systems Inc. (CSCO) — Dividend — Sold (part)

Cisco Systems Inc. (CSCO) — Buy (add'l)

Cisco Systems Inc. (CSCO) — Sold (part)

Cisco Systems Inc. (CSCO) — Sold (part)

Citigroup Inc. (C) — Dividend — Buy (add'l)

Citigroup Inc. (C) — Buy (add'l)

Citigroup Inc. (C) — Buy (add'l)

Citigroup Inc. (C) — Sold (part)

Coca Cola Co. (KO) — Dividend — Sold (part)

Coca Cola Co. (KO) — Buy (add'l)

Coca Cola Co. (KO) — Sold (part)

Coca Cola Co. (KO) — Sold (part)

Diageo PLC New GB Spon ADR (DEO) — Dividend — Sold (part)

Diageo PLC New GB Spon ADR (DEO) — Sold (part)

Diageo PLC New GB Spon ADR (DEO) — Sold (part)

Duke Energy Corp (DUK) — Dividend — Sold (part)

Duke Energy Corp (DUK) — Buy (add'l)

Duke Energy Corp (DUK) — Sold (part)

Duke Energy Corp (DUK) — Sold (part)

Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)

Exxon Mobil Corp (XOM) — Buy (add'l)

Exxon Mobil Corp (XOM) — Buy (add'l)

Exxon Mobil Corp (XOM) — Sold (part)

Ford Motor Co. (F) — Dividend — Buy (add'l)

Ford Motor Co. (F) — Buy (add'l)

Ford Motor Co. (F) — Sold (part)

Ford Motor Co. (F) — Sold (part)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Dividend — Buy (add'l)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Buy (add'l)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold (part)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold (part)

McDonald's Corp. (MCD) — Dividend — Sold (part)

McDonald's Corp. (MCD) — Sold (part)

McDonald's Corp. (MCD) — Sold (part)

Merck & Co Inc. New Com (MRK) — Dividend — Sold (part)

Merck & Co Inc. New Com (MRK) — Buy (add'l)

Merck & Co Inc. New Com (MRK) — Sold (part)

Merck & Co Inc. New Com (MRK) — Sold (part)

Microsoft Corp. (MSFT) — Dividend — Sold (part)

Microsoft Corp. (MSFT) — Buy (add'l)

Microsoft Corp. (MSFT) — Sold (part)

Microsoft Corp. (MSFT) — Sold (part)

Mondelez International Inc. (MDLZ) — Dividend — Sold (part)

Mondelez International Inc. (MDLZ) — Buy (add'l)

Mondelez International Inc. (MDLZ) — Sold (part)

Mondelez International Inc. (MDLZ) — Sold (part)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Dividend — Sold (part)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Buy (add'l)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Sold (part)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Sold (part)

Oracle Corp. (ORCL) — Dividend — Sold (part)

Oracle Corp. (ORCL) — Buy (add'l)

Oracle Corp. (ORCL) — Sold (part)

Oracle Corp. (ORCL) — Sold (part)

Qualcomm Inc. (QCOM) — Dividend — Buy (add'l)

Qualcomm Inc. (QCOM) — Buy (add'l)

Qualcomm Inc. (QCOM) — Sold (part)

Qualcomm Inc. (QCOM) — Sold (part)

Sanofi Spon ADR (SNY) — Dividend — Sold (part)

Sanofi Spon ADR (SNY) — Buy (add'l)

Sanofi Spon ADR (SNY) — Sold (part)

Sanofi Spon ADR (SNY) — Sold (part)

Schlumberger Ltd. Netherlands Antilles (SLB) — Dividend — Buy (add'l)

Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)

Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)

Schlumberger Ltd. Netherlands Antilles (SLB) — Sold (part)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Dividend — Sold (part)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Buy (add'l)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Sold (part)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Sold (part)

Walt Disney Co. (DIS) — Dividend — Sold (part)

Walt Disney Co. (DIS) — Buy (add'l)

Walt Disney Co. (DIS) — Sold (part)

Walt Disney Co. (DIS) — Sold (part)

Western Union Co (WU) — Dividend — Buy (add'l)

Western Union Co (WU) — Buy (add'l)

Western Union Co (WU) — Sold (part)

Western Union Co (WU) — Sold (part)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Dividend — Buy (add'l)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Buy (add'l)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold (part)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold (part)

Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Sold

Wisdomtree Emerging Markets ETF (DGS) — Sold

Blackstone Group Lp (BX) — Dividend — Buy (add'l)

Blackstone Group Lp (BX) — Buy (add'l)

Blackstone Group Lp (BX) — Sold (part)

Blackstone Group Lp (BX) — Sold (part)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy (add'l)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Sold (part)

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Dividend — Buy (add'l)

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Sold (part)

Invesco Senior Loan ETF (BKLN)* — Dividend — Buy (add'l)

Invesco Senior Loan ETF (BKLN)* — Buy (add'l)

Invesco Senior Loan ETF (BKLN)* — Buy (add'l)

Invesco Senior Loan ETF (BKLN)* — Sold (part)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Dividend — Sold (part)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Sold (part)

Visa Inc. (V) — Dividend — Sold (part)

Visa Inc. (V) — Buy (add'l)

Visa Inc. (V) — Sold (part)

Visa Inc. (V) — Sold (part)

Glaxo SmithKline PLC ADR (GSK) — Dividend — Sold (part)

Glaxo SmithKline PLC ADR (GSK) — Buy (add'l)

Glaxo SmithKline PLC ADR (GSK) — Sold (part)

Johnson Ctls Intl PLC (JCI) — Dividend — Buy (add'l)

Johnson Ctls Intl PLC (JCI) — Buy (add'l)

Johnson Ctls Intl PLC (JCI) — Sold (part)

Johnson Ctls Intl PLC (JCI) — Sold (part)

Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Dividend — Sold (part)

Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Buy (add'l)

Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Sold (part)

Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Sold (part)

Starbucks Corp (SBUX) — Dividend — Sold (part)

Starbucks Corp (SBUX) — Buy (add'l)

Starbucks Corp (SBUX) — Sold (part)

Starbucks Corp (SBUX) — Sold (part)

Ishares Short-Term Corporate Bond Fund (ISGB) — Dividend — Buy (add'l)

Ishares Short-Term Corporate Bond Fund (ISGB) — Buy (add'l)

Ishares Short-Term Corporate Bond Fund (ISGB) — Buy (add'l)

Ishares Short-Term Corporate Bond Fund (ISGB) — Sold (part)

Anheuser Busch Inbev Spon ADR (BUD) — Dividend — Buy (add'l)

Anheuser Busch Inbev Spon ADR (BUD) — Buy (add'l)

Anheuser Busch Inbev Spon ADR (BUD) — Sold (part)

Blackrock Inc (BLK) — Dividend — Sold (part)

Blackrock Inc (BLK) — Sold (part)

Blackrock Inc (BLK) — Sold (part)

Daimler AG (DDAIF)* — Dividend — Buy (add'l)

Daimler AG (DDAIF)* — Buy (add'l)

Daimler AG (DDAIF)* — Sold (part)

Eastman Chemical Co. (EMN) — Dividend — Buy (add'l)

Eastman Chemical Co. (EMN) — Buy (add'l)

Eastman Chemical Co. (EMN) — Buy (add'l)

Eastman Chemical Co. (EMN) — Sold (part)

Ingersoll-Rand PLC (IR) — Dividend — Sold (part)

Ingersoll-Rand PLC (IR) — Sold (part)

Ingersoll-Rand PLC (IR) — Sold (part)

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Dividend — Buy (add'l)

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Buy (add'l)

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Sold (part)

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Sold (part)

Tencent (TCEHY) — Dividend — Buy (add'l)

Tencent (TCEHY) — Buy (add'l)

Tencent (TCEHY) — Buy (add'l)

Tencent (TCEHY) — Sold (part)

Telefonica S A Spon ADR (TEF) — Dividend — Buy (add'l)

Telefonica S A Spon ADR (TEF) — Buy (add'l)

Telefonica S A Spon ADR (TEF) — Sold

AT&T Inc (T) — Dividend — Buy

AT&T Inc (T) — Sold (part)

Cognizant Tech Solutions (CTSH) — Dividend — Buy

Cognizant Tech Solutions (CTSH) — Sold (part)

Comcast Corp New CL A (CMCSA) — Dividend — Buy

Comcast Corp New CL A (CMCSA) — Sold (part)

Ishares MSCI ACWI ETF (ACWI) — Dividend — Buy

Ishares MSCI ACWI ETF (ACWI) — Sold (part)

Jones Lang LaSalle Inc (JLL) — Dividend — Buy

Jones Lang LaSalle Inc (JLL) — Sold (part)

Lockheed Martin Corp (LMT) — Dividend — Buy

Lockheed Martin Corp (LMT) — Sold (part)

Lockheed Martin Corp (LMT) — Sold (part)

Materials Select Sector SPDR Trust ETF (XLB) — Dividend — Buy

Materials Select Sector SPDR Trust ETF (XLB) — Sold (part)

Vodofone Group (VOD) — Dividend — Buy

Vodofone Group (VOD) — Sold (part)

IRA #2 (UBS): (H)

Cash (UBS) — Interest

Abb Ltd Spon Adr (ABB) — Dividend — Buy (add'l)

Abb Ltd Spon Adr (ABB) — Buy (add'l)

Abb Ltd Spon Adr (ABB) — Buy (add'l)

Amgen Inc. (AMGN) — Dividend — Sold (part)

Amgen Inc. (AMGN) — Buy (add'l)

Apple Inc. (AAPL) — Dividend — Sold (part)

Apple Inc. (AAPL) — Buy (add'l)

Apple Inc. (AAPL) — Sold (part)

Banco Santander (SAN) — Dividend — Buy (add'l)

Banco Santander (SAN) — Buy (add'l)

Banco Santander (SAN) — Sold (part)

Capital One Financial Corp (COF) — Dividend — Buy (add'l)

Capital One Financial Corp (COF) — Buy (add'l)

Capital One Financial Corp (COF) — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Dividend — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Buy (add'l)

Carnival Corp New-Paired Stock (CCL) — Buy (add'l)

Cisco Systems Inc. (CSCO) — Dividend — Sold (part)

Cisco Systems Inc. (CSCO) — Buy (add'l)

Cisco Systems Inc. (CSCO) — Sold (part)

Citigroup Inc. (C) — Dividend — Buy (add'l)

Citigroup Inc. (C) — Buy (add'l)

Citigroup Inc. (C) — Buy (add'l)

Coca Cola Co. (KO) — Dividend — Sold (part)

Coca Cola Co. (KO) — Buy (add'l)

Coca Cola Co. (KO) — Sold (part)

Diageo PLC New GB Spon ADR (DEO) — Dividend — Sold (part)

Diageo PLC New GB Spon ADR (DEO) — Sold (part)

Duke Energy Corp. (DUK) — Dividend — Sold (part)

Duke Energy Corp. (DUK) — Buy (add'l)

Duke Energy Corp. (DUK) — Sold (part)

Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)

Exxon Mobil Corp (XOM) — Buy (add'l)

Exxon Mobil Corp (XOM) — Buy (add'l)

Ford Motor Co. (F) — Dividend — Buy (add'l)

Ford Motor Co. (F) — Buy (add'l)

Ford Motor Co. (F) — Sold (part)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Dividend — Buy (add'l)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Buy (add'l)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold (part)

McDonald's Corp. (MCD) — Dividend — Sold (part)

McDonald's Corp. (MCD) — Sold (part)

Merck & Co Inc. New Com (MRK) — Dividend — Sold (part)

Merck & Co Inc. New Com (MRK) — Buy (add'l)

Merck & Co Inc. New Com (MRK) — Sold (part)

Microsoft Corp. (MSFT) — Dividend — Sold (part)

Microsoft Corp. (MSFT) — Buy (add'l)

Microsoft Corp. (MSFT) — Sold (part)

Mondelez International Inc. (MDLZ) — Dividend — Sold (part)

Mondelez International Inc. (MDLZ) — Buy (add'l)

Mondelez International Inc. (MDLZ) — Sold (part)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Dividend — Sold (part)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Buy (add'l)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Sold (part)

Oracle Corp. (ORCL) — Dividend — Sold (part)

Oracle Corp. (ORCL) — Buy (add'l)

Oracle Corp. (ORCL) — Sold (part)

Qualcomm Inc. (QCOM) — Dividend — Buy (add'l)

Qualcomm Inc. (QCOM) — Buy (add'l)

Qualcomm Inc. (QCOM) — Sold (part)

Sanofi Spon ADR (SNY) — Dividend — Sold (part)

Sanofi Spon ADR (SNY) — Buy (add'l)

Sanofi Spon ADR (SNY) — Sold (part)

Schlumberger Ltd. Netherlands Antilles (SLB) — Dividend — Buy (add'l)

Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)

Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Dividend — Sold (part)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Buy (add'l)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Sold (part)

Walt Disney Co. (DIS) — Dividend — Sold (part)

Walt Disney Co. (DIS) — Buy (add'l)

Walt Disney Co. (DIS) — Sold (part)

Western Union Co (WU) — Dividend — Buy (add'l)

Western Union Co (WU) — Buy (add'l)

Western Union Co (WU) — Sold (part)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Dividend — Buy (add'l)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Buy (add'l)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold (part)

Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Sold

Wisdomtree Emerging Markets ETF (DGS) — Sold

Blackstone Group Lp (BX) — Dividend — Sold (part)

Blackstone Group Lp (BX) — Buy (add'l)

Blackstone Group Lp (BX) — Sold (part)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy (add'l)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)

Ishares Core U.S. Aggregate Bond ETF (AGG) — Sold (part)

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Dividend — Buy (add'l)

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)

Invesco Senior Ln ETF (BKLN)* — Dividend — Buy (add'l)

Invesco Senior Ln ETF (BKLN)* — Buy (add'l)

Invesco Senior Ln ETF (BKLN)* — Buy (add'l)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Dividend — Buy (add'l)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)

Visa Inc. (V) — Dividend — Sold (part)

Visa Inc. (V) — Buy (add'l)

Visa Inc. (V) — Sold (part)

Daimler (DDAIF)* — Dividend — Buy (add'l)

Daimler (DDAIF)* — Buy (add'l)

Glaxo Smithkline PLC ADR (GSK) — Dividend — Sold (part)

Glaxo Smithkline PLC ADR (GSK) — Buy (add'l)

Johnson Ctls Intl PLC (JCI) — Dividend — Buy (add'l)

Johnson Ctls Intl PLC (JCI) — Buy (add'l)

Johnson Ctls Intl PLC (JCI) — Sold (part)

Roche Hldg Ltd Spons ADR Switz (RHHBY) — Dividend — Sold (part)

Roche Hldg Ltd Spons ADR Switz (RHHBY) — Buy (add'l)

Roche Hldg Ltd Spons ADR Switz (RHHBY) — Sold (part)

Starbucks Corp (SBUX) — Dividend — Sold (part)

Starbucks Corp (SBUX) — Buy (add'l)

Starbucks Corp (SBUX) — Sold (part)

Ishares Short-Term Corporate Bond ETF (IGSB) — Dividend — Buy (add'l)

Ishares Short-Term Corporate Bond ETF (IGSB) — Buy (add'l)

Ishares Short-Term Corporate Bond ETF (IGSB) — Buy (add'l)

Anheuser Busch Inbev Spon ADR (BUD) — Dividend — Buy (add'l)

Anheuser Busch Inbev Spon ADR (BUD) — Buy (add'l)

Blackrock Inc. (BLK) — Dividend — Sold (part)

Blackrock Inc. (BLK) — Sold (part)

Eastman Chemical Co. (EMN) — Dividend — Buy (add'l)

Eastman Chemical Co. (EMN) — Buy (add'l)

Eastman Chemical Co. (EMN) — Buy (add'l)

Ingersoll-Rand PLC (IR) — Dividend — Sold (part)

Ingersoll-Rand PLC (IR) — Sold (part)

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Dividend — Buy (add'l)

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Buy (add'l)

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Sold (part)

Tencent (TCEHY) — Dividend — Buy (add'l)

Tencent (TCEHY) — Buy (add'l)

Tencent (TCEHY) — Buy (add'l)

Telefonica S A Spon ADR (TEF) — Dividend — Buy (add'l)

Telefonica S A Spon ADR (TEF) — Buy (add'l)

Telefonica S A Spon ADR (TEF) — Sold

AT&T Inc (T) — Dividend — Buy

Cognizant Tech Solutions (CTSH) — Dividend — Buy

Comcast Corp New CL A (CMSA) — Dividend — Buy

Ishares MSCI ACWI ETF (ACWI) — Dividend — Buy

Ishares MSCI ACWI ETF (ACWI) — Sold (part)

Jones Lang LaSalle Inc (JLL) — Dividend — Buy

Lockheed Martin Corp (LMT) — Dividend — Buy

Lockheed Martin Corp (LMT) — Sold (part)

Materials Select Sector SPDR Trust ETF (XLB) — Dividend — Buy

Vodafone Group (VOD) — Dividend — Buy

Extendquip LLC — None

State of Wisconsin Life Insurance — Dividend

Wisconsin Retirement System Dept of Employee Trust Funds — Interest

IRA #3 (UBS): (H)

Cash (UBS) — Interest

Credit Suisse AG Airbag PS SPTSX60 — None — Redeemed

JP Morgan Chase Financial T-ISS SPX — None — Redeemed

GS Finance Corp T-SS SPX — None — Redeemed

Barclays Bank T-Gears SPX — None

Barclays PLC T-Gears VWO — None

GS Finance T-Gears SX5E — None

HSBC USA CT-Gears SPX — None

Royal Bank of Canada CT-Gears SX5E — None

IRA #4 (UBS): (H)

Cash (UBS) — Interest

Credit Suisse AG Airbag PS SPTSX60 — None — Redeemed

JP Morgan Chase Financial T-ISS SPX — None — Redeemed

GS Finance Corp T-SS SPX — None — Redeemed

Barclays Bank T-Gears SPX — None

Barclays Bank T-Gears VWO — None

GS Finance Corp T-Gears SX5E — None

HSBC USA CT-Gears SPX — None

Royal Bank of Canada CT-Gears SX5E — None

IRA #5 (UBS): (H)

Cash (UBS) — Interest

ACAP Strategic Fund — Int./Div.

Skybridge Multi-Advisor — Int./Div.

Blackstone Real Estate — Dividend

Starwood Real Estate — Dividend — Buy

Starwood Real Estate — Buy (add'l)

IRA #6 (UBS): (H)

Cash (UBS) — Interest

ACAP Strategic Fund — Int./Div.

Skybridge Multi-Advisor — Int./Div.

Starwood Real Estate — Dividend — Buy

Starwood Real Estate — Buy (add'l)

Committee Member, Villages of Bishops Bay Architectural Review Committee

Member of Board of Directors and Finance Committee; Treasurer, University of Wisconsin-Eau Claire Foundation Inc.

Committee Member, Elections, Finance, and Online Learning Committees of the National Conference of Bankruptcy Judges

Chairman of the Board and Past-President of Certification Oversight Comm., Turnaround Management Association

Global TMA Board of Trustees Member, Turnaround Management Association

Education Advisory Commitee for Central States Bankruptcy Conference, American Bankruptcy Institute

Gift — *See note in Part VIII — $0.00

Liability — American Express — Credit Card

Liability — American Express — Credit Card

Liability — Visa — Credit Card

Reimbursement — State Bar of Wisconsin — 02/27/19 - 03/01/19 — Kohler, WI — Bankruptcy, Insolvency and Creditors' Rights Section Annual Conference — Lodging, meals, tuition

Reimbursement — American Bar Association — 03/27/19 - 03/30/19 — Vancouver, B.C. — Business Law Section Spring Meeting — Transportation, lodging, meals, tuition

Reimbursement — State Bar of Wisconson — 04/26/19 - 04/26/19 — Eau Claire, WI — Northwestern Wisconsin Bankruptcy Institute — Transportation, lodging, meals, tuition

Reimbursement — Bankruptcy Bar Association for the Southern District of Florida — 05/09/19 - 05/12/19 — Key Largo, FL — 35th Annual BBA Weekend Retreat — Transportation, lodging, meals, tuition

Reimbursement — American Bankruptcy Institute — 06/13/19 - 06/15/19 — Traverse City, MI — ABI Central States Bankruptcy Workshop — Transportation, lodging

Reimbursement — Federal Bar Association — 07/26/19 - 07/28/19 — Crystal Mountain, MI — FBA Bankruptcy Section Seminar — Transportation, lodging

Reimbursement — Iowa Chapter of the Federal Bar Association and Bankruptcy Seminars, Inc. — 10/09/19 - 10/10/19 — Des Moines, IA — All Iowa Bankruptcy Conference — Transportation, lodging

Reimbursement — National Conference of Bankruptcy Judges — 10/30/19 - 11/02/19 — Washington, D.C. — NCBJ 2019 Annual Meeting — Transportation, lodging

Reimbursement — The University of Texas School of Law — 11/14/19 - 11/16/19 — Austin, TX — 38th Annual Jay L. Westbrook Bankruptcy Conference — Transportation, lodging

Income — 03/26/19 — LexisNexis - compensation for updating Construction Law treatise — $4,000.00

Income — 09/05/19 — Ginsberg & Martin - compensation for Editor-in-Chief of treatise — $2,109.34

Spouse's income — 2019 — Steinhilber Swanson, LLC - salary

Part V. Gifts. During 2019, friends sent me gifts of art, jewelry, and memorabilia. I have no reason to believe that any of these items exceeded the $375 limit. If I

should learn otherwise, I will amend this form.

Part VII. Investments and Trusts.

Line 172 - Judge Furay's 2018 FDR should have indicated this was sold in 2018.

Line 288 - formerly Powershares Senior Loan (BKLN)

Line 325 - formerly Daimler AG Spon ADR (DDAIY)

Line 455 - formerly Powershares Senior Loan (BKLN)

Line 464 - formerly Daimler AG Spon ADR (DDAIY)

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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