Thomas L. Ambro

Trust #19 (H)

M&T Bank Account — None

M&T Bank Account — None

Trust Account #6 (H)

Harris Assoc Oakmark I — None — Sold

Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest

IRA Account #2 (H)

Wells Fargo Bank, N.A. Bank Deposit Sweep (X) — Interest

Fairholme Fund — Dividend

Dodge & Cox Intl Stock FD — Dividend

Federated Strategic Value Dividend FD — Dividend

Natixis FDS TR I Oakmark Intl FD — Dividend

Brandes Invt TR Instl Emerging Mkts FD — Dividend — Buy (add'l)

Matthews Asia Dividend FD — Dividend

Primecap Odyssey FDS Aggressive Growth FD — Dividend — Sold (part)

Pimco Equity SER — None — Sold

Neuberger Berman Alternative FDS — None — Sold

Primecap Odyssey Growth — Dividend — Sold (part)

Virtus Emerging Markets Opportunities Fund — Dividend

JP Morgan TR I Strategic Income Opportunity — Dividend — Sold

Dodge & Cox Stock FD — Dividend

Dodge & Cox Income FD — Dividend — Buy (add'l)

Dodge & Cox Income FD — Buy (add'l)

Doubleline FDS TR Total Return BD FD — Dividend — Buy (add'l)

Harris Assoc Invt TR Oakmark Global Select FD — Dividend — Sold (part)

Federated Equity FDS Intl Strategic Value Div FD — Dividend

Saratoga Advantage TR James Alpha Glbl Real Estate Invst — Dividend

T Rowe Price New Era Fund — Dividend

Invesco Oppenheimer Steelpath MLP Select 40 Fund — Dividend

Artisan Partners FDS Inc Global Value FD Adv — Dividend

Guggenheim FDS TR Macro Opportunities FD Instl CL — Dividend — Buy (add'l)

Guggenheim FDS TR Macro Opportunities FD Instl CL — Buy (add'l)

Kinetics MUT FDS INC Paradigm Fund Instl CL — Dividend

Kinetics MUT FDS Inc Small Cap Opportunities FD Instl CL — None

Pimco Low Duration Income Fund — Dividend — Buy (add'l)

Pimco Low Duration Income Fund — Buy (add'l)

Pimco FDS Income FD Instl CL — Dividend — Sold

Trust for Advised port Miller Opportunity TR — None

Artisan Intl Small Cap Fund Investor Series — Dividend

Brown Cap Mgmt Small Co FD Instl CL — Dividend — Buy (add'l)

Brown Cap Mgmt Small Co FD Instl CL — Sold (part)

Devon Energy Corp — Dividend

Exxon Mobil Corp — Dividend

Fairholme FDS In Fosused Income Fund — None — Sold

Oakmark International Small Cap FD Advisor CL — Dividend

Knot Offshore Partners LP — Dividend

Mowi Asa Spon ADR — Dividend

Matthews Intl FD Asian Growth & Income FD — Dividend

Miller Invt Trust Convertible BD FD — Dividend — Sold (part)

Miller Invt Trust Convertible BD FD — Sold (part)

Miller Invt Trust Convertible BD FD — Sold (part)

Miller Invt Trust Convertible BD FD — Sold (part)

Professionally Managed Portfolio CL Instl Hodges Small Cap — Dividend — Buy (add'l)

Professionally Managed Portfolio CL Instl Hodges Small Cap — Sold (part)

Sunoco LP — Distribution

Vanguard Specialized Energy FD Admiral Shares — Dividend

American Midstream Partners LP — None — Sold

Buckeye Partners LP — Distribution — Sold

Crossamerica Partners LP — Distribution

Enbridge Inc — Dividend

Golar LNG LTD — Dividend

Hoegh LNG Partners LP — Dividend

Alger Funds Small Cap Focus FD — Dividend — Sold (part)

Matthews Asia Funds Innovators Fund Investor CL IV — Dividend

Invesco Oppenheimer Emerging Markets Local Debt Fund — Dividend — Buy (add'l)

Vanguard World FD Intl Growth FD — Dividend

Wasatch Advisors FDS Core Growth FD — Dividend

Alger Growth Small Cap Focus FD — Dividend — Buy

Artisan Partners FDS Inc Mid Cap FD — Dividend — Buy

Artisan Partners FDS Inc Mid Cap FD — Sold (part)

Ashmore FDS Emerging Mkts Corp Debt FD — Dividend — Buy

Goldman Sachs Funds GQG Ptrns Int Opptys FD — Dividend — Buy

Goldman Sachs Funds GQG Ptrns Int Opptys FD — Buy (add'l)

Hannon Arrmstrong Sustainable Infrastructure Capital Inc — Dividend — Buy

Nokia Corp Sponsored ADR — None — Buy

Polen Growth Fund Institutional Class — None — Buy

Tex PAC Land TR Sub SH CTF Proprietary Unit — Dividend — Buy

Vanguard Index TR Mid Cap Index FD — Dividend — Buy

Trust Account #12 (H)

Dodge & Cox Intl Stock FD — Dividend

Matthews Asia Dividend FD — Dividend

Primecap Odyssey FDS Aggressive Growth FD — Dividend — Sold (part)

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Dodge & Cox Stock Fund — Dividend — Sold (part)

Wells Fargo Bank, N.A.Bank Deposit Sweep — Interest

Saratoga Advantage TR James Alpha Glbl Real Estate — Dividend

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Dividend — Sold (part)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Inc Fund Inst CL — Sold (part)

American Funds Developing World Growth & Income FD — Dividend

Oakmark Global Select Fund Advisor Class — Dividend

Oakmark International Small Cap FD Advisor CL — Dividend

Matthews Intl FD Asain Growth & Income FD — Dividend

Nuveen Muni TR HIgh Yield Mun BD FD — Dividend — Buy (add'l)

Nuveen Muni TR HIgh Yield Mun BD FD — Sold (part)

Virtus Funds Vontobel Emerging Mkts Opportunities FD — Dividend

Valaris Plc — Dividend

Brown Cap Mgmt Mut FDS Brown Cap Mgmt Small Co FD — Dividend

BHP Billiton LTF Spon Adr — Dividend

Cabot Oil & Gas — None — Sold

Enbridge Inc — Dividend

Enterprise Products Partners — Distribution — Buy (add'l)

Energy Trsnsfer Partners — Distribution — Buy (add'l)

Energy Trsnsfer Partners — Buy (add'l)

Johnson & Johnson — Dividend

Medley Capital Corp — Dividend

Microsoft Corp — Dividend — Sold (part)

Microsoft Corp — Sold (part)

National Oil Well Varco Inc — Dividend — Sold

Natixis FDS TR II Vaughan Nelson Select FD CL Y — None — Sold

Natixis Fund Trust II Vaughan Nelson Value Class Y — Dividend

Range Resources — None — Sold

Rio Tinto Plc Spon Adr — Dividend

South32 LTD Spon — Dividend

Southwestern Energy Co — None

USA Compression Partners LP Com — Distribution

Vanguard Funds Dividend Growth Fund Investor Class — Dividend

Vanguard Sprcialized Portfolios Energy Port Investor Class — Dividend

Weatherford International PLC WFT — None — Sold

WSFS Financial Corp — Dividend

Invesco Oppenheimer Steelpath MLP Select 40 Fund — Dividend — Sold

Buckeye Partners LP Unit LTD Partnersihp — Distribution — Sold

Voya CBRE Global Infrastructure FD CL I — Dividend

Invesco Oppenheimer Steelpath MLP Alpha Fund — Dividend — Buy

Goldman Sachs Fund GQG Ptnrs Intl Opptys FD — Dividend — Buy

Springside, LLC (2000 - $300,000, 2012- $20,123) — Rent

Trust #16 (H)

Apollo Investment Corp — Dividend

Blackrock Kelso Capital Corp — Dividend — Sold

Medley Capital Corp — Dividend

Wells Fargo Bank, N.A.Bank Deposit Sweep — Interest

Golub Cap BDC Inc — Dividend — Buy (add'l)

TPG Specialty Lending Inc — Dividend

PCM Family LLC — Dividend

The Sequoia Fund — Dividend — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

Trust #18 (H)

Wells Fargo Bank, N.A.Bank Deposit Sweep — Interest

West Wilson Util Dist TN WTR WKS Rev — Interest — Sold (part)

Montana ST BRD Regents High Ed Rev — Interest

Ocean Cnty NJ RFDG SER A G/O Unl TD — Interest

Port Seattle WA REV RFDG Inter Ser a — Interest — Sold

Metropolitan Transn Auth NY Rev — Interest

New Mexico Fin Auth Rev SR Lien Pub Proj Rvlvng FD Ser C — Interest

New York ST Envmntl Facs Corp Rev ST Ser D — Interest

Central Puget Sound WA Regl Tran Auth Sales & Use Tax Rev — Interest

New York ST Dorm Uth Revs Non ST Supported Debt CPN — Interest

USF Fing Corp FL CTF Partn Rfdg Mstr Lse PG Ser — Interest

Hawaii St Unrefunded Balance Rfdg Ser Ed — Interest

Harris Cnty TX Cultural Ed Facs Fin Corp Med FA CS Rev — Interest

Salt Riv Proj Agric Impt & PWR Dist AZ Elec SY S Rev BD — Interest

Huntsville AL GO WTS 2018 A G/O — Interest

Jefferson Cnty Co Sch Dist R G/O — Interest

York County PA GO RFDG BDS 2017 G/ O — Interest

Westfield IN High Sch 1995 Building Corp Unltd — Interest

Clark Cnty VN Arpt Rev SYS BDS McCarran Intl — None — Buy

Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest

iShares Core S&P 500 Index FD — Dividend — Sold (part)

iShares Core S&P 500 Index FD — Sold (part)

Vanguard FTSE Developed Markets ETF — Dividend — Sold (part)

Vanguard FTSE Developed Markets ETF — Sold (part)

Vanguard FTSE Developed Markets ETF — Sold (part)

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Dividend — Sold (part)

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Sold (part)

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Sold (part)

Vanguard Mid Cap — Dividend — Sold (part)

Vanguard Mid Cap — Sold

Vanguard REIT — Dividend — Sold (part)

Vanguard REIT — Sold

Vanguard Small Cap Value VBR — Dividend — Sold (part)

Vanguard Small Cap Value VBR — Sold

Vanguard Small Cap VB — Dividend — Sold

Vanguard Total Bond Market BND — Dividend — Sold (part)

Vanguard Total Bond Market BND — Sold

Vanguard Total Stock Market ETF — Dividend — Sold (part)

Vanguard Total Stock Market ETF — Sold

Vanguard Mid-Cap Value ETF Index Fund — Dividend — Sold (part)

Vanguard Mid-Cap Value ETF Index Fund — Sold

Vanguard Value ETF — Dividend — Sold (part)

Vanguard Value ETF — Sold

Goldman Sachs ETF US Large Cap — Dividend — Buy

Invesco TR II ETF Emerging Mkts Sovereign Debt — Dividend — Buy

iShares Russell 2000 ETF — Dividend — Buy

iShares Core S&P Mid ETF — Dividend — Buy

iShares Core US Aggregate Bond ETF — Dividend — Buy

iShares Edge MSCI Min Vol USA ETF — Dividend — Buy

iShares iBoxx High Yield Corp Bond ETF — Dividend — Buy

iShares Inc Core MSCI Emerging Mkts ETF — Dividend — Buy

iShares JP Morgan USD Emerging Markets Bond ETF — Dividend — Buy

iShares MBS ETF — Dividend — Buy

iShares MBS ETF — Sold (part)

Sector SPDR TR Technology Select Sector ETF — Dividend — Buy

Select Sector SPDF TR Financial TR — Dividend — Buy

Select Sector SPDR Consumer Discretionary ETF — Dividend — Buy

Vanguard Intermediate Term Corp Bond ETF — Dividend — Buy

Vanguard Intermediate Term Corp Bond ETF — Buy (add'l)

Vanguard Short Term Corp BD ETF — Dividend — Buy

Vanguard Short Term Corp BD ETF — Sold (part)

Xtrackers USD High Yield Corporate Bond ETF — Dividend — Buy

Industrial Select Sector SPDR ETF — Dividend — Buy

Industrial Select Sector SPDR ETF — Sold

IRA #6 (H)

DWS Enhanced Commdty Strat Fund — Dividend — Sold

Columbia Select Large Cap Growth Fund CL Z — Dividend — Sold (part)

Columbia Select Large Cap Growth Fund CL Z — Sold (part)

Columbia Select Large Cap Growth Fund CL Z — Sold (part)

Columbia Select Large Cap Growth Fund CL Z — Sold

Eaton Vance Mutual FDS Trust Global Macro Abslt Return Advtg FD — Dividend — Buy (add'l)

John Hancock FDS II Global Absolute Return Strategies FD CL I — Dividend — Buy (add'l)

John Hancock FDS II Global Absolute Return Strategies FD CL I — Sold

Hotchkis & Wiley FDS Mid Cap Value FD CL I — None — Sold

John Hancock Funds II Absolute Return Currency FD CL I — None — Sold

MFS Ser TR I Value FD — Dividend — Sold (part)

MFS Ser TR X Emerging Mkts Debt FD CL I — Dividend — Buy (add'l)

JP Morgan TR I US Large Cap Core Plus FD SEL CL — Dividend — Sold

Neuberger Berman Alternative FDs Long Short FD Instl CL — None — Sold

American Europacific Growth FU CL F2 — Dividend — Sold (part)

Invesco Oppenheimer Dev Mkts CL Y — Dividend — Buy (add'l)

Invesco Oppenheimer Intl BD FD CL Y — Dividend — Sold

Principal FDS Inc High Yield FD Instl CL — Dividend — Buy (add'l)

Principal FDS Inc High Yield FD Instl CL — Buy (add'l)

Victory Sycamore Small Co Oppty FD CL I — None — Sold

AQR FDS Managed Futures Strategy FL CL I — None — Sold

Principal FDS Inc Global Multi Strategy FD Instl CL — None — Sold

Wells Fargo Funds TR Special Mid Cap Value FD CL I — Dividend

American Century Invt TR Diversified BD FD — Dividend — Sold

Brown Advisory FDS Small Cap Growth FD — None — Sold

MFS Series TR XII Global Real Estate Fund — Sold

Baird FDS Inc Aggregate BD FD Instl SHS — Dividend — Buy

Fidelity 500 Index Fund — Dividend — Buy

Goldman Sachs TR Finl Square Treas Instrs FD — Dividend — Buy

Harbor Fund Small Cap Value FD Instl — Dividend — Buy

Harbor FD Cap Appreciation FD Instl — Dividend — Buy

Meridian FD Inc Small Cap Growth FD Investor — Dividend — Buy

Metropolitan West FDS Total Return BD FD — Dividend — Buy

Metropolitan West FDS Total Return BD FD — Buy (add'l)

JP Morgan Funds Intrepid Value Fund I — Dividend — Buy

Principal FDS Inc Midcap Fund Instl Class — Dividend — Buy

Blackrock Core Bond Portfolio Institutional Class — Dividend — Buy

Abbey Capital Futures Strategy Fund Class — None — Buy

Transamerica Mid Cap Value Opportunities CL — None — Buy

Transamerica Mid Cap Value Opportunities CL — Buy (add'l)

Transamerica Mid Cap Value Opportunities CL — Sold

Roth IRA #1 (H)

Valaris PLC Class 1 — Dividend

Transocean LTD — None

Enbridge Inc — Dividend — Buy

Roth IRA #2 (H)

Exxon Mobil Corp — Dividend

Brown Advisory FDS Adisory Small Cap Growth FD — Dividend

MFS SER TR X Emerging MKTS Debt FD CL1 — Dividend — Sold

Enbridge Inc — Dividend — Buy

Wells Fargo Bank, N.A.Bank Deposit Sweep (X) — Interest

Trustee, Thomas L. Ambro Revocable Trust

Member (Emeritus), Georgetown University Alumni Admissions Program Board of Advisors

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Georgetown University Law Center Board of Visitors

Member, Board of Editors, Delaware Lawyer

Member, Advisory Board, Working Group on Legal Opinions Foundation

Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 138)

Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 138)

Liability — TD, Bank N.A. — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 138)

Reimbursement — Georgetown University — September 15-16, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — American College of Bankruptcy — March 15-16, 2019 — San Diego, CA — Annual Meeting — Transportation, Lodging

Reimbursement — Georgetown University — August 27-28, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 8-9, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 26-30, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 6-7, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 20-21, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 27-28, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 3-4, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 10-11, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 15-18, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 24-25, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 1-2 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 5-6, 2019 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 8-9, 2019 — Washington, DC — Teaching Class — Transportation

Income — 2019 — Georgetown University - teaching — $6,500.00

Asset listed in Part VII, Line 138, has rental activity from property located near Newark, DE.

Asset listed in Part VII, Line 146, has rental activity from property located in New Castle County, DE.

Assets listed in Part VII, line 28 changed its name from Steelpath MLP FDS TR Oppenheimer to Invesco Oppenheimer Steelpath MLP Select 40 Fund

Assets listed in Part VII, line 46 changed its name from Marine Harvey ASA Spon ADR to Mowi ASA Spon ADR

Assets listed in Part VII, line 64 changed its name from Oppenheimer Emerging Markets Local Debt Fund to Invesco Oppenheimer Emerging Markets Local Debt

Fund

Assets listed in Part VII, line 108 changed its name from Ensco PLC to Valaris PLC

Assets listed in Part VII, line 132 changed its name from Steelpath MLP FDS TR Oppenheimer to Invesco Oppenheimer Steelpath MLP Select 40 Fund

Assets listed in Part VII, line 268 changed its name from Ensco PLC to Valaris PLC