Nelva Gonzales Ramos

Individual Assets (H)

Wells Fargo Bank (cash) — Interest

First National Bank (cash) — Interest

New York Life Insurance Company - Whole Life — None

BROKERAGE #1 (H)

Edward Jones Money Market (JRSXX) (cash equivalent) — Dividend

FT Bld Amer Bds 10-20 Yr #11 (VKBTHX) — Interest

Franklin Fed Tax - Free Income A (FKTIX) — Dividend

IRA #1 (H)

Franklin Managed Income CL A (FBLAX) — Dividend

Franklin Equity Income Fund CL A (FISEX) — Dividend

Franklin Growth Fund CL A (FKGRX) — Dividend

Franklin Growth Opptys Fd Cl A (FGRAX) — Dividend

Franklin High Income Fund A (FCHIX) — Dividend

Franklin Mutual Global Discovery Fund CL A (TEDIX) — Dividend

Franklin Mutual Shares Fund CL A (TESIX) — Dividend

Franklin Rising Dividends Fund CL A (FRDPX) — Dividend

Franklin Small-Mid Cap Grwth A (FRSGX) — Dividend

Templeton Growth Fund CL A (TEPLX) — Dividend

Franklin Total Return Fund CL A (FKBAX) — Dividend

Franklin U S Government Securities Fund CL A (FKUSX) — Dividend

IRA #2 (H)

Franklin Growth Fund CL A (FGRAX) — Dividend

Templeton Foreign Fund CL A (TFFAX) — Dividend

Templeton Global Smaller Companies Fund CL A (TEMGX) — Dividend

Templeton Growth Fund CL A (TEPLX) — Dividend

Templeton World Fund CL A (TEMWX) — Dividend

Franklin Total Return A (FKBAX) — Dividend

Franklin US Govt Secs A (FKUSX) — Dividend

IRA #3 (H)

Cohen & Steers Preferred SEC & Income FD CL I (CPXIX) — Dividend — Buy

Doubleline Total Return Bond CL I (DBLTX) — None — Buy

Doubleline Total Return Bond CL I (DBLTX) — Sold

Doubleline Shiller Enh Cape Fd (DSEEX) — Dividend — Sold (part)

Doubleline Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Doubleline Shiller Enh Cape Fd (DSEEX) — Sold (part)

Doubleline Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Doubleline Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Doubleline Shiller Enh Cape Fd (DSEEX) — Sold (part)

Doubleline Shiller Enh Cape Fd (DSEEX) — Sold (part)

Doubleline Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Doubleline Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Doubleline Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Invesco QQQ (QQQ) — Dividend — Sold (part)

Invesco QQQ (QQQ) — Buy (add'l)

Invesco QQQ (QQQ) — Sold (part)

Invesco QQQ (QQQ) — Buy (add'l)

Invesco QQQ (QQQ) — Buy (add'l)

Invesco QQQ (QQQ) — Sold (part)

Invesco QQQ (QQQ) — Buy (add'l)

Invesco QQQ (QQQ) — Sold (part)

Invesco QQQ (QQQ) — Buy (add'l)

Invesco QQQ (QQQ) — Buy (add'l)

Invesco QQQ (QQQ) — Buy (add'l)

IShares Iboxx $ Min Vol USA ETF (LQD) — Dividend — Buy

IShares Iboxx $ Min Vol USA ETF (LQD) — Sold

IShares Core S&P 500 (IVV) — Dividend — Sold (part)

IShares Core S&P 500 (IVV) — Buy (add'l)

IShares Core S&P 500 (IVV) — Sold (part)

IShares Core S&P 500 (IVV) — Buy (add'l)

IShares Core S&P 500 (IVV) — Buy (add'l)

IShares Core S&P 500 (IVV) — Sold

IShares Edge MSCI USA Quality Factor ETF (QUAL) — Dividend — Buy

IShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold

IShares Edge MISC Min Vol USA ETF (USMV) — None — Buy

IShares Edge MISC Min Vol USA ETF (USMV) — Sold (part)

IShares Edge MISC Min Vol USA ETF (USMV) — Buy (add'l)

IShares Edge MISC Min Vol USA ETF (USMV) — Sold

IShares MBS ETF Current Yield (MBB) — Dividend — Buy

IShares MBS ETF Current Yield (MBB) — Buy (add'l)

IShares MBS ETF Current Yield (MBB) — Sold (part)

IShares MBS ETF Current Yield (MBB) — Sold

IShares MBS ETF Current Yield (MBB) — Buy

IShares MBS ETF Current Yield (MBB) — Sold (part)

IShares MBS ETF Current Yield (MBB) — Buy (add'l)

IShares MBS ETF Current Yield (MBB) — Sold

Lord Abbett Bond Debenture FD CL F (LBDFX) — Dividend — Buy

Lord Abbett Short Duration In FD CL F (LDLFX) — Dividend — Buy

Lord Abbett Short Duration In FD CL F (LDLFX) — Buy (add'l)

Lord Abbett Short Duration In FD CL F (LDLFX) — Sold

Pimco Income Fund CL 12 (PONPX) — Dividend — Buy

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — None — Buy

Ishares Inc Core MSCI Emerging Mkts ETF (IEMG) — Sold

Vanguard Long Term Bond Current Yield (BLV) — Dividend — Buy

Vanguard Long Term Bond Current Yield (BLV) — Sold

Vanguard Intermediate Term Bond ETF (BIV) — Dividend — Buy

Vanguard Intermediate Term Bond ETF (BIV) — Sold

Vanguard Short Term Bond Current Yield (BSV) — Dividend — Buy

Vanguard Short Term Bond Current Yield (BSV) — Sold

SPDR Dow Jones Indust Av ETF (DIA) — Dividend — Sold (part)

SPDR Dow Jones Indust Av ETF (DIA) — Buy (add'l)

SPDR Dow Jones Indust Av ETF (DIA) — Sold (part)

SPDR Dow Jones Indust Av ETF (DIA) — Buy (add'l)

SPDR Dow Jones Indust Av ETF (DIA) — Buy (add'l)

SPDR Dow Jones Indust Av ETF (DIA) — Sold

SPDR Dow Jones Indust Av ETF (DIA) — Buy

SPDR Dow Jones Indust Av ETF (DIA) — Sold

Vanguard 500 Index Fund (VOO) — Dividend — Buy

Vanguard 500 Index Fund (VOO) — Sold (part)

Vanguard 500 Index Fund (VOO) — Buy (add'l)

Vanguard 500 Index Fund (VOO) — Sold (part)

Vanguard 500 Index Fund (VOO) — Buy (add'l)

Vanguard 500 Index Fund (VOO) — Buy (add'l)

Vanguard 500 Index Fund (VOO) — Buy (add'l)

529 PLAN #1 (H)

Franklin Mod Alloc Age 13-16 A — None

Agreement — 2001 — State of Texas Judicial Retirement Plans

Reimbursement — TEX-ABOTA — June 28-30, 2019 — Santa Fe, NM — Receive Jurist of the Year Award — Transportation, meals, lodging

Spouse's income — 2019 — Onyx Engineering--Salary

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Franklin Managed Income CL A (FBLAX) was Franklin Balanced Fund CL A (FBLAX).