James C. Mahan

IRA #1

Aberdeen Funds — Dividend — Sold (part)

American Century Mutual Funds Growth Fund — Dividend

American Century Invt TR Diversified BD FD CL 1 ACBPX — Dividend — Buy (add'l)

American Century Invt TR Diversified BD FD CL 1 ACBPX — Dividend — Buy (add'l)

American Century Invt TR Diversified BD FD CL 1 — Dividend — Sold (part)

American Europacific Growth Fund Fu CL F2 — Dividend — Sold (part)

American Europacific Diversified BD FD Instl CL — Dividend

AQR FDS — Dividend

Baird FDS Inc Aggregate BD FD Instl SHS Class 1 (X) — Buy

Baird FDS Inc Aggregate BD FD Instl SHS Class 1 — Buy (add'l)

Baird FDS Inc Aggregate BD FD Instl SHS Class 1 — Buy (add'l)

Blackrock Funds Global Long Short CR FD Instl — Dividend

Brookfield INVT Funds — Dividend

Deutsche Securities Tr — Dividend

Eaton Vance Mutual FDS — Dividend

Gabelli ABC Fund (X) — Dividend — Buy

Goldman Sachs Tr Final Square Treas Instrs FD Instl CL — Dividend — Buy (add'l)

Goldman Sachs Tr Final Square Treas Instrs FD Instl — Dividend — Buy (add'l)

Goldman Sachs TR Final Square Tras Instrs FD Instl — Dividend — Sold (part)

Goldman Sachs TR Final Square Treas Instrs FD Instl — Dividend — Buy (add'l)

Goldman Sachs TR Final Square Treas Instrs FD Instl — Dividend — Sold (part)

Fidelity 500 Index Fund — Dividend — Buy (add'l)

Fidelity 500 Index Fund — Dividend — Buy (add'l)

Fidelity 500 Index Fund — Dividend — Sold (part)

Harbor FD — Dividend — Buy (add'l)

Harbor FD — Dividend — Buy (add'l)

Harbor FD — Dividend — Sold (part)

Invesco Comstock Fund Class Y — Dividend — Sold (part)

Invesco Comstock Fund Class Y — Dividend — Sold (part)

John Hancock Funds II — Dividend — Buy (add'l)

JP Morgan TR II Core BD FD Select CL — Dividend — Sold (part)

JP Morgan TR II Core BD FD Select CL — Dividend — Buy (add'l)

JP Morgan Small Cap Equity Fund Class Select — Dividend — Sold (part)

JP Morgan Small Cap Equity Fund Class Select — Dividend — Sold (part)

Meridian Fund Inc. Small Cap Growth FD Investor CL — Dividend — Buy (add'l)

Meridian Fund Inc. Small Cap Growth FD Investor CL — Dividend — Buy (add'l)

Meridian Fund Inc. Small Cap Growth FD Incestor CL — Dividend — Sold (part)

Metropolitan West FDS - Total Return BD FD CL 1 — Dividend — Buy (add'l)

Metropolitan West FDS - Total Return BD FD CL 1 — Dividend — Buy (add'l)

Metropolitan West FDS - Total Return BD FD CL 1 — Dividend — Sold (part)

MFS Ser TR I Value FD CL — Dividend — Buy (add'l)

MFS Ser TR X Emerging Mkts Debt FD Class 1 (X) — Buy

Newberger Berman Alternative FDS - Long Short Fund INSTL CL — Dividend

Nuveen Invt FDS Inc. Real Estate Secs Fund CL I — Dividend

Pimco FDS PAC INVT MGMT SER TOTAL RETURN FD INST CL PTTRX — Dividend

Principal FDS Inc — Dividend — Buy (add'l)

Principal FDS Inc — Dividend — Buy (add'l)

Principal FDS Inc — Dividend — Sold (part)

Principal Global Real Estate Sec Fund Instl Class SHS POSIX (X) — Dividend — Buy

T Rowe Price Blue Chip Growth Fund — Dividend — Sold (part)

Wells Fargo Emerging Markets Equity Fund Class Inst (X) — Dividend — Buy

Wells Fargo Emerging Markets Equity Fund Class Inst — Dividend — Sold (part)

Wells Fargo Funds TR Special Mid Cap Value FD CL 1 (X) — Dividend — Buy

JOINT TENANCY ACCOUNT

Abderdeen US Small Cap EQ Fund Instl Class — Dividend — Sold (part)

American Century Invt TR Diversified BD FD CL 1 ACBPX — Dividend — Buy (add'l)

American Century Invt TR Diversified BD FD CL 1 — Dividend — Sold (part)

American Europacific Growth Fund FU CL F2 — Dividend

AQR FDS Managed Futures Strategy FD CL 1 — Dividend — Buy (add'l)

Baird FDS Inc Aggregate BD FD instl SHS Class 1 (X) — Dividend — Buy

Baird FDS Inc Aggregate BD FD Instl SHS Class 1 — Dividend — Buy (add'l)

Baird FDs Inc Aggregate BD FD Instl SHS Class 1 — Dividend — Buy (add'l)

Blackrock Funds Global Long/Short CR FD Instl — Dividend

Brookfield Invt Funds global Listed Real Estate FD CL Y — Dividend

Deutsche Secs TR Enhanced Commodity — Dividend

DWS Advanced Commodity Strategy Fund Inst SKIRX — Dividend — Buy (add'l)

Eaton Vance Mutual FDS Trust Global Macro — Dividend

Fidelity 500 Index Fund (X) — Dividend — Buy

Fidelity 500 Index Fund — Dividend — Buy (add'l)

Fidelity 500 Index Fund — Dividend — Buy (add'l)

Gabelli ABC Fund (X) — Dividend — Buy

Goldman Sachs TR Final Square — Dividend — Sold (part)

Harbor Fund Small Cap Value FD Instl CL (X) — Dividend — Buy

Harbor Fund Small Cap Value FD Instl CL — Dividend — Buy (add'l)

Invesco Comstock Fund — Dividend — Sold (part)

John Hancock FDS II Global Absolute Return — Dividend — Sold (part)

John Hancock Funds II Absolute Return Currency FD CL 1 — Dividend — Buy (add'l)

JP Morgan TR 1 Small Cap Equity Fund — Dividend — Sold (part)

JP Morgan TR II Core BD FD Select CL — Dividend — Buy (add'l)

Meridian FD Inc Small Cap Growth FD Investor CL (X) — Dividend — Buy

Meridian FD Inc Small Cap Growth FD Investor CL — Dividend — Buy (add'l)

Metropolitan West FDS Total Return BD FC CL 1 — Dividend — Buy (add'l)

Metropolitan West FDS Total Return BD FD CL 1 — Dividend — Buy (add'l)

MFS Ser TR X Emerging Mkts Debt FD Class 1 (X) — Dividend — Buy

MFS Ser TR X Emerging Mkts Debt FD Class 1 — Dividend — Buy (add'l)

MFS Ser TR X Emerging Mkts Debt FD Class 1 — Dividend — Buy (add'l)

Neuberger Berman Alternative FDS -- Long Short Fund Instl CL — Dividend

Nuveen Invt FDS Inc Real Estate Secs Fund CL I — Dividend

Pimco FDS Pac Invt Mgmt Ser Diversified Income FD Instl CL — Dividend

Pimco FDS Pac Invt MGMT Ser Emerging Mkts BD FD Instl CL — Dividend

Principal FDS Inc High Yield FD Instl CL — Dividend — Buy (add'l)

Principal FDS Inc High Yield FD Instl CL — Dividend — Buy (add'l)

Principal FDS Inc Midcap Fund Instl Class — Dividend — Buy (add'l)

Principal Global Real Estate Securities Fund Inst Cl SHS POSIX (X) — Dividend

T Rowe Price Blue Chip Growth Fund — Dividend — Sold (part)

Wells Fargo Emerging Markets Equity Fund Class Inst — Dividend

Wells Fargo Funds TR Special Mid Cap Value FD Cl 1 (X) — Dividend — Buy

J & E Mahan Agency (Alpine) — Int./Div.

Mahan Heirs Partnership — Int./Div. — Sold

U.S. Bank — Int./Div.

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