Alison Julie Nathan

Individual Assets (H)

Emigrant Direct (cash) — Interest

Bank of America (cash) — None

Chase (cash) — Interest

IRA #1 (H)

Vanguard Total Bond Market Index Adm Cl (VBTLX) — Dividend

Vanguard Total Intl Stock Index Fund ETF (VXUS) — Dividend — Buy

Vanguard Total Intl Bond Index ETF (BNDX) — Dividend — Buy

Vanguard Total Stock Market ETF (VTI) — Dividend — Buy

Vanguard Total Intl Bond Index Adm Cl (VTABX) — Dividend — Sold

Vanguard Total Intl Stock Index Adm Cl (VTIAX) — Dividend — Sold

Vanguard Total Stock Mkt Index Adm Cl (VTSAX) — Dividend — Sold

Brokerage Account #2 (H)

Vanguard Federal Money Market Fund (cash) — Dividend

Congress Midcap Growth Fund INSTL Class (IMIDX) — Dividend

Primecap Odyssey Growth Fund CL (POGRX) — Dividend

Vanguard Total Intl Stock Index Adm (VTIAX) (X) — Dividend — Sold

Vanguard Total Intl Stock Index Fund ETF (VXUS) — None — Buy

Vanguard Total Stock Market Index Fund Adm (VTSAX) — Dividend — Sold

Vanguard Total Stock Market ETF (VTI) — None — Buy

The Oakmark Select Fund (OAKLX) — None — Sold

Invesco Aerospace & Defense ETF (PPA) (X) — Dividend

Invesco S&P 500 Equal Weight Tech ETF (RYT) — Dividend

Ishares S&P MId-Cap 400 (IJJ) — Dividend

Victoryshares US 500 Vol WTD ETF (CFA) — Dividend

Brokerage Account #3 (H)

Primecap Odyssey Growth Fund (POGRX) — Dividend

Vanguard Growth ETF (VUG) — Dividend — Buy

Vanguard S&P 500 Index ETF (VOO) — Dividend — Buy

Vanguard Total Stock Market ETF (VTI) — Dividend — Buy

Vanguard 500 Index Adm Cl (VFIAX) — Dividend — Sold

Vanguard Growth Index Adm Cl (VIGAX) — Dividend — Sold

Vanguard Total Stock Market Index Adm Cl (VTSAX) — Dividend — Sold

Brokerage Account #4 (H)

TD Ameritrade Cash Account (cash) — Interest

Apple Inc Stock (AAPL) — Dividend

Retirement Plan #1 (H)

Vanguard FTSE Social Index (VFTSX) — Dividend

Vanguard Target Retirement 2020 (VTWNX) — Dividend

Vanguard Target Retirement 2040 (VFORX) — Dividend

529 Account #1 (H)

JPMorgan 529 Age-Based 9-10 Portfolio C — None

529 Account #2 (H)

Vanguard Aggressive Age-Based Option — None

529 Account #3 (H)

JPMorgan 529 Age-Based 9-10 Portfolio C — None

529 Account #4 (H)

Vanguard Aggressive Age-Based Option — None

Advisor on the Restatement of the Law, Copyright Project, American Law Institute

Professor (part time), NYU School of Law

Liability — Navient — Student Loans

Reimbursement — University of Melbourne Law School — 8/26/19-8/28/19 — Melbourne, Australia — Lecture on US Courts — Transportation (partial)

Reimbursement — UVA — 10/29/19-10/30/19 — Charlottesville, VA; — Judged moot court — Transportation, meals, lodging

Reimbursement — Second Circuit Federal Bar Council; — 11/1/19-11/3/19 — New Paltz, NY; — Moderated CLE panel — Transportation, meals, lodging

Income — 2019 — NYU School of Law (teaching income) — $24,000.00

Spouse's income — 2019 — NYU School of Law (salary)

Spouse's income — 2019 — Melbourne Law School (salary)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.