Nancy V. Alquist

PERSONALLY OWNED (HEADER)

M & T CHECKING — Interest

VANGUARD INSTITUTIONAL INDEX FUND — Dividend

HARBOUR CAPITAL APPRECIATION RET — Dividend

SPOUSE OWNED (HEADER)

M & T CHECKING — Interest

BAIRD MONEY MARKET — Interest

IRA (HEADER)

BAIRD MONEY MARKET — Interest

DAVIS GLOBAL CL A DGFAX — Dividend

FEDERATED KAUFMANN SMALL CAP CL A FKASX — Dividend — Sold

OPPENHEIMER GLOBAL OPPTYS CL A OPGIX — Dividend

EDGEWOOD GROWTH INSTL CL REINVESTMENTS EGFIX — None

AMERICAN CENTURY EQUITY INCOME CL 1 — Interest

FMI LARGE CAP INSTL C; REINVESTMENTS FMIQX — Dividend

JOHN HANCOCK CLASSIC VALUE CL 1 JCVIX — Dividend

HARBOR SMALL CAP VALUE INSTL CL REINVESTMENTS HASCX — Dividend

OAKMARK INTL INSTL CL REINVESTMENTS OANIX — Dividend

LOOMIS SAYLES GROWTH CL Y REINVESTMENTS LSGRX — Dividend

MFS INSTL INTL EQUITY REINVESTMENTS MIEIX — Dividend

PARNASSUS MID CAP INSTL CL REINVESTMENTS PFPMX — Dividend

PEAR TREE POLARIS FOREIGN VALUE INSTL CL REINVESTMENTS QFVIX — Dividend

T ROWE PRICE GROWTH STOCK INVESTOR CL PRGFX — Dividend

PRINCIPAL MID CAP INSTL CL REINVESTMENTS PCBIX — Dividend

STERLING CAPITAL MID VALUE INSTL CL REINVESTMENTS OVEIX — Dividend — Sold

VIRTUS KAR SMALL CAPM GROWTH CL I REINVESTMENTS PXSGX — None

WELLS FARGO EMERGING MARKETS EQUITY INTL CL REINVESTMENTS EMGNX — Dividend

PRINCIPAL DIVERSIFIED REAL ASSET INSTL CL REINVESTMENTS PDRDX — Dividend

BAIRD SHORT TERM BOND INSTL CL REINVESTMENTS BSBIX — Dividend

BLACKROCK HIGH YIELD BOND INSTL CL REINVESTMENTS BHYIX — Dividend

BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL REINVESTMENTS BSIIX — Dividend

DODGE & COX INCOME REINVESTMENTS DODIX — Dividend

METROPOLITAN WEST TOTAL RETURN BOND CL I REINVESTMENTS MWTIX — Dividend

NUANCE MIDCAP NMVLX — Dividend — Buy

GRW OF AMER A — Dividend — Sold

Reimbursement — Commerce Dept; Commercial Law Development Program — April 25-May 3, 2019 — Kabul, Afghanistan — Meeting/teaching/seminar — Travel, lodging

Reimbursement — Commerce Dept; Commercial Law Development Program — July 12-21, 2019 — Kabul, Afghanistan — Meeting/teaching/seminar — Travel, lodging

Reimbursement — American Bankruptcy Institute — August 1-3, 2019 — Hershey, PA — Mid-Atlantic Bankruptcy Workshop — Mileage, lodging

Reimbursement — Commerce Dept; Commercial Law Development Program — November 10-16, 2019 — Kiev, Ukraine — Meeting/teaching/seminar — Travel, lodging