Gina L. Simms

INDIVIDUAL ASSETS (H)

JUSTICE FEDERAL CREDIT UNION (cash) — Int./Div.

BANK OF AMERICA (cash) — Interest

SUNTRUST BANK (cash) — Interest

PNC BANK (cash) — Interest

WELLS FARGO BANK (cash) — Interest

TD BANK (cash) — Interest

NEW YORK LIFE (whole life policy) — Int./Div.

US TREASURY DIRECT SERIES EE SAVINGS BOND — None

US TREASURY DIRECT SERIES I SAVINGS BOND — None

AMERICAN FUNDS, NEW PERSPECTIVE FUND A (ANWPX) — Dividend

THE WALT DISNEY COMPANY — Dividend

BROKERAGE ACCOUNT #1 (H)

AMERIPRISE INSURED MONEY MARKET (cash) — Interest

BRISTOL MYERS SQUIB COMPANY (BMY) — None — Buy

EATON VANCE ATLANTA CAP SMID CAP CL I (EISMX) — Dividend

IVY SCIENCE AND TECHNOLOGY CL I (ISTIX) — Dividend — Sold

EVENTIDE HEALTHCARE & LIFE SCIENCES CL I (ETIHX) — Dividend

INVESCO OPPENHEIMER INTL SMALL-MID COMPANY CL Y (OSMYX) — Dividend

TOUCHSTONE SANDS CAP SELECT GROWTH CL Y (CFSIX) (Y)

AT&T INC (T) — Dividend

AMAZON.COM INC (AMZN) — None — Buy

APPLE INC (AAPL) — Dividend

DXC TECHNOLOGY CO (DXC) — Dividend

GENERAL ELECTRIC CO (GE) (Y)

MIRCROSOFT CORP (MSFT) — Dividend — Buy

MONDELEZ INTL INC COM (MDLZ) — Dividend — Sold

NORTHROP GRUMMAN CORP (NOC) — Dividend — Buy

PGIM TOTAL RETURN BOND CL Z (PDBZX) — Dividend — Buy

PGIM HIGH YEILD CL Z (PHYZX) — Dividend — Buy

PGIM SHORT TERM CORP BOND CL Z (PIFZX) — Dividend — Buy

PROCTOR & GAMBLE CO (PG) — Dividend — Sold

TAPESTRY INC (TPR) — Dividend — Buy

TARGET CORP (TGT) — Dividend — Sold

UNITEDHEALTH GROUP INC (UNH) — Dividend — Buy

VALERO ENERGY CORP (VLO) — Dividend

WALMART STORES INC (WMT) — Dividend — Sold

RIVERSOURCE LIFE INSURANCE CO RAVA 5 ADVANTAGE VARIABLE ANNUITY (H)

COLUMBIA VP-MNGD VOL GROWTH FD CL 2 — Dividend

IRA #1 (H)

AMERIPRISE INSURED MONEY MARKET (cash) — Interest

ABB LIMITED (ABB) — Dividend — Buy

APTIV PLC (APTV) — Dividend — Sold

ALBEMARLE CORP (ALB) — Dividend — Buy (add'l)

ALPHABET INC CL C (GOOG) — None

ANHEUSER BUSCH (BUD) — Dividend — Buy

ANHEUSER BUSCH (BUD) — Sold

AMAZON COM INC (AMZN) — None

BAYER A G SPON ADR (BAYRY) — Dividend

BIOGEN INC (BIIB) — None — Buy

BRISTOL MYERS SQUIBB COMPANY (BMY) — Dividend — Buy

CHEVRON CORP (CVX) — Dividend

CISCO SYSTEMS INC (CSCO) — Dividend — Sold

CITIZENS FINANCIAL GROUP INC (CFG) — Dividend

COCA-COLA COMPANY (KO) — Dividend — Sold

COMCAST CORP CL A NEW (CMCSA) — Dividend

CREDIT SUISSE GROUP (CS) — Dividend — Buy

CVS HEALTH CORP (CVS) — Dividend — Buy

DANA INC (DAN) — None — Sold

EXPEDIA GROUP INC (EXPE) — Dividend — Buy

EXXON MOBIL CORP (XOM) — Dividend — Buy

FACEBOOK INC CL A (FB) — None

FASTENAL CO (FAST) — Dividend — Sold

FEDEX CORP (FDX) — Dividend

FIRST HORIZON NATIONAL CORP (FHN) — Dividend

GOLDMAN SACHS GROUP INC (GS) — Dividend

HOME DEPOT INC (HD) — Dividend — Buy

HOME DEPOT INC (HD) — Sold

INTL BUSINESS MACHINES CORP (IBM) — Dividend

INTERNATIONAL PAPER COMPANY (IP) — Dividend

JPMORGAN CHASE & CO (JPM) — Dividend — Sold

JOHNSON & JOHNSON (JNJ) — Dividend — Sold

MERCK & COMPANY INC NEW (MRK) — Dividend — Sold

ORANGE SPONS ADR (ORAN) — Dividend

PFIZER INC (PFE) — Dividend

PROCTER & GAMBLE CO (PG) — Dividend — Sold

PRUDENTIAL FINANCIAL INC (PRU) — Dividend

REGENERON PHARMACEUTICALS INC (REGN) — None

ROYAL DUTCH SHELL PLC (RDS/A) — Dividend — Buy

ROYAL DUTCH SHELL PLC (RDS/A) — Sold

SCHLUMBERGER LTD (SLB) — Dividend — Buy

3M COMPANY (MMM) — Dividend — Sold

TOTAL S A SPON ADR (TOT) — Dividend

UNITED PARCEL SERVICE INC CL B (UPS) — Dividend — Sold

VERIZON COMMUNICATIONS INC (VZ) — Dividend — Sold

WESTPAC BANKING CORP SPON ADR (WBK) — Dividend

IRA #2 (H)

AMERIPRISE INSURED MONEY MARKET (cash) — Interest

AMERICAN FUNDS, CAPITAL WORLD GROWTH & INCOME CL F2 (WGFIX) — Dividend — Sold

AMERICAN FUNDS, FUNDAMENTAL INVESTORS CL F2 (FINFX) — Dividend — Sold

AMERICAN FUNDS, GROWTH FUND OF AMERICA CL F2 (GFFFX) — None — Sold

AMERICAN FUNDS, INVESTMENT COMPANY OF AMERICA CL F2 (ICAFX) — Dividend — Sold

AMERICAN FUNDS, NEW ECONOMY CL F2 (NEFFX) — None — Sold

AMERICAN FUNDS, NEW PERSPECTIVE CL F2 (ANWFX) — None — Sold

AMERICAN FUNDS, SMALLCAP WORLD CL F2 (SMCFX) — None — Sold

BLACKROCK MID CAP GROWTH EQUITY INST CL (CMGIX) — Dividend — Buy

DELAWARE SMALL CAP CORE CL I (DCCIX) — Dividend — Buy

FIDELITY ADVISOR INTL CAP APPREC CL I (FCPIX) — Dividend — Buy

MFS INTL DIVERSIFICATION CL I (MDIJX) — Dividend — Buy

PGIM TOTAL RETURN BOND CL Z (PDBZX) — Dividend — Buy

PGIM HIGH YIELD CL Z (PHYZX) — Dividend — Buy

PGIM SHORT TERM CORP BOND CL Z (PIFZX) — Dividend — Buy

INVESCO QQQ ETF (QQQ) — Dividend — Buy

SPDR S&P 500 ETF (SPY) — None — Buy

SPDR DOW JONES INDUSTRIAL AVERAGE ETF (DIA) — None — Buy

401(k) #1 (H)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CLASS R6 — None

VANGUARD INSTITUTIONAL 500 INDEX TRUST — None — Sold (part)

VANGUARD INSTITUTIONAL 500 INDEX TRUST — Sold (part)

HOTCHKINS & WILEY SMALL CAP VALUE FUND DLASS I — None — Buy (add'l)

HOTCHKINS & WILEY SMALL CAP VALUE FUND DLASS I — Sold (part)

DODGE & COX INTERNATIONAL STOCK FUND` — None — Sold (part)

VANGUARD EXPLORER FUND ADMIRAL — None

VANGUARD HIGH YIELD CORP FUND ADMIRAL CLASS — None — Buy (add'l)

VANGUARD INSTITUTIONAL TOTAL BOND MARKET INDEX TRUST — None — Sold (part)

VANGUARD INSTITUTIONAL TOTAL BOND MARKET INDEX TRUST — Buy (add'l)

BLACKROCK LIQUIDITY FUNDS FED FUND CLASS INSTITUTIONAL — None — Buy (add'l)

Liability — Suntrust Bank — Personal Loan

Liability — Navient — College Loan

Spouse's income — 2019 — (salary)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.